Kerr v. Hickenlooper

744 F.3d 1156, 2014 WL 889445
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 7, 2014
Docket12-1445
StatusPublished
Cited by18 cases

This text of 744 F.3d 1156 (Kerr v. Hickenlooper) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kerr v. Hickenlooper, 744 F.3d 1156, 2014 WL 889445 (10th Cir. 2014).

Opinion

LUCERO, Circuit Judge.

Article IV, § 4 of the Constitution of the United States of America guarantees to the State of Colorado a “Republican Form of Government.” It provides: “The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Invasion; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened) against domestic Violence.” U.S. Const, art. IV, § 4. This right to a republican form of government is further assured and mandated by the enabling act of Congress, Colorado Enabling Act, ch. 139, § 4, 18 Stat. 474, 474 (1875), under which the State was admitted to the Union in 1876.

Various groups, and in particular, several Colorado state legislators, brought an action in the U.S. District Court for the District of Colorado. They claim that the so-called Taxpayer’s Bill of Rights, TABOR, violates the Guarantee Clause of the federal Constitution, is in direct conflict with provisions of the Enabling Act, and impermissibly amends the Colorado Constitution.

In order to avoid Eleventh Amendment sovereignty issues, the Governor of Colorado, John Hickenlooper, was designated as the named defendant. Governor Hiek-enlooper filed his Answer to the plaintiffs’ Complaint, and promptly followed with a motion to dismiss, alleging that plaintiffs lacked Article III standing and prudential standing, and that their claims were barred by the political question doctrine. This motion was denied by the district court, and the Governor brings this appeal to us, asserting error and asking us to dismiss the proceedings on the same bases that he presented to the district court.

The merits of the case are not before us. We express no view on the substantive issues and intend none. We consider solely standing and the political question doctrine: whether these plaintiffs have suffered a particularized injury not widely shared by the general populace that entitles them to have their case heard by the federal courts, and whether the question presented is purely political in nature and should not be reached by the courts. We conclude that these plaintiffs may bring their claims and that the political question doctrine does not bar our consideration. Exercising jurisdiction under 28 U.S.C. § 1292(b), we affirm the district court’s ruling and remand for further proceedings.

I

Article X, § 20 of the Colorado Constitution — better known as the Taxpayer’s Bill of Rights or TABOR — was adopted by voter initiative in 1992. 1 TABOR limits the revenue-raising power of the state and local governments by requiring “voter approval in advance for ... any new tax, tax rate increase, mill levy above that for the prior year, valuation for assessment ratio increase for a property class, or extension of an expiring tax, or a tax policy change directly causing a new tax revenue gain.” Colo. Const, art. X, § 20, cl. 4(a). TABOR *1162 also limits state year-to-year spending increases to “inflation plus the percentage change in state population in the prior calendar year,” id. cl. 7(a), requires that revenue exceeding this limit “be refunded in the next fiscal year unless voters approve a revenue change,” id. cl. 7(d), and bans any “new state real property tax or local district income tax,” id. cl. 8(a). Like all provisions in Colorado’s Constitution, TABOR may be revoked or amended only with voter approval. Id. art. XIX, § 2 (“[A]mendments shall be submitted to the registered electors of the state for their approval or rejection, and such as are approved by a majority of those voting thereon shall become part of this constitution.”); id. § 1 (requiring voter approval to call constitutional convention).

More than thirty citizens of Colorado— including educators, parents of school-age children, and current and former state legislators — brought this suit against Colorado Governor John Hickenlooper in May 2011. The Second Amended Substitute Complaint for Injunctive and Declaratory Relief (the “complaint”) 2 alleges that TABOR “undermines the fundamental nature of the state’s Republican Form of Government” in violation of the Guarantee Clause, U.S. Const, art. IV, § 4. The complaint further alleges that TABOR violates the Colorado Enabling Act, the Supremacy Clause, and the Equal Protection Clause of the Fourteenth Amendment, and that it constitutes an impermissible amendment to the state constitution under state constitutional law principles.

Governor Hickenlooper moved to dismiss the complaint. He argued that plaintiffs lacked standing and that the political question doctrine required dismissal of all claims. The Governor also argued that the plaintiffs failed to state a claim on which relief could be granted as to their equal protection and impermissible amendment claims. The district court concluded that the plaintiffs who were current state legislators possessed standing and declined to assess the standing of the remaining plaintiffs. It ruled that the political question doctrine did not bar the lawsuit, thereby allowing plaintiffs to proceed on their Guarantee Clause and Enabling Act challenges to TABOR. The district court dismissed the equal protection challenge for failure to state a claim but refused to dismiss the impermissible amendment claim, exercising supplemental jurisdiction under 28 U.S.C. § 1367(a).

Governor Hickenlooper then asked the district court to certify its order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). The district court granted his request for certification and stayed the proceedings. A previous panel of this court granted permission to appeal. See 28 U.S.C. § 1292(b) (“The Court of Appeals which would have jurisdiction of an appeal of such action may thereupon, in its discretion, permit an appeal to be taken *1163 from such order [certified for interlocutory appeal].”).

II

We review de novo the district court’s rulings on standing. Petrella v. Brownback, 697 F.3d 1285, 1292 (10th Cir.2012). The plaintiffs bear the burden of establishing each element of standing. Id. In determining whether plaintiffs have met their burden, we assume the allegations contained in the complaint are true and view them in the light most favorable to the plaintiffs. S. Utah Wilderness Alliance, 707 F.3d at 1152. To establish Article III standing, a plaintiff must show: (1) that it has suffered a concrete and particular injury in fact that is either actual or imminent; (2) the injury is fairly traceable to the alleged actions of the defendant; and (3) the injury will likely be redressed by a favorable decision. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992).

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Cite This Page — Counsel Stack

Bluebook (online)
744 F.3d 1156, 2014 WL 889445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kerr-v-hickenlooper-ca10-2014.