NUMBER 13-08-00303-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
KEN SCOTT, Appellant,
v.
RICHARD L. CRITES, ET AL., Appellees.
On appeal from the 36th District Court of Bee County, Texas.
MEMORANDUM OPINION
Before Chief Justice Valdez and Justices Yañez and Benavides Memorandum Opinion by Chief Justice Valdez
Appellant, Ken Scott, an inmate proceeding pro se and in forma pauperis, filed a
lawsuit against various employees of the Texas Department of Criminal Justice-Institutional
Division (TDCJ) under title 42, section 1983 of the United States Code. See 42 U.S.C. §
1983. In three issues, Scott contends that the trial court erred by: (1) “overstepping its role
as trier of fact”; (2) dismissing his suit under chapter 14 of the Texas Civil Practices and
Remedies Code; and (3) failing to hear or rule on his motion for default judgment. See TEX . CIV. PRAC . & REM . CODE ANN . §§ 14.001-.014 (Vernon 2002). We affirm.
I. BACKGROUND
On November 18, 2006, Scott, a Cherokee Native American, entered a search area
prior to a scheduled visitation with his spouse. Christopher Ramirez, a TDCJ employee
in charge of searching inmates, demanded Scott empty the contents of a small, sealed
medicine pouch that he was wearing around his neck. Scott explained that opening the
pouch would destroy both the pouch and its contents. Ramirez called his supervisor,
Cirildo Puentes, a captain of corrections, to assist with the matter. Puentes informed
Ramirez that he (Puentes) was unfamiliar with TDCJ policies regarding Native American
religious articles, and instructed Ramirez to allow Scott to proceed to visitation. Ramirez
complied.
During visitation, Scott left the visitation area to use the restroom. Upon his return,
Scott was again stopped by Ramirez, and Puentes was called. Puentes, accompanied by
Joann Garcia, a sergeant of corrections, approached Scott and stated that the TDCJ policy
was that a medicine pouch should only be worn in housing areas or Native American
ceremonies, and must be “dumped” upon demand of an officer. Scott was again asked
to empty the contents of the pouch; he refused. Richard Crites, assistant warden, entered
the search area and ordered Scott to open the pouch; Scott complied.
After exhausting his administrative remedies, Scott, proceeding pro se and in forma
pauperis, filed suit under title 42, section 1983 of the United States Code against Crite,
Puentes, Garcia, and Ramirez, in their individual capacities, for alleged violations of his
constitutional right to freely practice religion. See 42 U.S.C. § 1983. The defendants did
not file an answer. The trial court issued an order requesting an amicus curiae from the
attorney general regarding whether Scott had complied with the requirements of chapter 2 14. In response, the attorney general filed an amicus curiae suggesting that, because
there is no probability Scott would prevail, his suit should be dismissed as frivolous.
In response, Scott filed a “Motion to Strike.” The court denied the “Motion to Strike”
after noting that the body of the motion to strike referred to a “Motion to Recuse Defense
Counsel.” The court found that “any Motion to Recuse Defense Counsel would be moot
as there is no defense counsel of record in this case, only the Amicus Curiae Advisory.
[Scott]’s Motion to Strike the Amicus Curiae Advisory filed by the Attorney General . . . is
Denied.” In its order denying Scott’s motion to strike, the court declined to issue a decision
regarding whether Scott’s lawsuit should be dismissed pursuant to chapter 14; instead, the
court requested that Scott submit a brief demonstrating that his cause of action was
meritorious. On February 21, 2008, Scott submitted a brief asserting that the defendants
had violated his constitutional rights, as well as his rights under the Religious Land Use and
Incarcerated Persons Act (RLUIPA).1
On March 24, 2008, Scott filed a motion for default judgment. Without holding a
hearing or ruling on Scott’s motion for default judgment, the trial court dismissed Scott’s
lawsuit as frivolous under chapter 14. This appeal ensued.
II. TRIAL COURT DID NOT “OVERSTEP ITS ROLE AS TRIER OF FACT ”
In his first issue, Scott essentially contends that the trial court became an advocate
for the defendants by sua sponte dismissing his lawsuit under chapter 14. Section
14.003(a) provides that a “court may dismiss a claim, either before or after service of
process, if the court finds that . . . the claim is frivolous or malicious . . . .” TEX . CIV. PRAC .
& REM . CODE ANN . § 14.003(a)(2). “Because a trial court is authorized to dismiss a claim
1 Scott does not contend that TDCJ policies concerning Native Am ericans are unconstitutional or violate the Religious Land Use and Incarcerated Persons Act (RLUIPA). Instead, he contends that there was an “intentional and m alignant” violation of his rights because TDCJ officials “believe [t]hat they can do whatever they choose” and “disregard” the rights of a Native Am erican. 3 before service of process, i.e., before the defendant has filed an answer,” we conclude that
the court had the authority to dismiss Scott’s action even though the defendants failed to
file an answer. McCollum v. Mt. Ararat Baptist Church, 980 S.W.2d 535, 537 (Tex.
App.–Houston [14th Dist.] 1998, no pet.) (emphasis in original) (noting that a trial court’s
authority to dismiss a claim where the defendant fails to file an answer is consistent with
chapter 14’s purpose of controlling frivolous lawsuits). Scott’s first issue is overruled.
II. TRIAL COURT DID NOT ERR IN DISMISSING SUIT UNDER CHAPTER 14
In his second issue, Scott contends that the court erred by dismissing his lawsuit
under chapter 14 of the civil practice and remedies code.
A. Applicable Law and Standard of Review
Chapter 14 of the civil practice and remedies code governs suits brought by an
inmate (except suits brought under the family code) in which the inmate files an affidavit
or unsworn declaration of inability to pay costs. See TEX . CIV. PRAC . & REM . CODE ANN .
§ 14.001; Thomas v. Knight, 52 S.W.3d 292, 294 (Tex. App.–Corpus Christi 2001, pet.
denied). The suit may be dismissed under chapter 14 if the court finds the lawsuit is
frivolous or malicious. TEX . CIV. PRAC . & REM . CODE ANN . § 14.002. Generally, we review
the dismissal of a lawsuit brought by an inmate who has filed an affidavit or a declaration
of inability to pay costs under an abuse of discretion standard. Jackson v. Tex. Dep’t of
Criminal Justice-Inst. Div., 28 S.W.3d 811, 813 (Tex. App.–Corpus Christi 2000, pet.
denied). However, when the trial court dismisses the suit without an evidentiary hearing,
we may affirm that decision only if the suit has no arguable basis in law. Long v. Tanner,
170 S.W.3d 752, 754 (Tex. App.–Waco 2005, pet. denied) (citing Retzlaff v. Tex. Dep’t of
Free access — add to your briefcase to read the full text and ask questions with AI
NUMBER 13-08-00303-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
KEN SCOTT, Appellant,
v.
RICHARD L. CRITES, ET AL., Appellees.
On appeal from the 36th District Court of Bee County, Texas.
MEMORANDUM OPINION
Before Chief Justice Valdez and Justices Yañez and Benavides Memorandum Opinion by Chief Justice Valdez
Appellant, Ken Scott, an inmate proceeding pro se and in forma pauperis, filed a
lawsuit against various employees of the Texas Department of Criminal Justice-Institutional
Division (TDCJ) under title 42, section 1983 of the United States Code. See 42 U.S.C. §
1983. In three issues, Scott contends that the trial court erred by: (1) “overstepping its role
as trier of fact”; (2) dismissing his suit under chapter 14 of the Texas Civil Practices and
Remedies Code; and (3) failing to hear or rule on his motion for default judgment. See TEX . CIV. PRAC . & REM . CODE ANN . §§ 14.001-.014 (Vernon 2002). We affirm.
I. BACKGROUND
On November 18, 2006, Scott, a Cherokee Native American, entered a search area
prior to a scheduled visitation with his spouse. Christopher Ramirez, a TDCJ employee
in charge of searching inmates, demanded Scott empty the contents of a small, sealed
medicine pouch that he was wearing around his neck. Scott explained that opening the
pouch would destroy both the pouch and its contents. Ramirez called his supervisor,
Cirildo Puentes, a captain of corrections, to assist with the matter. Puentes informed
Ramirez that he (Puentes) was unfamiliar with TDCJ policies regarding Native American
religious articles, and instructed Ramirez to allow Scott to proceed to visitation. Ramirez
complied.
During visitation, Scott left the visitation area to use the restroom. Upon his return,
Scott was again stopped by Ramirez, and Puentes was called. Puentes, accompanied by
Joann Garcia, a sergeant of corrections, approached Scott and stated that the TDCJ policy
was that a medicine pouch should only be worn in housing areas or Native American
ceremonies, and must be “dumped” upon demand of an officer. Scott was again asked
to empty the contents of the pouch; he refused. Richard Crites, assistant warden, entered
the search area and ordered Scott to open the pouch; Scott complied.
After exhausting his administrative remedies, Scott, proceeding pro se and in forma
pauperis, filed suit under title 42, section 1983 of the United States Code against Crite,
Puentes, Garcia, and Ramirez, in their individual capacities, for alleged violations of his
constitutional right to freely practice religion. See 42 U.S.C. § 1983. The defendants did
not file an answer. The trial court issued an order requesting an amicus curiae from the
attorney general regarding whether Scott had complied with the requirements of chapter 2 14. In response, the attorney general filed an amicus curiae suggesting that, because
there is no probability Scott would prevail, his suit should be dismissed as frivolous.
In response, Scott filed a “Motion to Strike.” The court denied the “Motion to Strike”
after noting that the body of the motion to strike referred to a “Motion to Recuse Defense
Counsel.” The court found that “any Motion to Recuse Defense Counsel would be moot
as there is no defense counsel of record in this case, only the Amicus Curiae Advisory.
[Scott]’s Motion to Strike the Amicus Curiae Advisory filed by the Attorney General . . . is
Denied.” In its order denying Scott’s motion to strike, the court declined to issue a decision
regarding whether Scott’s lawsuit should be dismissed pursuant to chapter 14; instead, the
court requested that Scott submit a brief demonstrating that his cause of action was
meritorious. On February 21, 2008, Scott submitted a brief asserting that the defendants
had violated his constitutional rights, as well as his rights under the Religious Land Use and
Incarcerated Persons Act (RLUIPA).1
On March 24, 2008, Scott filed a motion for default judgment. Without holding a
hearing or ruling on Scott’s motion for default judgment, the trial court dismissed Scott’s
lawsuit as frivolous under chapter 14. This appeal ensued.
II. TRIAL COURT DID NOT “OVERSTEP ITS ROLE AS TRIER OF FACT ”
In his first issue, Scott essentially contends that the trial court became an advocate
for the defendants by sua sponte dismissing his lawsuit under chapter 14. Section
14.003(a) provides that a “court may dismiss a claim, either before or after service of
process, if the court finds that . . . the claim is frivolous or malicious . . . .” TEX . CIV. PRAC .
& REM . CODE ANN . § 14.003(a)(2). “Because a trial court is authorized to dismiss a claim
1 Scott does not contend that TDCJ policies concerning Native Am ericans are unconstitutional or violate the Religious Land Use and Incarcerated Persons Act (RLUIPA). Instead, he contends that there was an “intentional and m alignant” violation of his rights because TDCJ officials “believe [t]hat they can do whatever they choose” and “disregard” the rights of a Native Am erican. 3 before service of process, i.e., before the defendant has filed an answer,” we conclude that
the court had the authority to dismiss Scott’s action even though the defendants failed to
file an answer. McCollum v. Mt. Ararat Baptist Church, 980 S.W.2d 535, 537 (Tex.
App.–Houston [14th Dist.] 1998, no pet.) (emphasis in original) (noting that a trial court’s
authority to dismiss a claim where the defendant fails to file an answer is consistent with
chapter 14’s purpose of controlling frivolous lawsuits). Scott’s first issue is overruled.
II. TRIAL COURT DID NOT ERR IN DISMISSING SUIT UNDER CHAPTER 14
In his second issue, Scott contends that the court erred by dismissing his lawsuit
under chapter 14 of the civil practice and remedies code.
A. Applicable Law and Standard of Review
Chapter 14 of the civil practice and remedies code governs suits brought by an
inmate (except suits brought under the family code) in which the inmate files an affidavit
or unsworn declaration of inability to pay costs. See TEX . CIV. PRAC . & REM . CODE ANN .
§ 14.001; Thomas v. Knight, 52 S.W.3d 292, 294 (Tex. App.–Corpus Christi 2001, pet.
denied). The suit may be dismissed under chapter 14 if the court finds the lawsuit is
frivolous or malicious. TEX . CIV. PRAC . & REM . CODE ANN . § 14.002. Generally, we review
the dismissal of a lawsuit brought by an inmate who has filed an affidavit or a declaration
of inability to pay costs under an abuse of discretion standard. Jackson v. Tex. Dep’t of
Criminal Justice-Inst. Div., 28 S.W.3d 811, 813 (Tex. App.–Corpus Christi 2000, pet.
denied). However, when the trial court dismisses the suit without an evidentiary hearing,
we may affirm that decision only if the suit has no arguable basis in law. Long v. Tanner,
170 S.W.3d 752, 754 (Tex. App.–Waco 2005, pet. denied) (citing Retzlaff v. Tex. Dep’t of
Criminal Justice, 94 S.W.3d 650, 653 (Tex. App.–Houston [14th Dist.] 2002, pet. denied);
Smith v. Tex. Dep’t of Criminal Justice-Inst. Div., 33 S.W.3d 338, 340 (Tex. 4 App.–Texarkana 2000, pet. denied)). We apply a de novo standard of review to this issue.
Long, 170 S.W.3d at 754.
In conducting our de novo review, we take the allegations of Scott’s petition as true,
and review the types of relief and causes of action set out therein to determine whether,
as a matter of law, the petition stated a cause of action that would authorize relief. See
Scott v. Gallagher, 209 S.W.3d 262, 266 (Tex. App.–Houston [1st Dist.] 2006, no pet.); see
also Harrison v. Tex. Dep’t of Criminal Justice, Inst. Div., 164 S.W.3d 871, 875 (Tex.
App.–Corpus Christi 2005, no pet.). A claim has no arguable basis in law if it is an
indisputably meritless legal theory. Scott, 209 S.W.3d at 266.
B. Analysis
Scott, seeking monetary damages, asserts a cause of action against each of the
four aforementioned appellees in their individual capacities under title 42, section 1983 of
the United States Code, which provides a remedy when persons acting under color of state
law deprive another of rights, privileges, or immunities protected by the United States
Constitution or laws. Gordon v. Scott, 6 S.W.3d 365, 369 (Tex. App.–Beaumont 1999, pet.
denied) (citing Thomas v. Collins, 960 S.W.2d 106, 109 (Tex. App.–Houston [1st Dist.]
1997, writ denied)). Scott’s complaints are primarily based on his rights under RLUIPA.
See 42 U.S.C. §§ 2000cc–2000cc-5.
RLUIPA claims use the substantial burden test to determine whether a violation of
a plaintiff’s religious free exercise rights has occurred. See 42 U.S.C. §§ 2000cc-1(a);
2000cc-2(b); Baranowski v. Hart, 486 F.3d 112, 124 (5th Cir. 2007). To prevail under
RLUIPA, an inmate bears the initial burden of demonstrating that the challenged policy
substantially burdens his exercise of religion. Id. A “substantial burden” on a religious
exercise exists where a government action or regulation “truly pressures the adherent to 5 significantly modify his religious behavior and significantly violate his religious beliefs.”
Baranowski, 486 F.3d at 124. If the inmate succeeds in making this prima facie showing,
the burden shifts to the defendants to demonstrate that the challenged polices are the least
restrictive means of furthering a compelling state interest. Id.
The attorney general’s amicus curiae provides relevant portions of The TDCJ
Chaplaincy Policy Manual (“the manual”). The manual defines a “medicine bag” as a
“small (maximum 2 [inch] square) [bag] . . . made of pliant animal skin sewn or laced
together to create a pocket. It is connected to a leather or fabric thong that is worn around
the neck.” It is undisputed that Scott’s “medicine pouch” meets the TDCJ definition of
“medicine bag.” The manual states, “In prison, wearing the medicine bag is limited to the
offender’s cell or immediate bunk area in a dorm setting and to and from religious
services.” It is undisputed that on the occasion in question, Scott was wearing his
medicine bag to the visitation area, an area that is not his “immediate bunk area.” Scott
does not contend that he was en route to the visitation area for religious services; instead,
he admits that he was meeting his spouse for scheduled visitation.
Additionally, the manual states, “The bag and its contents may be visually inspected
at any time for valid security reasons.” Scott contends that the TDCJ officials lacked a
valid security reason to search his medicine bag because it was “sealed.” The manual
does not distinguish between sealed and unsealed medicine bags. In an affidavit attached
to the attorney general’s amicus curiae, Reynaldo Castro, Regional Director of the
Correctional Institution Division of TDCJ, states, “The security risk posed by a medicine
bag stems from the fact that objects, which pose a risk to security, may be hidden in it.”
Scott does not challenge this policy with regards to unsealed medicine bags, and he
presents no argument addressing how the TDCJ policy substantially burdens his exercise
6 of religion. See id.
In the present case, Scott does not contend that either the policy or TDCJ officials
substantially burdened his religion; instead, he argues that the initial burden is on TDCJ
officials because they have not proven that they used the“least restrictive means” when
demanding that Scott open his medicine pouch. Because Scott has failed to demonstrate,
or even argue, that the TDCJ policy regarding medicine bags substantially burdened his
exercise of religion, we conclude that his claim has no arguable basis in law. See id. We
overrule Scott’s second issue. For this reason, we need not consider Scott’s third issue.
See Gill v. Russo, 39 S.W.3d 717, 719 (Tex. App.–Houston [1st Dist.] 2001, pet. denied)
(motion for default judgment considered moot where trial court dismissed the suit).
IV. CONCLUSION
Having overruled all of Scott’s issues, we affirm the trial court’s judgment.
ROGELIO VALDEZ Chief Justice
Memorandum Opinion delivered and filed on this 26th day of August, 2009.