COURT OF APPEALS OF VIRGINIA
Present: Judges Decker, AtLee and Senior Judge Frank UNPUBLISHED
Argued at Norfolk, Virginia
KEVIN LEON SMITH MEMORANDUM OPINION* BY v. Record No. 1903-14-1 JUDGE RICHARD Y. ATLEE, JR. MARCH 29, 2016 COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF CHESAPEAKE Marjorie A. Taylor Arrington, Judge
H.K. Reveley, Jr., for appellant.
Elizabeth C. Kiernan, Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee.
Appellant Kevin Leon Smith appeals convictions from the Circuit Court for the City of
Chesapeake (“trial court”) for grand larceny, credit card theft, attempted credit card fraud, and
attempted identity theft. Smith argues that the trial court erred in permitting him to proceed pro
se. We disagree and affirm.
I. BACKGROUND
Smith faced a number of felony charges for related offenses. Although the charges were
addressed in one preliminary hearing, different offenses were scheduled to be heard in three
separate trial proceedings. Only the convictions rendered in the third trial are at issue in this
appeal.
The trial court appointed counsel to represent Smith at all three trials. Smith’s first
court-appointed attorney withdrew before the cases came to trial. The trial court then appointed
Sharon Mason, who represented Smith at trial on the first set of charges. Another trial was
* Pursuant to Code § 17.1-413, this opinion is not designated for publication. scheduled in front of Judge Brown for Monday, April 21, 2014, for the second set of charges.
Before the second trial, Mason requested to withdraw as Smith’s counsel. She explained that
Smith wished to handle his own case, that he complained about her unwillingness to file motions
she deemed frivolous, and that he had filed a bar complaint against her. The trial court
conducted an extensive colloquy to ensure Smith was knowingly and voluntarily waiving his
right to counsel, asking, “Do you want to represent yourself or not?” Smith replied, “I would
like to represent myself.” Judge Brown confirmed that Smith had a bachelor’s degree. He
detailed the disadvantages and challenges of representing oneself as a non-attorney. After
explaining that the rules of evidence can stymie efforts to present one’s side of a case, Judge
Brown asked:
The question is, recognizing the – what they call the vagaries of trial and the fact that you could, in fact, wind up being convicted not -- in part, because you’re not able to get across what evidence you think is relevant or important to your case, do you still want to represent yourself?
Smith replied, “Yes, Your Honor.” Judge Brown asked if Smith wished to keep Mason on as
standby counsel, explaining what that entailed, and Smith declined. Judge Brown also confirmed
that appellant wanted to represent himself with no standby counsel at trial for the third set of
charges (the charges Smith appeals here) that Friday, April 25, 2014. Smith explicitly indicated
that he wanted to represent himself at trial on April 25th. Judge Brown entered an order,
specifically for the third set of charges, permitting Mason to withdraw as counsel and granting
the defendant’s request to represent himself without standby counsel.
At trial on the third set of charges on Friday, April 25th, a different judge, Judge
Arrington, presided. Before trial, she asked, “Mr. Smith, you are without counsel today. It’s my
understanding that you’ve been before Judge Brown, and you’ve waived your right to counsel on
each of the cases for which we’re here today; is that correct?” Smith replied in the affirmative.
-2- After a plea colloquy, Judge Arrington asked Smith if he was ready for trial; he responded, “Yes,
Your Honor.” Smith participated in the proceeding — he argued a speedy trial motion,
presented case law, made objections, and cross-examined witnesses. The trial ultimately resulted
in the convictions appealed here.
The trial court sentenced Smith to twenty years of incarceration and suspended seventeen
years, resulting in an active sentence of three years.
II. ANALYSIS
“The Sixth Amendment guarantees a criminal defendant ‘the Assistance of Counsel for
his defence.’” Edwards v. Commonwealth, 49 Va. App. 727, 734, 644 S.E.2d 396, 399 (2007)
(quoting U.S. Const. amend. VI). “This textual right, it has been held, ‘implies’ the concomitant
right to be unassisted by counsel.” Id. (quoting Faretta v. California, 422 U.S. 806, 821 (1975)).
“Whether a waiver is voluntary and competent depends upon the particular circumstances of
each case, including the defendant’s background, experience, and conduct, but no particular
cautionary instruction or form is required.” Watkins v. Commonwealth, 26 Va. App. 335, 343,
494 S.E.2d 859, 863 (1998) (quoting Church v. Commonwealth, 230 Va. 208, 215, 335 S.E.2d
823, 828 (1985)). “The primary inquiry . . . is not whether any particular ritual has been
followed in advising the defendant of his rights and accepting his waiver, but simply whether the
procedures followed were adequate to establish ‘an intentional relinquishment of the right to
counsel, known and understood by the accused.’” Edwards v. Commonwealth, 21 Va. App. 116,
125, 462 S.E.2d 566, 570 (1995) (quoting Kinard v. Commonwealth, 16 Va. App. 524, 527, 431
S.E.2d 84, 86 (1993)). The Commonwealth bears the burden of showing that a pro se defendant
has “competently, intelligently, and understandingly waived his right to counsel.” Id. at 123-24,
462 S.E.2d at 570. In reviewing this issue, we give deference to the trial court’s subsidiary
-3- findings of fact and “review the ultimate Sixth Amendment question de novo.” Edwards, 49
Va. App. at 740, 644 S.E.2d at 402.
As a preliminary matter, the colloquy before Judge Brown overwhelmingly reflects that
Smith intentionally waived his right to counsel and that he understood the ramifications of doing
so.1 Smith was not only a college graduate, but also had recent and relevant familiarity with the
legal system and nature of trial proceedings, having just been a defendant in a trial for similar
charges. Even after Judge Brown carefully described the potential pitfalls of self-representation,
Smith said he wished to proceed pro se. Smith wanted to direct his own trial strategy, and,
having confirmed that Smith’s waiver was knowing and voluntary, Judge Brown permitted him
to do so.
The record also plainly shows that Smith intended for this waiver to apply to both the
April 21st and 25th proceedings. Judge Brown, after confirming that the upcoming trial dealt
with related offenses, specifically asked if Smith wanted Mason “out on that case also,” and
Smith agreed. Judge Brown even entered an order, expressly applicable to the third set of
charges, those appealed here, granting Mason’s motion to withdraw and Smith’s request to
proceed pro se without standby counsel. See Howard v. Commonwealth, 63 Va. App. 580, 584,
760 S.E.2d 828
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COURT OF APPEALS OF VIRGINIA
Present: Judges Decker, AtLee and Senior Judge Frank UNPUBLISHED
Argued at Norfolk, Virginia
KEVIN LEON SMITH MEMORANDUM OPINION* BY v. Record No. 1903-14-1 JUDGE RICHARD Y. ATLEE, JR. MARCH 29, 2016 COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF CHESAPEAKE Marjorie A. Taylor Arrington, Judge
H.K. Reveley, Jr., for appellant.
Elizabeth C. Kiernan, Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee.
Appellant Kevin Leon Smith appeals convictions from the Circuit Court for the City of
Chesapeake (“trial court”) for grand larceny, credit card theft, attempted credit card fraud, and
attempted identity theft. Smith argues that the trial court erred in permitting him to proceed pro
se. We disagree and affirm.
I. BACKGROUND
Smith faced a number of felony charges for related offenses. Although the charges were
addressed in one preliminary hearing, different offenses were scheduled to be heard in three
separate trial proceedings. Only the convictions rendered in the third trial are at issue in this
appeal.
The trial court appointed counsel to represent Smith at all three trials. Smith’s first
court-appointed attorney withdrew before the cases came to trial. The trial court then appointed
Sharon Mason, who represented Smith at trial on the first set of charges. Another trial was
* Pursuant to Code § 17.1-413, this opinion is not designated for publication. scheduled in front of Judge Brown for Monday, April 21, 2014, for the second set of charges.
Before the second trial, Mason requested to withdraw as Smith’s counsel. She explained that
Smith wished to handle his own case, that he complained about her unwillingness to file motions
she deemed frivolous, and that he had filed a bar complaint against her. The trial court
conducted an extensive colloquy to ensure Smith was knowingly and voluntarily waiving his
right to counsel, asking, “Do you want to represent yourself or not?” Smith replied, “I would
like to represent myself.” Judge Brown confirmed that Smith had a bachelor’s degree. He
detailed the disadvantages and challenges of representing oneself as a non-attorney. After
explaining that the rules of evidence can stymie efforts to present one’s side of a case, Judge
Brown asked:
The question is, recognizing the – what they call the vagaries of trial and the fact that you could, in fact, wind up being convicted not -- in part, because you’re not able to get across what evidence you think is relevant or important to your case, do you still want to represent yourself?
Smith replied, “Yes, Your Honor.” Judge Brown asked if Smith wished to keep Mason on as
standby counsel, explaining what that entailed, and Smith declined. Judge Brown also confirmed
that appellant wanted to represent himself with no standby counsel at trial for the third set of
charges (the charges Smith appeals here) that Friday, April 25, 2014. Smith explicitly indicated
that he wanted to represent himself at trial on April 25th. Judge Brown entered an order,
specifically for the third set of charges, permitting Mason to withdraw as counsel and granting
the defendant’s request to represent himself without standby counsel.
At trial on the third set of charges on Friday, April 25th, a different judge, Judge
Arrington, presided. Before trial, she asked, “Mr. Smith, you are without counsel today. It’s my
understanding that you’ve been before Judge Brown, and you’ve waived your right to counsel on
each of the cases for which we’re here today; is that correct?” Smith replied in the affirmative.
-2- After a plea colloquy, Judge Arrington asked Smith if he was ready for trial; he responded, “Yes,
Your Honor.” Smith participated in the proceeding — he argued a speedy trial motion,
presented case law, made objections, and cross-examined witnesses. The trial ultimately resulted
in the convictions appealed here.
The trial court sentenced Smith to twenty years of incarceration and suspended seventeen
years, resulting in an active sentence of three years.
II. ANALYSIS
“The Sixth Amendment guarantees a criminal defendant ‘the Assistance of Counsel for
his defence.’” Edwards v. Commonwealth, 49 Va. App. 727, 734, 644 S.E.2d 396, 399 (2007)
(quoting U.S. Const. amend. VI). “This textual right, it has been held, ‘implies’ the concomitant
right to be unassisted by counsel.” Id. (quoting Faretta v. California, 422 U.S. 806, 821 (1975)).
“Whether a waiver is voluntary and competent depends upon the particular circumstances of
each case, including the defendant’s background, experience, and conduct, but no particular
cautionary instruction or form is required.” Watkins v. Commonwealth, 26 Va. App. 335, 343,
494 S.E.2d 859, 863 (1998) (quoting Church v. Commonwealth, 230 Va. 208, 215, 335 S.E.2d
823, 828 (1985)). “The primary inquiry . . . is not whether any particular ritual has been
followed in advising the defendant of his rights and accepting his waiver, but simply whether the
procedures followed were adequate to establish ‘an intentional relinquishment of the right to
counsel, known and understood by the accused.’” Edwards v. Commonwealth, 21 Va. App. 116,
125, 462 S.E.2d 566, 570 (1995) (quoting Kinard v. Commonwealth, 16 Va. App. 524, 527, 431
S.E.2d 84, 86 (1993)). The Commonwealth bears the burden of showing that a pro se defendant
has “competently, intelligently, and understandingly waived his right to counsel.” Id. at 123-24,
462 S.E.2d at 570. In reviewing this issue, we give deference to the trial court’s subsidiary
-3- findings of fact and “review the ultimate Sixth Amendment question de novo.” Edwards, 49
Va. App. at 740, 644 S.E.2d at 402.
As a preliminary matter, the colloquy before Judge Brown overwhelmingly reflects that
Smith intentionally waived his right to counsel and that he understood the ramifications of doing
so.1 Smith was not only a college graduate, but also had recent and relevant familiarity with the
legal system and nature of trial proceedings, having just been a defendant in a trial for similar
charges. Even after Judge Brown carefully described the potential pitfalls of self-representation,
Smith said he wished to proceed pro se. Smith wanted to direct his own trial strategy, and,
having confirmed that Smith’s waiver was knowing and voluntary, Judge Brown permitted him
to do so.
The record also plainly shows that Smith intended for this waiver to apply to both the
April 21st and 25th proceedings. Judge Brown, after confirming that the upcoming trial dealt
with related offenses, specifically asked if Smith wanted Mason “out on that case also,” and
Smith agreed. Judge Brown even entered an order, expressly applicable to the third set of
charges, those appealed here, granting Mason’s motion to withdraw and Smith’s request to
proceed pro se without standby counsel. See Howard v. Commonwealth, 63 Va. App. 580, 584,
760 S.E.2d 828, 830 (2015) (“A court speaks through its orders and those orders are presumed to
accurately reflect what transpired.” (quoting McBride v. Commonwealth, 24 Va. App. 30, 35,
480 S.E.2d 126, 128 (1997))). Had Smith changed his mind before appearing before Judge
Arrington, he had clear opportunity to say so when she asked: “Mr. Smith, you are without
counsel today. It’s my understanding that you’ve been before Judge Brown, and you’ve waived
your right to counsel on each of the cases for which we’re here today; is that correct?” He did
1 Smith’s counsel on appeal conceded this at oral argument. We discuss the issue here because of its relevance to Smith’s self-representation before Judge Arrington.
-4- not object, disagree, express a desire for standby counsel, or ask why Mason was not present; he
simply replied, “Yes, Your Honor.”2 See Rule 5A:18; Alford v. Commonwealth, 56 Va. App.
706, 709, 696 S.E.2d 266, 267 (2010) (holding that a criminal defendant “cannot ‘approbate and
reprobate by taking successive positions in the course of litigation that are either inconsistent
with each other or mutually contradictory’” (quoting Rowe v. Commonwealth, 277 Va. 495, 502,
675 S.E.2d 161, 164 (2009))); see also Church v. Commonwealth, 230 Va. 208, 213, 335 S.E.2d
823, 826 (1985) (stating that “[a] defendant who represents himself is no less bound by the rules
of procedure and substantive law than a defendant represented by counsel”).
Finally, Judge Arrington had independent reason to find (and she implicitly did so) that
Smith’s waiver was both voluntary and knowing. She had Judge Brown’s order granting Smith’s
motion to represent himself without standby counsel at trial on the third set of charges. She also
knew Smith had just represented himself on similar and related charges days earlier, suggesting
he was keenly aware of what self-representation entailed. Smith’s actions confirmed this
impression — after pleading not guilty, Smith proceeded to elect a bench trial and argue a
speedy trial motion. See Watkins, 26 Va. App. at 345, 494 S.E.2d at 864 (noting that, even
though the trial court “did not make the searching, formal inquiry that we would prefer,” the
Court was confident that waiver was knowing and voluntary based on the defendant’s
researching and preparing his own motions). Smith’s actions demonstrate that he was prepared
to represent himself.3 Viewing the totality of the facts presented, the trial court did not err in
2 Furthermore, on April 28, 2014, three days after appearing before Judge Arrington, Smith wrote a letter to the clerk’s office of the trial court, in which he stated that “On Monday, April 21, 2014, Ms. Sharon Mason was removed from all of my cases past, present, and future ones by Judge Brown . . . .” He requested paperwork to appeal because “I now represent myself . . . .” 3 That Smith did not prevail is immaterial, as “a defendant’s ‘technical legal knowledge . . . [is] not relevant to an assessment of his knowing exercise of the right to defend himself.’” Thomas v. Commonwealth, 260 Va. 553, 560, 539 S.E.2d 79, 83 (2000) (quoting -5- finding that Smith’s waiver of counsel was knowing and voluntary and allowing him to represent
himself.
III. CONCLUSION
Finding no error, we affirm.
Affirmed.
Faretta, 422 U.S. at 836). “Indeed, ‘although [a defendant] may conduct his own defense ultimately to his own detriment, his choice must be honored’ so long as it is knowingly and intelligently made.” Id. (quoting Faretta, 422 U.S. at 834). -6-