Kettering v. Astrue

940 F. Supp. 2d 521, 2013 WL 1574677, 2013 U.S. Dist. LEXIS 52608
CourtDistrict Court, S.D. Texas
DecidedApril 12, 2013
DocketCivil Action No. 4:12-0885
StatusPublished
Cited by1 cases

This text of 940 F. Supp. 2d 521 (Kettering v. Astrue) is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kettering v. Astrue, 940 F. Supp. 2d 521, 2013 WL 1574677, 2013 U.S. Dist. LEXIS 52608 (S.D. Tex. 2013).

Opinion

[522]*522 MEMORANDUM AND ORDER

NANCY F. ATLAS, District Judge.

In this case seeking judicial review of denial of Social Security benefits, Plaintiff Frances Noe Kettering has filed a Motion for Summary Judgment [Doc. #11] (“Plaintiffs Motion”). Defendant Michael J. Astrue, Commissioner of Social Security, also filed a Motion for Summary Judgment [Doc. # 12] (“Defendant’s Motion”) and a Brief in Support [Doc. # 13] (“Defendant’s Brief’). The motions now are ripe for decision. Having considered the parties’ briefing, the applicable legal authorities, and all matters of record, the Court concludes that Defendant’s Motion should be denied, that Plaintiffs Motion should be granted, and that this case should be remanded to the Commissioner for further proceedings.

I. BACKGROUND

A. Procedural Background

Kettering filed an application for disability benefits with the Social Security Administration (“SSA”) alleging disability beginning May 9, 2006. The claim was denied initially and on reconsideration. Kettering requested an administrative hearing before an Administrative Law Judge (“ALJ”) to review the denial of benefits.

On July 8, 2008, ALJ Gary J. Suttles held a hearing, and subsequently issued a decision on July 24, 2008, finding that Kettering was not disabled.1 Kettering’s attorney requested review by the Appeals Council, which granted the request and remanded to the ALJ for the evaluation of the evidence.2 fur The Appeals Council stated that the ALJ’s decision indicated that Kettering had back surgery in 2006, but that subsequent examinations did not reveal significant abnormalities. However, the Appeals Council noted additional evidence indicating that Kettering had required additional back surgery in July 2008 and again in August 2008, and that she had been admitted to a hospital for mental health treatment in March 2008.

Upon remand, on December 2, 2009, ALJ Suttles held a supplemental hearing.3 Kettering was represented by counsel and a vocational expert testified, but no medical expert was called. On December 18, 2009, the ALJ issued a partially favorable decision that found Kettering disabled beginning on August 1, 2008, but not on her alleged onset date of May 9, 2006.4 On January 20, 2012, the Appeals Council granted review and agreed with the ALJ’s holding that Kettering was not disabled before August 1, 2008. The Appeals Council further determined that Kettering’s disability had ended on August 9, 2009, due to medical improvement.5

Kettering filed this case on March 22, 2012, seeking judicial review of the denial of benefits from May 9, 2006, through July 31, 2008. Contemporaneously with her complaint in this Court, she filed a new application for disability with the SSA. The SSA ruled favorably on the application, finding Kettering disabled as of August 9, 2009.6

B. Factual Background

Plaintiff Kettering alleges that her disability began on May 9, 2006. On Decem[523]*523ber 24, 2003, Kettering was injured in a motor vehicle accident, which caused neck and back pain, muscle spasms, and decreased range of motion. In the period before her alleged onset date, she was treated by various physicians, therapists, and chiropractors.7 She continued to work in her job as an accountant.

Beginning in September 2005, Kettering was treated by William F. Donovan, M.D., an orthopedist.8 Dr. Donovan conducted an orthopedic evaluation on September 13, 2005, including physical examination and x-rays, and diagnosed her with herniated nucleus pulposus (“HNP”), or herniated disc, in three locations: HNP C3-4, HNP C5-6, and HNP L5-S1. He stated that the injury was a direct result of her motor vehicle accident on December 24, 2003, and noted that she had received treatment from multiple doctors since the accident but had persistent problems with her neck and lower back. He recommended multiple treatments, including epidural steroid injections and probable surgery.9 He also stated that, based on his evaluation on September 13, 2005, Kettering had difficulty with many motions, including extended sitting, lifting, bending, pushing and pulling, and that he anticipated some permanent limitations.10

Dr. Donovan’s subsequent testing supported his diagnosis. An MRI of Kettering’s cervical spine in October 2005 revealed a central disc herniation at the C34 level. Neurological testing of the lumbar spine in November 2005 revealed right L5-S 1 lumbar radiculopathy.11 In an attempt to reheve her symptoms, Dr. Donovan sent Kettering to Jose Reyes, Jr., M.D., for cervical epidural steroid injections. However, Kettering’s problems persisted. She also suffered a post-dural puncture headache as a result of the steroid injections.12

On January 13, 2006, Dr. Donovan performed a lumbar hemilaminectomy L5-S1 right with posterior disc excision.13 His records state that the findings at surgery confirmed the diagnosis of “HNP L5-S1 right” and that Kettering’s injuries were consistent with a motor vehicle accident.14

On February 20, 2006, about five weeks after her surgery, Kettering returned to work. Dr. Donovan’s x-rays from April 2006 showed good alignment of the vertebrae, no arthritis, and decreased motion.15 However, as of May 9, 2006, Kettering stopped working. On May 17, 2006, Dr. Donovan wrote a letter stating that Kettering had stopped working as of May 10, 2006, because of increased pain to her lower back in the area of her surgery,16 Plaintiffs alleged onset date of May 9, 2006, therefore was her last day of work.

On July 11, 2006, Dr. Donovan wrote another letter on Kettering’s behalf, stating that after returning to work “patient has developed an increased evidence of instability to the lumbar spine.”17 He further stated,

Based on most recent clinical examination, 7/11/06, [Kettering] is not able to work in any capacity. Patient will be [524]*524referred for additional rehabilitation therapy to help strengthen her low back. Patient is unable to sit for more than two hours in an eight hour day because of the lumbar spine instability caused by the accident of 12/24/03 and facilitated by the surgery of 1/13/06. In addition, patient is not capable of doing repetitive bending, lifting, pushing, pulling, and twisting.18

In Dr. Donovan’s records from August and October 2006, he continued to state his opinion that Kettering was totally disabled and unable to work. He noted pain to her lower back and in her right shoulder and neck. His records indicate that Kettering slipped and fell on a wet floor at home in August, causing further injury to her neck and back.19

On September 12, 2006, the SSA reviewed Kettering’s records and conducted an assessment of her physical residual functional capacity (“RFC”).20 The consulting doctor concluded that Kettering was capable of standing, walking, and sitting for six hours of an eight-hour workday.

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Bluebook (online)
940 F. Supp. 2d 521, 2013 WL 1574677, 2013 U.S. Dist. LEXIS 52608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kettering-v-astrue-txsd-2013.