Kennedy v. Mustaine

Procedural entryThis page is a short order in Kennedy v. Mustaine. Read the opinion of the Court — 249 F.3d 576
Court of Appeals for the Sixth Circuit·Decided May 10, 2001·No. 99-6484·Published

Opinion

5(&200(1'(' )25 )8//7(;7 38%/,&$7,21  ,QUH.HQQHG\HWDO 1R 3XUVXDQW WR 6L[WK &LUFXLW 5XOH 

(/(&7521,& &,7$7,21  )(' $SS 3 WK &LU

VWDWHPHQWVDUHFRQVLGHUHGGHIDPDWLRQSHUVH,QDGGLWLRQWKH )LOH 1DPH DS

0LFKLJDQFRXUWDOVRPDGHUHIHUHQFHWRWKHIDFWWKDW'HEWRUV PDGH WKHVH VWDWHPHQWV LQWHQWLRQDOO\ LQDVPXFK DV 'HEWRUV FRQWLQXHGWRPDNHWKHVWDWHPHQWVWRWKLUGSDUWLHVHYHQDIWHU 81,7('67$7(6&28572)$33($/6 WKH\EHFDPHDZDUHRIWKHUHVXOWVRIWKH'1$SDWHUQLW\WHVWV )257+(6,;7+&,5&8,7 ZKLFKH[FOXGHG:LOEXUDV'HEWRU'LDQH.HQQHG\jVIDWKHU BBBBBBBBBBBBBBBBB 7KHUHIRUH HYHQ LI DQ DUJXPHQW FRXOG EH PDGH WKDW WKH EDQNUXSWF\ FRXUW VKRXOG QRW KDYH FRQVLGHUHG ERWK WKH 0LFKLJDQDVZHOODVWKH.HQWXFN\VWDWHFRXUWMXGJPHQWVDV ,QUH7+20$6 s26(3+ ; WKHGLVWULFWFRXUWSURSHUO\FRQFOXGHGWKHRXWFRPHGRHVQRW .(11('<DQG',$1(  FKDQJHLQDVPXFKDVWKH0LFKLJDQMXGJPHQWLQDQGRILWVHOI 0,&+(//( .(11('<  SUHFOXGHV OLWLJDWLRQ RI WKLV LVVXH EHFDXVH WKH VWDWHPHQWV DW  1R LVVXHDUHGHIDPDWLRQSHUVHXQGHU0LFKLJDQODZPHDQLQJWKDW 'HEWRUV  WKHFRXUWVSUHVXPHWKDWWKHVSHDNHUVPDNHVXFKVWDWHPHQWV BBBBBBBBBBBBBBBBBBBBBBB !  NQRZLQJ WKDW VXEVWDQWLDO KDUP RU LQMXU\ ZLOO UHVXOW  6HH  0DUNRZLW])GDW KROGLQJWKDWmXQOHVVµWKHDFWRU 7+20$6 s26(3+ .(11('<  GHVLUHVWRFDXVHFRQVHTXHQFHVRIKLVDFWRUEHOLHYHVWKDW ',$1( 0,&+(//( .(11('<  WKHFRQVHTXHQFHVDUHVXEVWDQWLDOO\FHUWDLQWRUHVXOWIURPLWjKH KDVQRWFRPPLWWHGDµZLOOIXODQGPDOLFLRXVLQMXU\jDVGHILQHG $SSHOODQWV   XQGHU† D  l %XUGHQ1:GDW ILQGLQJ  WKDWVWDWHPHQWVDVWRDODFNRIFKDVWLW\DUHGHIDPDWRU\SHUVH Y  PHDQLQJWKDWWKHZRUGVDUHDFWLRQDEOHLQWKHPVHOYHVDQGWKDW  GDPDJHVDUHSUHVXPHG  3+,//,3 % 0867$,1(  &21&/86,21 3+

  ,QUH.HQQHG\HWDO 1R 1R ,QUH.HQQHG\HWDO 

BBBBBBBBBBBBBBBBB :HQHHGQRWGHFLGHZKHWKHUWKHEDQNUXSWF\FRXUWSURSHUO\ UHOLHG XSRQ WKH 0LFKLJDQ DQG .HQWXFN\ MXGJPHQWV LQ &2816(/ UHQGHULQJLWVGHFLVLRQEHFDXVH0LFKLJDQODZVWDQGLQJDORQH SURYLGHVWKHEDVLVIRUSUHFOXVLRQ8QGHU0LFKLJDQODZZRUGV $5*8('5LFKDUG.HOO\+DUULV/RXLVYLOOH.HQWXFN\IRU DVWRDODFNRIFKDVWLW\DUHGHIDPDWLRQSHUVHoLHLQMXULRXV $SSHOODQWV5LFKDUG$6FKZDUW].58*(56&+:$57= E\ WKHLU QDWXUH LW WKHUHIRUH ZDV XQQHFHVVDU\ IRU WKH  0255($8 /RXLVYLOOH .HQWXFN\ IRU $SSHOOHHV EDQNUXSWF\FRXUWWRFRQVLGHUWKH.HQWXFN\MXGJPHQWLQRUGHU 21%5,()5LFKDUG.HOO\+DUULV/RXLVYLOOH.HQWXFN\IRU WRILQGWKDW'HEWRUVZHUHHVWRSSHGIURPOLWLJDWLQJZKHWKHU $SSHOODQWV5LFKDUG$6FKZDUW].58*(56&+:$57= WKHVH GHIDPDWRU\ VWDWHPHQWV ZHUH LQWHQWLRQDO DQG 0255($8/RXLVYLOOH.HQWXFN\IRU$SSHOOHHV VXEVWDQWLDOO\ FHUWDLQ WR FDXVH KDUP IRU SXUSRVHV RI †  D    ,Q %XUGHQ Y (OLDV %URWKHUV %LJ %R\ BBBBBBBBBBBBBBBBB 5HVWDXUDQWV  1:G  0LFK &W $SS   WKH 0LFKLJDQ &RXUW RI $SSHDOV UHFHQWO\ DGGUHVVHG D FODLP IRU 23,1,21 GHIDPDWLRQDQGVSHFLILFDOO\GLVWLQJXLVKHGGHIDPDWLRQSHUVH BBBBBBBBBBBBBBBBB IURPGHIDPDWLRQSHUTXRGDVIROORZV &/$<&LUFXLWsXGJH'HEWRUV$SSHOODQWV7KRPDVs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s0XVWDLQHo3ODLQWLIIVLQ H[LVWHQFH RI VSHFLDO KDUP FDXVHG E\ WKH SXEOLFDWLRQ WKHXQGHUO\LQJDGYHUVDU\SURFHHGLQJDQGSDUHQWVRI'HEWRU GHIDPDWLRQSHUTXRG  'LDQH.HQQHG\oRQ&UHGLWRUVjFODLPIRUQRQGLVFKDUJHDELOLW\ RIWKHLUMXGJPHQWREWDLQHGDJDLQVW'HEWRUVLQ0LFKLJDQVWDWH ,GDW7KHFRXUWZHQWRQWRUHFRJQL]HWKDW FRXUWRQDGHIDPDWLRQVXLWLQWKHDPRXQWRI:HQRZ $)),50WKHGLVWULFWFRXUWjVMXGJPHQWRQWKHEDVLVWKDWWKH 0&/    06$ $   LV WKH GHEWLVQRQGLVFKDUJHDEOHXQGHU.DZDDXKXDY*HLJHU FRGLILFDWLRQ RI WKH FRPPRQODZ SULQFLSOH WKDW ZRUGV 86   LPSXWLQJDODFNRIFKDVWLW\RUWKHFRPPLVVLRQRIDFULPH FRQVWLWXWHGHIDPDWLRQSHUVHDQGDUHDFWLRQDEOHHYHQLQ %$&.*5281' WKH DEVHQFH RI DQ DELOLW\ WR SURYH DFWXDO RU VSHFLDO GDPDJHV DV HYLGHQFHG E\ WKH VWDWXWHjV LQGLFDWLRQ WKDW 7KLV FDVH EHJDQ LQ ,QJKDP &RXQW\ &LUFXLW &RXUW LQ VXFKZRUGVDUHmDFWLRQDEOHLQWKHPVHOYHVl /DQVLQJ0LFKLJDQ7KHUHRQ2FWREHU&UHGLWRUV ILOHG VXLW DJDLQVW 'HEWRUV DQG D WKLUG GHIHQGDQW *HRUJH ,GDW7KHFRXUWQRWHGWKDWZKHQWKHZRUGVDWLVVXHIDOO :LOEXUDOOHJLQJIUDXGDQGGHIDPDWLRQDPRQJRWKHUWKLQJV XQGHU†  mLQMXU\WRWKHUHSXWDWLRQRIWKHSHUVRQLV 7KH EDVLV RI WKH GHIDPDWLRQ FODLP ZDV WKDW 'HEWRUV DQG SUHVXPHGl$FFRUGLQJO\DVIRXQGE\WKHGLVWULFWFRXUW :LOEXUPDGHIDOVHDQGGHIDPDWRU\VWDWHPHQWVWRWKLUGSDUWLHV XQGHU0LFKLJDQODZLWLVSUHVXPHGWKDWZKHQ'HEWRUVPDGH UHJDUGLQJ WKH SDWHUQLW\ RI 'HEWRU 'LDQH .HQQHG\ VWDWHPHQWVDVWR&UHGLWRUVjFKDVWLW\LQWKHFDVHDWKDQGWKH\ 6SHFLILFDOO\&UHGLWRUVFODLPHGWKDW'HEWRUVPDGHVWDWHPHQWV ZHUHVXEVWDQWLDOO\FHUWDLQWKDWKDUPZRXOGUHVXOWEHFDXVHVXFK  ,QUH.HQQHG\HWDO 1R 1R ,QUH.HQQHG\HWDO 

Free access — add to your briefcase to read the full text and ask questions with AI

Kennedy v. Mustaine, (6th Cir. 2001).

Kennedy v. Mustaine (Kennedy v. Mustaine) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.