Kepler v. Mirza

102 F. Supp. 2d 617, 1999 U.S. Dist. LEXIS 21797, 1999 WL 1863921
CourtDistrict Court, W.D. Pennsylvania
DecidedMarch 31, 1999
DocketCivil Action 96-61
StatusPublished

This text of 102 F. Supp. 2d 617 (Kepler v. Mirza) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kepler v. Mirza, 102 F. Supp. 2d 617, 1999 U.S. Dist. LEXIS 21797, 1999 WL 1863921 (W.D. Pa. 1999).

Opinion

MEMORANDUM OPINION

McLAUGHLIN, District Judge.

Plaintiffs Eric C. McCleary and Douglas A. Kepler, members of the partnership Damariscotta, bring the instant civil action under 42 U.S.C. § 1983 against Defendants Javed Mirza, Ernest Giovannitti and James E. Sief, both in their individual capacity and in their capacity as employees of the Pennsylvania Department of Environmental Protection. McCleary and Kepler allege that the Defendants deprived them of their Fourteenth Amendment right to pursue their chosen occupation.

Presently pending before the court are a motion to strike the affidavit of Kepler and a motion for summary judgment, both filed by the Defendants. For the reasons set forth below, the Defendants’ motion for summary judgment is granted. The Defendants motion to strike Kepler’s affidavit is denied as moot given that the affidavit was amended and Defendants did not object to the amended document.

I. BACKGROUND

1. The Parties

The Pennsylvania Department of Environmental Protection (“Department” or “DEP”) is an administrative agency of the *618 Commonwealth of Pennsylvania charged with the duty to administer and enforce state environmental laws, including the Surface Mining Conservation and Reclamation Act, 52 Pa.Code §§ 1396.1-1396.19a (1998). Its regulatory scheme for undertaking this duty includes provisions for licenses, permits, bonds, performance standards, and enforcement. See 52 Pa. Code § 1396.4 (1998); 25 Pa.Code §§ 86.1 to 87.209 (1998). The Department is divided into six divisions including the Northwest Regional Office which is commonly referred to as the Knox District Mining Office.

All three Defendants are employees of the DEP. Defendant Javed Mirza is the District Mining Manager of the Knox District and has final authority in all permit and enforcement matters which affect the District’s mining industry. Mirza depo. at 17-18. Defendant Ernest Giovannitti is the Director of the Department’s Bureau of Abandoned Mine Reclamation. Giovan-nitti depo. at 8-9. He establishes operating policy and administers, supervises, evaluates and monitors the activities of the Bureau to insure compliance with applicable federal and state law. Finally, Defendant James E. Sief is the Secretary of the Pennsylvania Department of Environmental Protection.

Plaintiffs Kepler and McCleary are the sole partners of Damariscotta, a general partnership engaged in ecological restoration of acid mine drainage sites. Kepler amend, aff. ¶ 2. Basically, they design passive treatment systems for acid mine drainage and then oversee the construction of those systems. Kepler depo. at 9-11. They subcontract with engineers, draftsmen, geologists, hydrologists, and earth moving companies. See id. at 6. According to Plaintiff Kepler, the primary emphasis of their business is “on applied research and development of passive technologies capable of abating metal contaminated acid mine drainage” while the secondary emphasis of the company is “natural wetland work as well as delineations, mitigations, stream survey work from time to time, [and] environmental assessments.” Id. at 9-10.

Plaintiffs are somewhat well known in the field of passive treatment. 1 See id. at 11. They have developed new technologies in the field, including the Successive Alkalinity Producing System (“SAPS”), and have published, given presentations and written government manuals regarding the implementation of passive treatment systems. See id.

2. The Relationship Between the Parties

The Plaintiffs work for coal and mining operations, bonding companies (sureties) that issue bonds to the coal and mining operations, environmental groups and environmental agencies like the DEP. See id. at 24-26. In essence, their job is to design an acid mine drainage plan that will be approved by the DEP and then oversee the construction of the plan. See id. at 9-11.

Before a licensed coal or mining operator 2 may engage in surface mining activities, it must obtain a permit from the local District Mining Office 3 for each separate mining operation. See 52 Pa.Code § 1396.4 (1998). The permit is to ensure restoration of the site after completion of the mining. Its application is very detailed; the permittee must submit sur *619 veyed maps, specifications, design analysis, test reports, and a reclamation 4 plan. See id. To meet this requirement, the permit-tee retains an entity like the Plaintiff or one of its competitors to design a plan for submission to the DEP for approval. If the plan is approved, the designer oversees the construction of the system. Kepler depo. at 9-11. The plan must be specific; it must detail the manner in which the land will be restored as well as the way in which it will avoid acid mine drainage. See 52 Pa.Code § 1396.4(a)(2) (1998). It must also set forth a timetable for completion and an itemized list of costs. See id. Further, Department regulations set forth very specific standards that must be met by the surface mining operations, see 25 Pa.Code § 87.91-167 (1998), so that it is important for the plan to address and meet these standards. They include effluent standards for any water discharge from the site and other provisions which govern the reclamation work. See id.

The Surface Mining Act also requires that the company seeking the permit “file with the department a bond for the land affected by each operation.” 52 Pa.Code § 1396.4(d) (1998); see 25 Pa.Code §§ 86.141-190 (1998). The bond assures either reclamation of the site or that the state will have the money to complete the reclamation if the permittee does not. See id. The Department retains the bond until the coal operator complies with the terms of its permit; only then will the bond be released. See 52 Pa.Code § 1396.4(h) (1998); 25 Pa.Code §§ 86.180-.190 (1998). If the permittee does not comply, the bond will be declared forfeited by the Department and the amount will be paid over to the Department. See id.

The scenario changes slightly when the permittee uses a bond company or corporate surety. Then, upon forfeit by the Department, the corporate surety “shall have the option of reclaiming the forfeited site” or 'paying the amount of the bond to the department. 52 Pa.Code § 1396.4(h) (1998). The corporate surety can only exercise its option to reclaim instead of pay out, however, by submitting a reclamation proposal to the DEP and gaining DEP’s approval. See id. In this case, companies like the Plaintiff are retained by the surety to - propose a plan for DEP’s approval.

Ultimately, all reclamation plans must be approved by the District Mining Office of the DEP. Mirza depo. at 17-18.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Greene v. McElroy
360 U.S. 474 (Supreme Court, 1959)
United States v. Diebold, Inc.
369 U.S. 654 (Supreme Court, 1962)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
John F. Wroblewski v. City of Washburn
965 F.2d 452 (Seventh Circuit, 1992)
Fred Piecknick v. Commonwealth Of Pennsylvania
36 F.3d 1250 (Third Circuit, 1994)
Jackson v. West Indian Co., Ltd.
944 F. Supp. 423 (Virgin Islands, 1996)
Westphal v. City of Chicago
8 F. Supp. 2d 809 (N.D. Illinois, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
102 F. Supp. 2d 617, 1999 U.S. Dist. LEXIS 21797, 1999 WL 1863921, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kepler-v-mirza-pawd-1999.