Kendall v. Commissioner of Social Security Administration

District Court, D. Arizona·Decided March 31, 2023·No. 2:21-cv-00825·Unknown

Opinion

WO

Derek Anthony Kendall, No. CV-21-00825-PHX-JJT

Plaintiff, ORDER

v.

Commissioner of Social Security Administration, Defendant. At issue is the denial of pro se Plaintiff Derek Anthony Kendall’s applications for Social Security Widower Insurance Benefits and Supplemental Security Income by the Social Security Administration (“SSA”) under the Social Security Act (“the Act”). Plaintiff filed a Complaint (Doc. 2) with this Court seeking judicial review of that denial, and the Court now addresses Plaintiff’s Opening Brief (Doc. 28, “Pl. Br.”),1 Defendant Social Security Administration Commissioner’s Answering Brief (Doc. 31, “Def. Br.”), and Plaintiff’s Reply (Doc. 35). The Court has reviewed the parties’ briefing and the Administrative Record (Doc. 19, “R.”) and now reverses the Administrative Law Judge’s decision (R. at 30–42) as upheld by the Appeals Council (R. at 2–5). In March 2013, Plaintiff applied for widower’s insurance benefits under Title II of the Act and supplemental security income under Title XVI, alleging disability beginning 1 The Court has also considered Plaintiff’s amended Opening Brief (Doc. 33), which the Court allowed given Plaintiff’s pro se status. (Doc. 34.) Defendant elected not to file a supplemental response. November 12, 2009. (R. at 515–27.) Plaintiff’s claims were denied initially on May 17, 2013 (R. at 116–50) and upon reconsideration on November 14, 2013. (R. at 151–76.) A prior Administrative Law Judge (“ALJ”) thereafter dismissed Plaintiff’s request for a hearing but on April 28, 2016, the Appeals Council vacated the dismissal and remanded for further proceedings. (R. at 183–84.) The prior ALJ held hearings on April 18, 2017, and October 2, 2017, at which a mental health expert and a vocational expert testified, respectively. (R. at 96–115.) Both hearings were postponed based on a request by Plaintiff’s representative for examination by a consultative orthopedic medical expert. (R. at 101, 112–13.) There was to be medical expert testimony at a third hearing held on January 29, 2018, but the medical expert did not receive the records and therefore was not contacted. (R. at 61.) Plaintiff and a vocational expert provided testimony at the January 29, 2018 hearing. (R. at 64–93.) Plaintiff’s representative also requested medical expert interrogatories with an orthopedic specialist. (See R. at 31.) The ALJ denied the request, stating “there was ample evidence in the record . . . for the adjudication of the claimant’s claim.” (R. at 31.) Upon considering the medical records, opinions, and testimony, the ALJ denied Plaintiff’s applications on May 8, 2018. (R. at 42.) The ALJ noted that the prior ALJ found Plaintiff met the non-disability requirements for widower’s insurance benefits under 42 U.S.C. § 402(f). (R. at 33.) The ALJ found Plaintiff had not engaged in substantial gainful activity since November 12, 2009. (R. at 33.) The ALJ determined Plaintiff has the following severe medically determinable impairments (“MDIs”): right hip osteoarthritis and cervical stenosis. (R. at 33.) The ALJ found that Plaintiff was further assessed with arthralgias of the right lower extremity, cervicalgia, major depressive disorder, anxiety disorder, substance abuse (which was in remission), and post-traumatic stress disorder (“PTSD”), but that these MDIs were non-severe. (R. at 33–35.) The ALJ found Plaintiff’s impairments “could reasonably be expected to produce some of the alleged symptoms,” but Plaintiff’s “statements concerning the intensity, persistence and limiting effects of these symptoms” were not entirely consistent with the other record evidence. (R. at 37.) The ALJ found Plaintiff has the residual functional capacity (“RFC”) “to perform medium work as defined in 20 CFR Part 404.1567(c) and 416.967(c) except that he can occasionally climb and stoop; and he can perform work with no concentrated exposure to fumes, odors, dusts, gases, and poor ventilation.” (R. at 36–40.) On June 6, 2019, the Appeals Council denied Plaintiff’s request for review and declined to exhibit additional evidence Plaintiff had submitted to it. (R. at 2–5.) Plaintiff filed the instant action seeking judicial review of the ALJ’s decision on May 7, 2021. (Doc. 2.) The Court has reviewed the medical evidence and finds it unnecessary to provide a complete summary here. The pertinent medical evidence will be discussed in addressing the issues raised by the parties. The issues before the Court for review are whether: (1) Plaintiff’s impairments meet or medically equal an impairment listed in Appendix 1, Subpart P of 20 C.F.R. Part 404; (2) the ALJ improperly evaluated the medical opinion evidence; (3) the RFC was not supported by substantial evidence; (4) the ALJ improperly evaluated Plaintiff’s and the vocational expert’s testimony; and (5) the ALJ improperly considered Plaintiff’s side effects from his medications. (See Pl. Br. at 1–3; Reply at 2.) In determining whether to reverse an ALJ’s decision, the district court reviews only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). The Court may set aside the disability determination only if the determination is not supported by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial evidence is more than a scintilla, but less than a preponderance; it is relevant evidence that a reasonable person might accept as adequate to support a conclusion considering the record as a whole. Id. To determine whether substantial evidence supports a decision, the Court must consider the record as a whole and may not affirm simply by isolating a “specific quantum of supporting evidence.” Id. Generally, “[w]here the evidence is susceptible to more than one rational interpretation, one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). To determine whether a claimant is disabled for purposes of the Act, the ALJ follows a five-step process. 20 C.F.R. § 404.1520(a). The claimant bears the burden of proof on the first four steps, but the burden shifts to the Commissioner at step five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). At the first step, the ALJ determines whether the claimant is presently engaging in substantial gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). If so, the claimant is not disabled, and the inquiry ends. Id. At step two, the ALJ determines whether the claimant has a “severe” medically determinable physical or mental impairment. 20 C.F.R. § 404.1520(a)(4)(ii). If not, the claimant is not disabled, and the inquiry ends. Id. At step three, the ALJ considers whether the claimant’s impairment or combination of impairments meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part

Kendall v. Commissioner of Social Security Administration, (D. Ariz. 2023).

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