Kentucky Bar Ass'n v. Templeton

111 S.W.3d 865, 2003 Ky. LEXIS 169, 2003 WL 21993964
CourtKentucky Supreme Court
DecidedAugust 21, 2003
DocketNo. 2003-SC-0330-KB
StatusPublished
Cited by1 cases

This text of 111 S.W.3d 865 (Kentucky Bar Ass'n v. Templeton) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kentucky Bar Ass'n v. Templeton, 111 S.W.3d 865, 2003 Ky. LEXIS 169, 2003 WL 21993964 (Ky. 2003).

Opinion

[866]*866 OPINION AND ORDER

The Board of Governors of the Kentucky Bar Association (“KBA”) petitions this Court to find Respondent, Robert Lee Templeton, guilty of violating SCR 3.130-1.3, SCR 3.130-1.16(d), and SCR 3.130-8.3(c) and to suspend his license to practice law for two years.

In 2001, the KBA received two complaints against Templeton: one filed by Allen Conley, the other by Regis Linn. Templeton had represented Conley and Linn on unrelated matters during the late 1990’s. On December 13, 2001, the Inquiry Commission issued two charges against Templeton relating to his representation of Conley and Linn. Each charge contained three counts. The two charges were consolidated into a single disciplinary case along with an additional third charge which had been issued against Templeton by the Inquiry Commission in October 2000. The third charge was resolved by the issuance of a private admonition on July 5, 2002, and is not a part of this petition.

When the two charges were issued against Templeton on December 13, 2001, he was already serving a year-long suspension (“first suspension”) from the practice of law commencing December 21, 2000. Templeton v. Kentucky Bar Association, Ky., 54 S.W.3d 154 (2001). In issuing the first suspension, this Court held that:

[Templeton] is adjudged to have violated the Rules of Professional Conduct ... and is hereby suspended from the practice of law in the Commonwealth of Kentucky for one year. The period of suspension shall commence on December 21, 2000 and continue until such time as [Templeton] is reinstated to the practice of law by order of this Court ....

Templeton v. KBA 54 S.W.3d at 157. In effect, after December 21, 2001, Templeton would be free to seek reinstatement to the bar. Templeton maintains that since his first suspension ended on December 21, 2001, subsequent suspensions (which he does not contest) should be applied retro[867]*867actively to that date because the new charges were issued against him on December 13, 2001, when he still had one week left to serve on his first suspension.

The two charges against Templeton arising from his representation of Conley and Linn were consolidated on January 24, 2002. The trial commissioner conducted an evidentiary hearing on July 24, 2002. On September 23, 2002, the trial commissioner found Templeton guilty on four separate counts of professional misconduct and recommended that he be suspended from the practice of law for a period of one year. The trial commissioner further recommended that the suspension commence retroactively to December 21, 2001, the date his first suspension ended. Temple-ton did not contest his guilt or punishment (one-year-retroactive suspension) before the KBA.

The KBA did not accept the trial commissioner’s recommendation and on April 23, 2003 issued its recommendation that Templeton be suspended for two (2) years, not one(l), commencing from the date of any disciplinary order entered by this Court (no retroactive application). Although Templeton’s first suspension ended December 21, 2001, the KBA determined that 1) Templeton had failed to meet mandatory CLE requirements necessary to obtain re-instatement; 2) Templeton never was evaluated by an independent medical professional, which was a court-ordered condition of his reinstatement; and 3) most significantly, Templeton did not apply for reinstatement with the Character and Fitness Committee.

The two charges against Templeton arise from his representation of Conley and Linn. Templeton represented Conley in a slip-and-fall case in Carter Circuit Court which arose from an accident at Grayson Lake Marina in August 1996. During discovery, Templeton, despite obtaining several extensions of time, failed to respond or file any responses to discovery requests. As a result, on October 5, 1998, the defendant filed a motion to dismiss and to be awarded attorney’s fees. The motion was heard in the Carter Circuit Court on October 19, 1998, but Templeton did not appear and failed to advise the court of the reason for his absence. The court granted defendant’s motion to dismiss and ordered Conley to pay $1,611.45 in costs and attorney’s fees, plus interest.

After entry of the Carter Circuit Court’s order, Templeton assured Conley that he would personally pay the judgment on Conley’s behalf. However, Templeton failed to do so, and, as a result, a judgment lien was placed on Conley’s property and several garnishments were filed against Conley’s bank accounts. On February 21, 2000, Templeton wrote Conley, acknowledging that he was responsible for the judgment and would pay it. However, Templeton never paid the judgment. Finally, on January 16, 2001, Conley filed a bar complaint, at which time Templeton paid the judgment.

The Inquiry Commission charged Tem-pleton with three counts of professional misconduct in his representation of Conley for: I) violations of his duty of diligent representation under SCR 3.130-1.3; II) violations of his duty to obey the rules of a tribunal under SCR 3.130-3.4(c); and III) violations of his duties upon termination of representation under SCR 3.130-1.16(d). The trial commissioner found Respondent guilty under Counts I and III and not guilty under Count II. The KBA concurred.

The second charge arises from Temple-ton’s representation of Regis Linn, for whom he filed a claim under the Federal Tort Claims Act in federal district court. Summary judgment was granted and Tem-pleton filed a notice of appeal on August [868]*86810, 1997. At Templeton’s request, the Sixth Circuit Court clerk’s office extended the filing deadline for appellant’s brief three times, with the final due date set for October 21, 1997. Despite getting three extensions, Templeton failed to file a brief. On November 4, 1997, the Sixth Circuit dismissed Templeton’s appeal for lack of prosecution. Templeton filed a motion for reconsideration, but failed to take any further action and never filed a brief in Linn’s case.

Eight months later, on July 13, 1998, Linn wrote to Templeton requesting an update on the status of his case. Temple-ton sent Linn a letter, dated July 14, 1998, informing him that:

I am proceeding with efforts to have the adverse Judgment rendered by the U.S. District Court for the Eastern District Court reversed by the U.S. Court of Appeals for the Sixth Circuit. By separate mailing, which you should receive within the next few days, we are transmitting a copy of the brief submitted on your behalf to the Court. However, as we have previously discussed, I am not particularly optimistic about our chances of success even though I believe that Judge Henry R. Wilhoit, Jr. should not have Dismissed the complaint.... Please let me know if you have any questions or comments after you have received a copy of the brief.

Templeton had not filed, nor did he ever file, a brief in the Sixth Circuit Court of Appeals in Linn’s case. As a result of Templeton’s deceit, dishonesty, misrepresentation, and unethical conduct, the trial commissioner found Templeton had violated his duty of diligent representation under SCR 3.130-1.3, and the prohibition against conduct involving dishonesty, fraud, deceit, or misrepresentation under SCR 3.130-8.3(c). The KBA voted unanimously to uphold the trial commissioner’s findings.

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Related

Kentucky Bar Ass'n v. Templeton
151 S.W.3d 329 (Kentucky Supreme Court, 2004)

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Bluebook (online)
111 S.W.3d 865, 2003 Ky. LEXIS 169, 2003 WL 21993964, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kentucky-bar-assn-v-templeton-ky-2003.