Kelly v. Duvall

CourtCourt of Appeals of Maryland
DecidedJanuary 27, 2015
Docket26/14
StatusPublished

This text of Kelly v. Duvall (Kelly v. Duvall) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kelly v. Duvall, (Md. 2015).

Opinion

Dennis J. Kelly, Jr. v. George W. Duvall, Jr., et al., No. 26, September Term, 2014, Opinion by Adkins, J.

TRUSTS AND ESTATES — WILLS — CONDITIONS PRECEDENT — SURVIVORSHIP: When a will contains a recitation of Md. Code (1974, 2011 Repl. Vol.), § 4-401 of the Estates and Trusts Article, that provision does not act as a survivorship requirement to a legacy.

TRUSTS AND ESTATES — WILLS — LAPSE — CONTRARY INTENT NOT EXPRESSED: When a Will contains no express language to the contrary but includes a recitation of Md. Code (1974, 2011 Repl. Vol.), § 4-401 of the Estates and Trusts Article, the testator has not expressed a contrary intent sufficient to negate Maryland’s presumption against lapsed legacies, codified in Md. Code (1974, 2011 Repl. Vol.), § 4-403 of the Estates and Trusts Article. Circuit Court for Anne Arundel County Case No.: 02-C-12-170592 Argued: November 7, 2014 IN THE COURT OF APPEALS

OF MARYLAND

No. 26

September Term, 2014

DENNIS J. KELLY, JR.

v.

GEORGE W. DUVALL, JR., et al.

Barbera, C.J. Harrell Battaglia Greene Adkins McDonald Watts,

JJ.

Opinion by Adkins, J. Battaglia and Watts, JJ., dissent

Filed: January 27, 2015 The common law is no stranger to familial disputes born of contested inheritance.

In this case, we are asked to interpret a mother’s will and determine its relationship to

Maryland’s statutory testamentary law. Specifically, we must ascertain whether the

testator intended to create a condition precedent to her son’s inheritance, and if not, whether

she intended to rebut the State’s statutory anti-lapse presumption.

FACTS AND PROCEEDINGS

This case arises from two disputed provisions in the Last Will and Testament of

Elizabeth Duvall (the “Will”), which Ms. Duvall executed on May 17, 2001. In part, the

Will provides:

ITEM III.

If any of the legatee or beneficiary named or described under any provision of my Will does not survive me by a period of thirty (30) days, then all provisions of my Will shall take effect as if such legatee or beneficiary had, in fact, predeceased me.

ITEM IV.

A. Specific Bequests: (1) I hereby give, devise and bequeath that lot of ground and premises owned by me and located on and more commonly described as 161 Mabel Lane, Severna Park, Anne Arundel County, Maryland 21146, and all household furnishing and contents therein, unto my son, DENNIS J. KELLY, absolutely.

B. Rest and Residue: All the rest, residue and remainder of my estate and property, real, leasehold, personal or mixed, of all kinds, nature and description, and wheresoever situate, I do hereby give, devise and bequeath unto my children, GEORGE W. DUVALL, JR., ALFRED N. KELLY, DENNIS J. KELLY and DAVID M. KELLY, to share and share alike, in equal shares.

Ms. Duvall’s death on April 16, 2011, and the death of her son, Dennis J. Kelly, Sr.,

only weeks earlier set in motion this conflict over the proper disposition of her estate. On

November 15, 2011, Respondents Alfred Kelly, David Kelly, and George Duvall filed a

Petition for Construction of Ms. Duvall’s Will in the Orphans’ Court for Anne Arundel

County, urging the court to “find that the Will leaves the assets of the estate to [Ms.

Duvall’s] living children only.” Petitioner Dennis J. Kelly, Jr.—Kelly, Sr.’s heir—

responded, contending that the house and its contents should pass to the estate of Kelly,

Sr., and that his heirs are entitled to one-quarter of Ms. Duvall’s residuary estate.

The Orphans’ Court ruled in favor of the surviving sons, concluding that “the Estate

should be distributed to the three surviving children named in item IV” of Ms. Duvall’s

Will. Kelly, Jr. appealed to the Circuit Court for Anne Arundel County, which affirmed

the judgment of the Orphans’ Court. It reasoned:

The inclusion of Item III establishes intent on the part of the testator, Duvall, to require survivorship as a condition precedent to inheritance and that if any of the beneficiaries under her will predeceased her, their portion of the estate is distributed as if they were absent from the will.

On appeal, a divided panel of the Court of Special Appeals affirmed in an unreported

opinion, concluding both that Item III imposed survivorship as a condition precedent to

inheritance and that it manifested an intent to negate Maryland’s anti-lapse statute. Judge

James A. Kenney, III dissented, disagreeing with both conclusions and suggesting that the

disputed provisions do “nothing more than simply reflect the testator’s intent to avoid

2 multiple estates in accordance with the applicable statutes and [do] not impose a period of

survivorship on any specific legacy provided for in the Will.” Kelly v. Duvall, No. 1688,

Sept. Term, 2012, Slip Op. at 16 (Md. Ct. Spec. App. Oct. 28, 2013) (Kenney, J.,

dissenting).

We granted Kelly, Jr.’s Petition for Writ of Certiorari to answer the following

questions:

1. Whether the lower court erred in construing Item III in a manner inconsistent with Md. Code (1974, 2011 Repl. Vol.), § 4-401 of the Estates and Trusts Article (“ET”) and finding that it imposed survivorship as a condition precedent to inheritance under the Will?

2. Whether the lower court erred in construing Item III and Item IV as demonstrating the Testatrix’s contrary intent sufficient to overcome the presumption that Maryland’s anti-lapse statute, ET § 4-403 applies?

Agreeing with Judge Kenney, we answer yes to both questions, and shall reverse the

judgment of the Court of Special Appeals.

STANDARD OF REVIEW

“[T]he findings of fact of an Orphans’ Court are entitled to a presumption of

correctness.” N.Y. State Library Sch. Ass’n v. Atwater, 227 Md. 155, 157, 175 A.2d 592,

593 (1961) (citation omitted). But “[t]he lower court’s interpretations of law enjoy no

presumption of correctness on review: the appellate court must apply the law as it

understands it to be.” Rohrbaugh v. Estate of Stern, 305 Md. 443, 446 n.2, 505 A.2d 113,

115 n.2 (1986) (citations omitted). “Thus, an appellate court, including this Court, must

ascertain whether the conclusions of law made by a trial court in the first instance are

3 ‘legally correct . . . .’” Pfeufer v. Cyphers, 397 Md. 643, 648, 919 A.2d 641, 645 (2007)

(quoting Banks v. Pusey, 393 Md. 688, 697, 904 A.2d 448, 454 (2006)).

DISCUSSION

We are asked to determine whether Items III and IV of Ms. Duvall’s Will create a

condition precedent of survivorship under Maryland’s testamentary law so that the legatee,

Kelly, Sr.—and, by extension, his heir, Kelly, Jr.—may not inherit under the Will because

he predeceased Ms. Duvall. In so doing, we assess Ms. Duvall’s Will in the context of ET

§ 4-401, which provides:

A legatee, other than his spouse, who fails to survive the testator by 30 full days is considered to have predeceased the testator, unless the will of the testator expressly creates a presumption that the legatee is considered to survive the testator or requires that the legatee survives the testator for a stated period in order to take under the will and the legatee survives for the stated period.

Specifically, we consider whether Items III and IV express an intent to negate Maryland’s

anti-lapse statute, as codified in ET § 4-403. This provision states:

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Related

Equitable Trust Co. v. Smith
337 A.2d 205 (Court of Special Appeals of Maryland, 1975)
Pfeufer v. Cyphers
919 A.2d 641 (Court of Appeals of Maryland, 2007)
Banks v. Pusey
904 A.2d 448 (Court of Appeals of Maryland, 2006)
Rohrbaugh v. Estate of Stern
505 A.2d 113 (Court of Appeals of Maryland, 1986)
Bratley v. Suburban Bank
515 A.2d 236 (Court of Special Appeals of Maryland, 1986)
Allers v. Tittsworth
309 A.2d 476 (Court of Appeals of Maryland, 1973)
Barnett v. Barnett
83 A. 160 (Court of Appeals of Maryland, 1912)
Adams v. Safe Deposit & Trust Co.
13 A.2d 546 (Court of Appeals of Maryland, 1940)
Mayor of Baltimore City v. White
56 A.2d 824 (Court of Appeals of Maryland, 1948)
New York State Library School Ass'n v. Atwater
175 A.2d 592 (Court of Appeals of Maryland, 1961)
Rowe v. Rowe
720 A.2d 1225 (Court of Special Appeals of Maryland, 1998)

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Bluebook (online)
Kelly v. Duvall, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kelly-v-duvall-md-2015.