Kevin Soucy v. State of Indiana

22 N.E.3d 683, 2014 Ind. App. LEXIS 588, 2014 WL 6772617
CourtIndiana Court of Appeals
DecidedDecember 2, 2014
Docket25A05-1406-PC-276
StatusPublished
Cited by4 cases

This text of 22 N.E.3d 683 (Kevin Soucy v. State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kevin Soucy v. State of Indiana, 22 N.E.3d 683, 2014 Ind. App. LEXIS 588, 2014 WL 6772617 (Ind. Ct. App. 2014).

Opinion

OPINION

BAILEY, Judge.

Case Summary

AppellanlAPetitioner Kevin C. Soucy appeals the denial of his petition for post-conviction relief, which challenged his convictions following his pleas of guilty to two counts of Intimidation, as Class D felonies, for which he received an aggregate sentence of six years. 1 We address the sole dispositive issue: whether Soucy was denied the effective assistance of counsel when Soucy pled guilty to offenses of which he was apparently actually innocent. We reverse.

Facts and Procedural History

On April 3, 2012 and April 4, 2012, Sou-cy placed telephone calls to his mother, Beverly Stevens (“Stevens”), from the Fulton County Jail in which he was incarcerated. During those telephone calls, Soucy made threats against Lorna Craig (“Craig”), who had provided information that assisted police in arresting Soucy for a probation violation. Soucy repeatedly insisted that Stevens contact Craig to relay the threats; Stevens repeatedly refused to do so.

On April 23, 2012, the State charged Soucy with two counts of Intimidation, alleging. that he had communicated threats to Craig with the intent that Craig be placed in fear of retaliation for a prior lawful act. On September 17, 2012, Soucy appeared for a change of plea hearing. At that hearing, the trial court requested that the State present a factual basis for the convictions and the State elicited Soughs admissions that he had threatened to kill Craig and burn down her house and had, “over and over,” told Stevens that he wanted her to communicate those threats to Craig. (Guilty Plea Tr. 30.) Soucy pled guilty and received consecutive sentences of three years each.

On October 29, 2013, Soucy filed a Petition for Post-Conviction Relief. Therein, he alleged that he was denied fundamental due process and the effective assistance of counsel because the record did not reveal an adequate factual basis for the Intimidation convictions. Specifically, the record was devoid of evidence that a threat had been communicated to Craig. The State *685 conceded this but argued that direct corm munication with the victim was not required.

An evidentiary hearing was conducted on February 10, 2014. Soucy testified that he had believed, at the time of the guilty plea hearing, that his calls to his mother constituted the crimes of Intimidation. Soucy’s trial counsel testified and denied that she had ever obtained information during the discovery process suggesting that the threats had been communicated from Stevens to Craig. She further testified that she lacked specific recollection as to whether she had advised Soucy on the statutory elements of Intimidation.

On May 22, 2014, the post-conviction court issued an order denying Soucy’s petition for post-conviction relief. This appeal ensued.

Discussion and Decision

Indiana Code Section 35^5-2-1 (a) provides in relevant part:

A person who communicates a threat to another person, with the intent: ... that the other person be placed in fear of retaliation for a prior lawful act; ... commits intimidation, a Class A misdemeanor.

The offense is elevated from a Class A misdemeanor to a Level 6 felony (formerly Class D felony) if the threat is to commit a forcible felony.

Soucy admitted, both at the change of plea hearing and the post-conviction hearing, that he made verbal threats against Craig and insisted that his mother convey those threats. However, the recording of the telephone calls reveals that Stevens consistently refused to comply with Soucy’s demands; the record is devoid of evidence that these threats were ever conveyed to Craig by any means. Nonetheless, despite having the assistance of court-appointed counsel, Soucy pled guilty to offenses requiring communication to the victim.

Soucy had the burden of establishing his grounds for relief by a preponderance of the evidence. Ind. Post-Conviction Rule 1(5). A petitioner appealing from the denial of post-conviction relief stands in the position of one appealing from a negative judgment. Fisher v. State, 810 N.E.2d 674, 679 (Ind.2004). Thus, the decision will be disturbed as being contrary to law only if the evidence is without conflict and leads to but one conclusion, and the trial court has reached the opposite conclusion. Ben-Yisrayl v. State, 729 N.E.2d 102, 105 (Ind.2000).

Ineffectiveness of counsel claims are evaluated under the standard of Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). To prevail on a claim of ineffective assistance of counsel, a petitioner must show both deficient performance and resulting prejudice. Overstreet v. State, 877 N.E.2d 144, 152 (Ind.2007). A deficient performance is a performance which falls below an objective standard of reasonableness and involves errors so serious that counsel was not functioning as counsel guaranteed by the Sixth Amendment. Id. Prejudice exists when a claimant shows “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S. at 694, 104 S.Ct. 2052.

A post-conviction claim challenging a conviction pursuant to a guilty plea is examined under Segura v. State, 749 N.E.2d 496 (Ind.2001). Segura categorizes two main types of ineffective assistance of counsel eases: (1) failure to advise the defendant on an issue that impairs or overlooks a defense, and (2) an incorrect advisement of penal consequences. Smith v. State, 770 N.E.2d 290, 295 (Ind.2002). In order to set aside a conviction because of an attorney’s failure to raise a defense, a petitioner who has pled guilty must es *686 tablish that there is a reasonable probability that he or she would not have been convicted had he or she gone to trial and used the omitted defense. Segura, 749 N.E.2d at 499 (citing State v. Van Cleave, 674 N.E.2d 1293, 1306 (Ind.1996)).

In denying Soucy post-conviction relief, the post-conviction court stated that its decision was based upon the holding in • Ajabu v. State, 677 N.E.2d 1035 (Ind.Ct.App.1997), the decision relied upon by the State at post-conviction proceedings to support its argument that direct communication was unnecessary to support Intimidation convictions, In Ajabu, the appellant had been charged with Intimidation after making threats through media outlets against a prosecutor and the mother of two murder victims.

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Related

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22 N.E.3d 683, 2014 Ind. App. LEXIS 588, 2014 WL 6772617, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kevin-soucy-v-state-of-indiana-indctapp-2014.