Kentucky Board of Examiners of Psychologists v. Courier-Journal & Louisville Times Co.

826 S.W.2d 324, 20 Media L. Rep. (BNA) 1692, 1992 Ky. LEXIS 35, 1992 WL 45633
CourtKentucky Supreme Court
DecidedMarch 12, 1992
Docket90-SC-498-DG
StatusPublished
Cited by40 cases

This text of 826 S.W.2d 324 (Kentucky Board of Examiners of Psychologists v. Courier-Journal & Louisville Times Co.) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kentucky Board of Examiners of Psychologists v. Courier-Journal & Louisville Times Co., 826 S.W.2d 324, 20 Media L. Rep. (BNA) 1692, 1992 Ky. LEXIS 35, 1992 WL 45633 (Ky. 1992).

Opinion

COMBS, Justice.

The general issue on review is whether the courts below have properly applied the Kentucky Open Records Act, KRS 61.870 through .884, to the essentially undisputed facts of this case.

The Kentucky Board of Examiners of Psychologists, as the agency responsible for licensure and regulation of psychologists in the Commonwealth, received written complaints from a number of clients of one Dr. Tadajewski, each charging acts of misconduct within the professional relationship. All indications are, and the litigants agree, that the alleged objectionable conduct consisted of sexual improprieties. An investigation ensued, and in the complaint file were accumulated, among other things, the complaints, Tadajewski’s patient files on some of the alleged victims, and the depositions of the complainants, Tadajew-ski, and others. 1

A formal complaint charging misconduct toward two clients was issued in 1983, and subsequently was twice amended to include additional clients’ complaints. A formal hearing was scheduled, but was rendered unnecessary when in 1985 Tadajewski resigned from practice, surrendered his license, and agreed that he would neither seek re-licensure nor engage in providing mental health services. It was further agreed that no effort would be made to seal the official file. The complaint was dismissed.

The Courier-Journal eventually sought access to all documents relating to Tada-jewski. 2 The Board provided copies of the original and amended formal complaints (which named the offended clients) and its final order. It further has agreed to provide Tadajewski’s license application and the results of his licensing examination. However, the Board refused to permit inspection of the complaint file. Its position was upheld upon review by the Attorney General, whereupon the Courier-Journal brought an action in Franklin Circuit Court to compel disclosure under the Open Records Act. Summary judgment for the Courier-Journal was affirmed by the Court of Appeals, and we took review.

KRS 61.872(1) provides, in part, that “All public records shall be open for inspection *326 by any person, except as otherwise provided by KRS 61.870 to 61.884....” The exception central to the present case is that found in KRS 61.878(l)(a):

(1) The following public records are excluded from the application of KRS 61.870 to 61.884 and shall be subject to inspection only upon order of a court of competent jurisdiction:
(a) Public records containing information of a personal nature where the public disclosure thereof would constitute a clearly unwarranted invasion of personal privacy[.] 3

Relevant to the proper application of the rule and the exception are KRS 61.882(3), which provides that an agency resisting disclosure has the burden of proof to sustain its action, and KRS 61.882(4), which provides, in part:

(4) Courts shall take into consideration the basic policy of KRS 61.870 to 61.884 that free and open examination of public records is in the public interest and the exceptions provided for by KRS 61.870 to 61.884 or otherwise provided for by law shall be strictly construed, even though such examination may cause inconvenience or embarrassment to public officials or others.

The narrow issues, then, are whether the subject information is of a “personal nature,” and whether public disclosure “would constitute a clearly unwarranted invasion of personal privacy.” Those questions were given scant consideration by both the trial court and the Court of Appeals. With respect to subsection (l)(a), the trial court ruled only that release of Tadajewski’s license application (which is no longer withheld) could not be considered a clearly unwarranted invasion of his personal privacy. But the issue involves much more information than that to be found in the application, and many more privacy interests than just Tadajewski’s.

With respect to the statutory exceptions provided in KRS 61.878(l)(f), (g), and (h), note 3, supra, the trial court held them inapplicable under authority of Kentucky State Bd. of Medical Licensure v. Courier-Journal and Louisville Times Co., Ky. App., 663 S.W.2d 953 (1983). In affirming, the Court of Appeals cited as dispositive the decision in City of Louisville v. Courier-Journal and Louisville Times Co., Ky. App., 637 S.W.2d 658 (1982).

In City of Louisville, the Court of Appeals held that investigative files of the police department’s Internal Affairs Unit, which files were compiled as a result of citizen complaints against a particular officer, were protected under subsections (l)(g) and (l)(h) as “preliminary” materials, because the IAU was merely a fact finder with no disciplinary authority and the Chief of Police had not “adopt[ed] its notes or recommendations as part of his final action.” Id., 637 S.W.2d at 659. It further held that the complaints which had spawned the investigation could not be deemed preliminary, at least not on the same theory: “Inasmuch as whatever final actions are taken necessarily stem from them, they must be deemed incorporated as *327 part of those final determinations.” Id., at 659, 660. Apparently not entirely comfortable with this distinction, the panel went on:

We acknowledge that it is possible that these complaints could be afforded continuing exemption under subsection (g) relating to preliminary correspondence with private individuals; however, that determination would be made upon consideration of the facts on a case-by-case basis....

Id., at 660.

In Board of Medical Licensure, the Court of Appeals relied upon its City of Louisville

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Bluebook (online)
826 S.W.2d 324, 20 Media L. Rep. (BNA) 1692, 1992 Ky. LEXIS 35, 1992 WL 45633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kentucky-board-of-examiners-of-psychologists-v-courier-journal-ky-1992.