Kentucky Bar Ass'n v. Summers

384 S.W.3d 689, 2012 Ky. LEXIS 184, 2012 WL 5285776
CourtKentucky Supreme Court
DecidedOctober 25, 2012
DocketNo. 2012-SC-000254-KB
StatusPublished
Cited by2 cases

This text of 384 S.W.3d 689 (Kentucky Bar Ass'n v. Summers) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kentucky Bar Ass'n v. Summers, 384 S.W.3d 689, 2012 Ky. LEXIS 184, 2012 WL 5285776 (Ky. 2012).

Opinion

[690]*690OPINION AND ORDER IMPOSING RECIPROCAL DISCIPLINE

Respondent, William L. Summers, whose last known bar roster address is 5910 Landerbrook Drive, Suite 200, May-field Heights, Ohio 44124, and whose KBA Member No. is 82365, was admitted to the practice of law in the Commonwealth of Kentucky in 1988. Since 1969, he has also been licensed to practice law in Ohio, but he was recently suspended from practice in that state for six months. The Kentucky Bar Association through its Office of Bar Counsel moved this Court to require Respondent to show cause why identical reciprocal discipline against him should not be imposed in Kentucky under SCR 3.435. The Respondent has now filed his response to the show-cause order.

I. Background

On March 22, 2012, the Supreme Court of Ohio suspended Respondent from the practice of law in Ohio for six months. See Disciplinary Counsel v. Summers, 131 Ohio St.3d 467, 967 N.E.2d 183 (2012). The court’s opinion adopted the findings of fact and misconduct of the Ohio Board of Commissioners on Grievances and Discipline. Respondent’s misconduct related to a $15,000 fee charged in, and early withdrawal from, a criminal assault case in which he represented Anthony Bell. The Respondent was alleged to have “(1) charged a clearly excessive fee, (2) failed to advise his client in writing that if he failed to complete the representation, the client might be entitled to a refund of all or part of the fee, (3) failed to promptly refund the unearned portion of his fee at the time of his withdrawal from the representation, and (4) engaged in conduct that adversely reflects upon his fitness to practice law.” Id. at 184.

Because the Ohio Supreme Court’s order is treated as “establishing] conclusively” the facts and misconduct for our purposes, SCR 3.435(4)(e), this Court adopts that court’s factual discussion. The Ohio Supreme Court described the facts and misconduct at length as follows:

... [T]he client, Anthony Bell, was 19 years old when he was charged with multiple felony offenses for allegedly assaulting a police officer during a brawl in the stands at a professional baseball game between the Cleveland Indians and New York Yankees. Anthony, a resident of upstate New York who had no criminal record, insisted he was innocent. ...
Anthony and his family knew no one in Cleveland. Acting on the referral of a bondsman, and with his family’s financial support, Anthony retained Summers to defend him. From the beginning of the representation, Anthony and his family never equivocated in expressing what they wanted from respondent: exoneration of the charges.
Summers’s first fee agreement with the Bell family was executed around the time of Anthony’s arraignment in late April 2008. At the initial meeting, Sum[691]*691mers secured an advance of $1,000 for expenses and a retainer of $2,500 from the family. And “to do a favor for them, to be kind to them,” Summers agreed to reduce his hourly charge from $850 per hour to $250 per hour. Nonetheless, when Anthony’s family received Summers’s first invoice shortly after July 1, 2008, they discovered that Summers had charged them $350 per hour, the initial $2,500 retainer had been exhausted, they owed Summers an additional $2,500, and they were being charged for work performed by Summers’s associate, Aaron Baker, at the rate of $125 per hour.
Baker evidently had worked for respondent for years but had only been licensed to practice law for several months when respondent assigned him to this case. Summers avers that Baker’s time was normally billed at $175 per hour but that Summers had also reduced Baker’s rate for this case.
Upon the Bells’ inquiry, Baker acknowledged the $100 per-hour billing discrepancy and assured them that the bill would be corrected. Rather than adjust the bill himself, Baker asked Anthony’s mother to pay the corrected amount. The Bell family never received an invoice with the correct billing rate and did not pay the erroneous invoice. Summers continued to represent Anthony for the next two months without a word about the nonpayment.
Less than one week before a pretrial hearing set for September 9, 2008, however, Summers informed Anthony that he was in breach of the fee agreement and threatened to withdraw from his representation unless a new fee agreement was secured. In doing so, Summers did not focus on the billing issue or nonpayment of fees as a reason for the alleged breach. Rather, Summers chastised Anthony’s parents for their “interference” with his representation and stated that “there was something standing in the way of him completing the case.”1
Anthony testified that he was scared out of his mind by Summers’s threat to withdraw. His parents were worried about retaining new counsel; they did not think that they could afford to pay new counsel in addition to paying Summers’s fee. The Bells therefore agreed to a new fee agreement — a flat-fee arrangement — with Summers.
The flat-fee agreement specified that Anthony and his family would pay $15,000 to Summers “in addition to any and all amounts already paid.”2 The agreement provided that $15,000 was all that Anthony would owe, regardless of the time that Summers would spend on his behalf, including work through the investigation “and, if necessary, through the trial, and if necessary, sentencing, or other disposition of the case.”
In the fee agreement, Summers characterized the $15,000 fee as nonrefundable and, despite the requirements of Prof.Cond.R. 1.5(d)(3), did not advise the client and his family that they might be entitled to a refund of all or part of the fee if he failed to complete representa[692]*692tion. In fact, although Summers initially insisted that he had read each word of the retainer to Anthony and his parents and explained each paragraph to them, he later admitted that he had not read to them the paragraph about the fee not being refundable. And when Anthony’s mother subsequently sent an e-mail to Summers asking reasonable questions about the flat-fee retainer and what it meant, Summers responded with an email that was, at best, impatient and intemperate, and at worst, scathing. In that e-mail, he also stated that the $15,000 flat fee “will cover all of the Attorney fees for the matter to the end, regardless of what time we have to spend which is a benefit to you. If you discharge us, you will however owe us for all of our time spent thus far, less the initial retainer. You will also owe us for bringing the new Lawyer up to speed.” (Underlining sic.)
Four months after extracting the flat-fee agreement, Summers’s representation abruptly ended. After collecting $17,726.01 in fees, Summers called Anthony in December and told him that “things weren’t looking good, and he was going to try to work out a plea.” The following month, Summers screamed at Anthony’s father that he was “done” and “finished.” After nine months of representing Anthony, Summers refused to continue the representation and then moved to withdraw, without securing a plea agreement for his client or otherwise finishing representation.
The board found by clear and convincing evidence that Summers violated Prof.Cond.R.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
384 S.W.3d 689, 2012 Ky. LEXIS 184, 2012 WL 5285776, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kentucky-bar-assn-v-summers-ky-2012.