1 2 UNITED STATES DISTRICT COURT DISTRICT OF NEVADA 3 4 Keiton Smith, Case No. 2:22-cv-00872-CDS-EJY
5 Plaintiff Order Granting the Defendants’ Motion for Summary Judgment 6 v.
7 Lorenzo Villegas, et al., [ECF No. 165]
8 Defendants
9 10 Incarcerated pro se plaintiff Keiton Smith brings this civil rights action under 42 U.S.C. 11 § 1983, alleging violations of the First, Eighth, and Fourteenth Amendments. See First am. compl., 12 ECF No. 8. Defendants Kerry McCullah, Martin Naughton, and Lorenzo Villegas filed a motion 13 for summary judgment. Mot. summ. j., ECF No. 165. Smith filed an opposition. See Opp’n, ECF 14 No. 172. This motion is now fully briefed. See Reply, ECF No. 182. Because Smith did not 15 properly exhaust the available grievance procedures of the Nevada Department of Corrections 16 (NDOC), I grant the defendants’ summary judgment. 17 I. Background1 18 A. Smith’s allegations 19 Smith was arrested in November 2007 and held at various facilities, including Clark 20 County Detention Center, the High Desert State Prison (HDSP), and Ely State Prison. ECF No. 8 21 at 7–8, ¶ 8. In 2017, Smith was sent to Warm Springs Correctional Center (WSCC), where he 22 notified medical staff about his back pain. Id. at 8. In 2018, he got an x-ray, and it was determined 23 that Smith had a slight deterioration between two vertebrae. Id. Around this time, Doe Doctor A 24 told Smith he needed an MRI to determine the problem and gave him a UC Davis pamphlet of 25 stretching exercises to do and medication to take. Id. 26 1 Unless otherwise noted, citations to the first amended complaint (ECF No. 8) are to provide context to this action, not to indicate a finding of fact. 1 From 2019 to 2021, Smith was examined by several doctors, but none scheduled an MRI. 2 Id. Smith filed several kites in 2019 and 2021 because of his constant back pains and because he 3 was given the wrong medication. Id. at 9. Throughout the years, Smith continued to see various 4 doctors who inquired if he utilized the pamphlet for stretching exercises, if his medication was 5 working, and when he would be released. Id. In early 2021, he saw a doctor virtually, and the 6 doctor stated that his “hip [did] look off.” Id. at 10. As alleged, around this time, his back pain 7 had significantly worsened, and he was in medical at least four times a week. Id. On January 24, 8 2022, Smith was in so much pain that prison staff was called. Id. at 11. While unclear from the 9 complaint, he saw Dr. Haulke, who ordered him an MRI. Id. Around February 18, 2022, Dr. 10 Benson told Smith he had three vertebrae collapsed and needed surgery to correct the issue. Id. 11 B. Medical and grievance history 12 In April 2018, Smith had an x-ray of his lumbar spine. See Medical file, Defs.’ Ex. D, 167-1 13 at 50. Smith was then prescribed two types of pain relief medications and a Transcutaneous 14 Electrical Nerve Stimulation (TENS) treatment. Id. His referral for the TENS treatment was 15 approved in August 2018. Id. There is no indication he ever received the treatment. In January 16 2019, Smith underwent another x-ray, after which he was prescribed Baclofen, a medication 17 used to treat muscle stiffness and spasms. Id. at 111. 18 In October 2019, defendant Villegas referred Smith for an orthopedic consultation. Defs.’ 19 Ex. D, ECF No. 167-1 at 33, 101. Shortly thereafter, in November 2019, Smith was transferred from 20 the WSCC to HDSP due to upcoming court proceedings. See Updated bed history, Defs.’ Ex. A, 21 165-1 at 2; Case notes, Defs.’ Ex. B, ECF No. 165-2 at 3. Smith was then transferred back to 22 WSCC in March of 2020. Defs.’ Ex. A, 165-1 at 2. Upon his return, Smith was again referred for 23 an orthopedic consultation, which was later deferred pending the result of an injection 24 treatment and additional testing. Defs.’ Ex. D, ECF No. 167-1 at 36. In July 2020, a consultation 25 26 1 was thereafter scheduled, but Smith refused to attend because of COVID concerns.2 Id. at 36, 82, 2 187. 3 On April 15, 2021, Smith submitted an emergency grievance3 (2006-31-20069), 4 complaining of back pain and noting that he was not being provided medication. ECF No. 165 at 5 5; Defs.’ Ex. H, ECF No. 165-8 at 8; Decl. Robert Hartman, Defs.’ Ex. J, ECF No. 165-10; Emerg. 6 grievance, Pl.’s Ex. B, ECF No. 8 at 31–33. On April 15, 2021, the grievance was denied because it 7 did not meet the requirements for an emergency grievance. See Defs.’ Ex. H, ECF No. 165-8 at 8. 8 Smith was informed that they were waiting for approval of new medication and that his x-ray 9 had been rescheduled. Id. Smith did not appeal this informal grievance to either the first or 10 second level, nor did he resubmit an informal grievance. Id. 11 In December 2021, Smith underwent an MRI. Defs.’ Ex. D, ECF No. 167-1 at 40, 286. The 12 results of that MRI revealed Smith suffered from ““[l]oss of normal lumbar lordosis with spinal 13 straightening associated with subtle” “degenerative retrolisthesis at L4-5 and L5-S1.” Id. at 286. 14 Further, Smith had “[b]road-based disc protrusion” to the left at L4-5 abutting the right L5, and 15 “[b]road-based disc protrusion at L5-S1” but “no significant stenosis.” Id. at 287. In February 16 2022, Smith was again referred to an orthopedic for consultation. Id. at 31. On May 18, 2022, 17 Smith was seen by an orthopedic specialist. Defs.’ Ex. D, ECF No. 167-1 at 29–30, 304; Movement 18 history, Defs.’ Ex. F, ECF No. 165-6 at 4; Ex. J, ECF No. 165-10 at 3, ¶ 9. In May 2022, Smith was 19 referred to a neurosurgeon. Defs.’ Ex. D, ECF No. 167-1 at 29, 292, 302–03, 310. 20 On March 1, 2022, Smith filed an informal grievance (2006-31-34695) about his back pain 21 and WSCC’s inadequate medical care. Defs.’ Ex. H, ECF No. 165-8 at 8; Grievance Rejection, Pl.’s 22 Ex. D, ECF No. 8 at 36–44. Smith’s grievance stated that NDOC has been on notice of his 23 medical condition since 2013, his condition has grown worse, and in 2018, NDOC medical staff 24
2 Smith signed a release of liability form for declining his x-ray. See Defs.’ Ex. D, ECF No. 167-1 at 186–87. 25 3 In total, Smith filed four grievances related to these allegations: 2006-31-20069, 2006-31-34695, 2006-31- 26 36936, 2006-31-40087. See Updated grievance history, Defs.’ Ex. H; ECF No. 165-8. 1 determined his vertebra was deteriorating. Defs.’ Ex. H, ECF No. 165-8 at 8; Pl.’s Ex. D, ECF No. 2 8 at 36–44. On March 2, 2022, former defendant Ashcraft4 rejected the grievance because it was 3 untimely and an abuse of the inmate grievance procedure. Pl.’s Ex. D, ECF No. 8 at 36–44. 4 Specifically, Ashcraft indicated that Smith’s grievances were “over issues older than 6 months” 5 and therefore would “not be accepted.” Id. 6 On March 11, 2022, following instructions from a case worker, Smith resubmitted his 7 informal grievance (2006-31-34695). See ECF No. 8 at 11; Second grievance rejection, Pl.’s Ex. E, 8 ECF No. 8 at 45–53; Defs.’ Ex. H, ECF No. 165-8 at 8. The informal grievance again asserted that 9 NDOC had notice of his condition, and his condition had become worse. Id. On March 15, 2022, 10 Smith’s informal grievance was rejected a second time on grounds that it was an abuse of inmate 11 grievance procedure since the grievance was already abandoned due to untimely submission. See 12 Pl.’s Ex. E, ECF No. 8 at 45–53; Defs.’ Ex. H, ECF No. 165-8 at 8.5 13 On March 26, 2022, in complying with the next step in the administrative process, Smith 14 attempted to file a “first level grievance” (2006-31-34695) that was rejected by Acting Warden, 15 Nethanjah Childers, as untimely and an abuse of the grievance procedure. ECF No. 8 at 12; Third 16 & final rejection, Pl.’s Ex. F, ECF No. 8 at 55–57.
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1 2 UNITED STATES DISTRICT COURT DISTRICT OF NEVADA 3 4 Keiton Smith, Case No. 2:22-cv-00872-CDS-EJY
5 Plaintiff Order Granting the Defendants’ Motion for Summary Judgment 6 v.
7 Lorenzo Villegas, et al., [ECF No. 165]
8 Defendants
9 10 Incarcerated pro se plaintiff Keiton Smith brings this civil rights action under 42 U.S.C. 11 § 1983, alleging violations of the First, Eighth, and Fourteenth Amendments. See First am. compl., 12 ECF No. 8. Defendants Kerry McCullah, Martin Naughton, and Lorenzo Villegas filed a motion 13 for summary judgment. Mot. summ. j., ECF No. 165. Smith filed an opposition. See Opp’n, ECF 14 No. 172. This motion is now fully briefed. See Reply, ECF No. 182. Because Smith did not 15 properly exhaust the available grievance procedures of the Nevada Department of Corrections 16 (NDOC), I grant the defendants’ summary judgment. 17 I. Background1 18 A. Smith’s allegations 19 Smith was arrested in November 2007 and held at various facilities, including Clark 20 County Detention Center, the High Desert State Prison (HDSP), and Ely State Prison. ECF No. 8 21 at 7–8, ¶ 8. In 2017, Smith was sent to Warm Springs Correctional Center (WSCC), where he 22 notified medical staff about his back pain. Id. at 8. In 2018, he got an x-ray, and it was determined 23 that Smith had a slight deterioration between two vertebrae. Id. Around this time, Doe Doctor A 24 told Smith he needed an MRI to determine the problem and gave him a UC Davis pamphlet of 25 stretching exercises to do and medication to take. Id. 26 1 Unless otherwise noted, citations to the first amended complaint (ECF No. 8) are to provide context to this action, not to indicate a finding of fact. 1 From 2019 to 2021, Smith was examined by several doctors, but none scheduled an MRI. 2 Id. Smith filed several kites in 2019 and 2021 because of his constant back pains and because he 3 was given the wrong medication. Id. at 9. Throughout the years, Smith continued to see various 4 doctors who inquired if he utilized the pamphlet for stretching exercises, if his medication was 5 working, and when he would be released. Id. In early 2021, he saw a doctor virtually, and the 6 doctor stated that his “hip [did] look off.” Id. at 10. As alleged, around this time, his back pain 7 had significantly worsened, and he was in medical at least four times a week. Id. On January 24, 8 2022, Smith was in so much pain that prison staff was called. Id. at 11. While unclear from the 9 complaint, he saw Dr. Haulke, who ordered him an MRI. Id. Around February 18, 2022, Dr. 10 Benson told Smith he had three vertebrae collapsed and needed surgery to correct the issue. Id. 11 B. Medical and grievance history 12 In April 2018, Smith had an x-ray of his lumbar spine. See Medical file, Defs.’ Ex. D, 167-1 13 at 50. Smith was then prescribed two types of pain relief medications and a Transcutaneous 14 Electrical Nerve Stimulation (TENS) treatment. Id. His referral for the TENS treatment was 15 approved in August 2018. Id. There is no indication he ever received the treatment. In January 16 2019, Smith underwent another x-ray, after which he was prescribed Baclofen, a medication 17 used to treat muscle stiffness and spasms. Id. at 111. 18 In October 2019, defendant Villegas referred Smith for an orthopedic consultation. Defs.’ 19 Ex. D, ECF No. 167-1 at 33, 101. Shortly thereafter, in November 2019, Smith was transferred from 20 the WSCC to HDSP due to upcoming court proceedings. See Updated bed history, Defs.’ Ex. A, 21 165-1 at 2; Case notes, Defs.’ Ex. B, ECF No. 165-2 at 3. Smith was then transferred back to 22 WSCC in March of 2020. Defs.’ Ex. A, 165-1 at 2. Upon his return, Smith was again referred for 23 an orthopedic consultation, which was later deferred pending the result of an injection 24 treatment and additional testing. Defs.’ Ex. D, ECF No. 167-1 at 36. In July 2020, a consultation 25 26 1 was thereafter scheduled, but Smith refused to attend because of COVID concerns.2 Id. at 36, 82, 2 187. 3 On April 15, 2021, Smith submitted an emergency grievance3 (2006-31-20069), 4 complaining of back pain and noting that he was not being provided medication. ECF No. 165 at 5 5; Defs.’ Ex. H, ECF No. 165-8 at 8; Decl. Robert Hartman, Defs.’ Ex. J, ECF No. 165-10; Emerg. 6 grievance, Pl.’s Ex. B, ECF No. 8 at 31–33. On April 15, 2021, the grievance was denied because it 7 did not meet the requirements for an emergency grievance. See Defs.’ Ex. H, ECF No. 165-8 at 8. 8 Smith was informed that they were waiting for approval of new medication and that his x-ray 9 had been rescheduled. Id. Smith did not appeal this informal grievance to either the first or 10 second level, nor did he resubmit an informal grievance. Id. 11 In December 2021, Smith underwent an MRI. Defs.’ Ex. D, ECF No. 167-1 at 40, 286. The 12 results of that MRI revealed Smith suffered from ““[l]oss of normal lumbar lordosis with spinal 13 straightening associated with subtle” “degenerative retrolisthesis at L4-5 and L5-S1.” Id. at 286. 14 Further, Smith had “[b]road-based disc protrusion” to the left at L4-5 abutting the right L5, and 15 “[b]road-based disc protrusion at L5-S1” but “no significant stenosis.” Id. at 287. In February 16 2022, Smith was again referred to an orthopedic for consultation. Id. at 31. On May 18, 2022, 17 Smith was seen by an orthopedic specialist. Defs.’ Ex. D, ECF No. 167-1 at 29–30, 304; Movement 18 history, Defs.’ Ex. F, ECF No. 165-6 at 4; Ex. J, ECF No. 165-10 at 3, ¶ 9. In May 2022, Smith was 19 referred to a neurosurgeon. Defs.’ Ex. D, ECF No. 167-1 at 29, 292, 302–03, 310. 20 On March 1, 2022, Smith filed an informal grievance (2006-31-34695) about his back pain 21 and WSCC’s inadequate medical care. Defs.’ Ex. H, ECF No. 165-8 at 8; Grievance Rejection, Pl.’s 22 Ex. D, ECF No. 8 at 36–44. Smith’s grievance stated that NDOC has been on notice of his 23 medical condition since 2013, his condition has grown worse, and in 2018, NDOC medical staff 24
2 Smith signed a release of liability form for declining his x-ray. See Defs.’ Ex. D, ECF No. 167-1 at 186–87. 25 3 In total, Smith filed four grievances related to these allegations: 2006-31-20069, 2006-31-34695, 2006-31- 26 36936, 2006-31-40087. See Updated grievance history, Defs.’ Ex. H; ECF No. 165-8. 1 determined his vertebra was deteriorating. Defs.’ Ex. H, ECF No. 165-8 at 8; Pl.’s Ex. D, ECF No. 2 8 at 36–44. On March 2, 2022, former defendant Ashcraft4 rejected the grievance because it was 3 untimely and an abuse of the inmate grievance procedure. Pl.’s Ex. D, ECF No. 8 at 36–44. 4 Specifically, Ashcraft indicated that Smith’s grievances were “over issues older than 6 months” 5 and therefore would “not be accepted.” Id. 6 On March 11, 2022, following instructions from a case worker, Smith resubmitted his 7 informal grievance (2006-31-34695). See ECF No. 8 at 11; Second grievance rejection, Pl.’s Ex. E, 8 ECF No. 8 at 45–53; Defs.’ Ex. H, ECF No. 165-8 at 8. The informal grievance again asserted that 9 NDOC had notice of his condition, and his condition had become worse. Id. On March 15, 2022, 10 Smith’s informal grievance was rejected a second time on grounds that it was an abuse of inmate 11 grievance procedure since the grievance was already abandoned due to untimely submission. See 12 Pl.’s Ex. E, ECF No. 8 at 45–53; Defs.’ Ex. H, ECF No. 165-8 at 8.5 13 On March 26, 2022, in complying with the next step in the administrative process, Smith 14 attempted to file a “first level grievance” (2006-31-34695) that was rejected by Acting Warden, 15 Nethanjah Childers, as untimely and an abuse of the grievance procedure. ECF No. 8 at 12; Third 16 & final rejection, Pl.’s Ex. F, ECF No. 8 at 55–57. On March 31, 2022, Childers issued a “3rd and 17 Final Rejection” indicating that it was an improper submission, untimely, and an abuse of 18 inmate grievance procedure. Id. at 55. Specifically, Childers indicated that the grievance arises 19 out of the six-month time frame established by Administrative Regulation (AR) 740.08. Id. The 20 NDOC grievance history indicates the official’s response as “wrong level on a grievance that was 21 already abandoned due to initial untimely submission.” Defs.’ Ex. H, ECF No. 165-8 at 8. 22 23 4 This defendant was dismissed at the screening stage. ECF No. 7 at 18. 24 5 The defendants assert that Smith did not appeal this grievance to the first or second level nor did he resubmit an informal grievance. ECF No. 165 at 5. However, the evidence submitted by the defendants 25 shows that Smith did resubmit his informal grievance. Defs.’ Ex. H, ECF No. 165-8 at 8. Moreover, Smith’s supporting documents attached to his complaint show that he attempted to file a “first level 26 grievance,” however, NDOC determined it was the “wrong level on a grievance.” See Defs.’ Ex. H, ECF No. 165-8 at 8. 1 On April 27, 2022, Smith was informed that he was being transferred to Southern Desert 2 Correctional Center (SDCC). ECF No. 8 at 14.6 He filed an emergency grievance (2006-31- 3 36936) stating he was waiting to see his pre-op doctor and that he should not be moved. Id.; 4 Emerg. grievance, Pl.’s Ex. L, ECF No. 8. On April 27, 2022, this emergency grievance was not 5 accepted because it was not deemed an emergency grievance, and Smith was directed to file 6 through normal channels. See Defs.’ Ex. H, ECF No. 165-8 at 7. 7 On May 24, 2022, Smith filed an informal grievance (2006-31-40087) grieving that he 8 was transferred while being in the process of seeing a doctor for his back consultation and pain. 9 See ECF No. 165 at 5; Defs.’ Ex. H, ECF No. 165-8 at 7. He argued that WSCC did not put a 10 medical hold for him, and he was in further pain as a result. Defs.’ Ex. H, ECF No. 165-8 at 7. On 11 September 15, 2022, his grievance was rejected because he needed to include evidence of his 12 informal attempt to resolve this issue, but he was advised that he had the opportunity to re- 13 submit at the same level. ECF No. 165 at 5; Defs.’ Ex. H, ECF No. 165-8 at 7. Smith did not appeal 14 the denial of his informal grievance. Id. 15 On September 9, 2022, Smith was seen by Dr. Kaplan for back and leg pain. Defs.’ Ex. D, 16 ECF No. 167-1 at 305–06. A follow-up appointment was scheduled to discuss a possible L4-L5 17 and L5-S1 decompression fusion surgery. See id. at 306. After Smith was referred and approved for 18 this follow-up appointment, Dr. Kaplan noted that Smith needed at least six weeks of 19 nonsurgical treatment. Id. at 336; Defs.’ Ex. F, ECF No. 165-6 at 4. Several days later Smith was 20 again referred and approved for a follow-up appointment to review the results of an MRI taken 21 in February 2023. Defs.’ Ex. D, ECF No. 167-1 at 356–57; Defs.’ Ex. F, ECF No. 165-6 at 4. 22 Approximately six months later, Smith had lumbar fusion surgery on August 21, 2023. See Aug. 23 2023 surg., Defs.’ Ex. G, ECF No. 167-3 at 2; Decl. of Ashley Porter, Defs.’ Ex. K, ECF No. 165-11 at 24 3, ¶9. 25
26 6 The record does not show any evidence of a grievance being filed regarding retaliation as it relates to Smith’s transfer. See Defs.’ Ex. H, ECF No. 165-8 at 7–9. 1 C. Smith’s initiated action 2 Smith initiated this action on June 1, 2022. See ECF No. 1. In Smith’s amended complaint, 3 he sued multiple defendants for events that took place while he was incarcerated at WSCC. See 4 ECF No. 8. After screening Smith’s first amended complaint, the court allowed two claims to 5 proceed: the First Amendment retaliation claim against defendant Kerry McCullah, and the 6 Eighth Amendment claim for deliberate medical indifference against defendants Naughton, 7 Lorenzo, Mcbec, Cheryl, Kerry, and Doe Doctors A, B, C, and D, and Doe Nurse C. ECF No. 7 at 8 17. The defendants then filed this pending summary judgment motion. 9 II. Legal standard 10 A. Summary judgment 11 Summary judgment is appropriate when the evidence, viewed in the light most favorable 12 to the nonmovant, indicates “no genuine dispute as to any material fact” and that “the movant is 13 entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A fact is material if it “might affect 14 the outcome of the suit” based on the governing law, and a dispute is genuine “if the evidence is 15 such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty 16 Lobby, Inc., 477 U.S. 242, 248 (1986). A “mere disagreement or the bald assertion that a genuine 17 issue of material fact exists” is not enough to defeat summary judgment. Harper v. Wallingford, 877 18 F.2d 728, 731 (9th Cir. 1989). 19 Because the plaintiffs bear the burden of proof at trial, a moving defendant need only 20 point to an absence of evidence on an element of the plaintiffs’ case. Musick v. Burke, 913 F.2d 1390, 21 1394 (9th Cir. 1990). Once the moving party satisfies Rule 56 by demonstrating the absence of 22 any genuine issue of material fact, the burden shifts to the party resisting summary judgment to 23 “set forth specific facts showing that there is a genuine issue for trial.” Anderson, 477 U.S. at 250– 24 51. “To defeat summary judgment, the nonmoving party must produce evidence of a genuine 25 dispute of material fact that could satisfy its burden at trial.” Sonner v. Schwabe N. Am., Inc., 911 F.3d 26 989, 992 (9th Cir. 2018); Galen v. Cnty. of Los Angeles, 477 F.3d 652, 658 (9th Cir. 2007). The 1 nonmoving party “may not rely on denials in the pleadings but must produce specific evidence, 2 through affidavits or admissible discovery material, to show that the dispute exists.” Bhan v. NME 3 Hosps., Inc., 929 F.2d 1404, 1409 (9th Cir. 1991). 4 B. Administrative exhaustion 5 The Prison Litigation Reform Act (PLRA) requires prisoners to exhaust all available 6 administrative remedies before filing a civil-rights action to redress alleged constitutional 7 violations by prison staff. 42 U.S.C. § 1997e(a). The Supreme Court has interpreted the PLRA as 8 “requir[ing] proper exhaustion,” which “demands compliance with an agency’s deadlines and 9 other critical procedural rules.” Woodford v. Ngo, 548 U.S. 81, 91 (2006). Of course, “[a]n inmate 10 need exhaust only such administrative remedies as are ‘available,’” which requires that the 11 procedures “are ‘capable of use’ to obtain ‘some relief for the action complained of.’” Ross v. Blake, 12 578 U.S. 632, 642 (2016). In Ross v. Blake, the United States Supreme Court provided a non- 13 exhaustive list of “circumstances in which an administrative remedy, although officially on the 14 books, is not capable of use to obtain relief.” Id. at 643. An administrative remedy may be 15 considered unavailable when “it operates as a simple dead end—with officers unable or 16 consistently unwilling to provide any relief to aggrieved inmates”; when the 17 administrative scheme is “so opaque that it becomes, practically speaking, incapable of use”; or 18 when “prison administrators thwart inmates from taking advantage of the grievance process 19 through machination, misrepresentation, or intimidation.” Id. at 643–44. 20 To succeed on a PLRA-exhaustion defense at summary judgment, the defendant must 21 “prove that there was an available administrative remedy” that the prisoner did not exhaust; the 22 burden then shifts to the plaintiff to provide evidence that the remedy was unavailable to him. 23 Albino v. Baca, 747 F.3d 1162, 1166 (9th Cir. 2014) (quoting Jones v. Bock, 549 U.S. 199, 204 (2007) 24 (cleaned up). But “the ultimate burden of proof remains with the defendant.” Id. The trial court 25 should grant summary judgment based on a lack of exhaustion only “[i]f undisputed evidence 26 viewed in the light most favorable to the prisoner shows a failure to exhaust.” Id. 1 III. Discussion 2 The defendants argue that summary judgment should be granted for the following 3 reasons: (1) both of Smith’s claims are barred by the PLRA; (2) Smith’s medical deliberate 4 indifference claim is time-barred; (3) the defendants are entitled to qualified immunity as to 5 both claims7; and (4) Smith is not entitled to punitive damages. See ECF No. 165. I agree in part.8 6 Whether Smith exhausted his administrative remedies is a threshold issue. See United States v. 7 Morfin-Rios, 2023 U.S. Dist. LEXIS 116878, at *3 (S.D. Cal. July 5, 2023). So I address it first.
8 A. The PLRA requires complete exhaustion of available administrative remedies and Smith failed to exhaust his administrative remedies. 9 10 To exhaust administrative remedies within the NDOC, inmates must follow the 11 procedures outlined in AR 740,9 and they must complete three levels of grievance: informal, first, 12 and second. See AR 740.08–740.10.10 Generally, inmates must first file an informal grievance 13 within six months of the action giving rise to a medical claim. AR 740.08(4)(A); Jackson v. Russell, 14 2025 U.S. Dist. LEXIS 5058, at *5 (D. Nev. Jan. 8, 2025); AR, Defs.’ Ex. I, ECF No. 165-9 at 11. The 15 prison has 45 days to respond to that informal grievance. AR 740.08(12). If the prison denies the 16 informal grievance, the inmate has five days after the receipt of the denial to proceed to the next 17 grievance level. AR 740.08(12)(A). The inmate can then file a first-level grievance, which the 18 prison has 45 days to respond to. AR 740.09(5). If the inmate receives another denial, he has five 19 days to file an appeal to proceed to his second-level grievance. AR 740.09(5)(A). In short, after 20 each denial, the inmate must file an appeal to proceed to his next-level grievance within five 21 days to exhaust the facility’s administrative procedures. Jackson, 2025 U.S. Dist. LEXIS 5058, at 22 7 Because I grant the motion based on Smith’s failure to exhaust, I do not address the merits of the time- 23 barred arguments nor whether the defendants were entitled to qualified immunity. 8 Because I find that Smith’s claims are barred by the PLRA and no substantive claims remains, there is no 24 basis for an award of punitive damages. So I need not and do not address the additional arguments regarding punitive damages. 25 9 As an NDOC AR is publicly available, I may take judicial notice of it. See Brown v. Valoff, 422 F.3d 926, 931 n.7, n.9 (9th Cir. 2005) (taking judicial notice of prison’s Department Operations manual and California 26 Department of Correction Administrative Bulletin); see also Fed. R. Evid. 201(b)(2). 10 See also Admin. Reguls., Defs.’ Ex. I, ECF No. 165-9. 1 *5. Here, the defendants argue that both the retaliation and medical deliberate indifference 2 claims are barred by the PLRA. ECF No. 165 at 9. I agree. 3 The defendants argue that Smith’s grievance history record establishes that he failed to 4 complete the grievance process for any of the grievances regarding his back issue and did not file 5 a grievance regarding defendant McCullah’s alleged retaliatory misconduct. ECF No. 165 at 11. 6 They assert that because Smith did not complete the grievance process relating to any of his 7 claims, summary judgment is appropriate. Id. In opposition, Smith argues that the record shows 8 over a decade of chronic spinal pain and failed treatment which led to a 2023 surgery, followed 9 by no rehabilitative therapy. See ECF No. 172 at 2.11 Moreover, Smith argues that the defendants’ 10 summary judgment motion selectively omits these critical facts and fails to rebut his claims of 11 “systemic neglect, delay, and harm.” Id. 12 13 14 The defendants argue that Smith did not file a grievance regarding defendant McCullah’s 15 alleged retaliatory misconduct. See ECF No. 165 at 11; Defs.’ Ex. H, ECF No. 165-8. I agree. The 16 record is devoid of any indication that Smith filed any grievance for his retaliation claim. Id. 17 Although there were two grievances Smith filed related to his transfer (2006-31-36936 18 and 2006-31-40087), none of these grievances mentioned retaliation. See id. Smith asserts in his 19 complaint, that McCullah should have seen his (medical indifference) grievance to prevent his 20 transfer, called him in for his kites, given him medication before his transfer, took him off the 21 11 The court liberally construes the filings and motions of pro se inmates in a civil suit. See Thomas v. Ponder, 22 611 F.3d 1144, 1150 (9th Cir. 2010) (explaining that courts should construe liberally motion papers and pleadings filed by pro se inmates and should avoid applying summary judgment rules strictly). However, 23 Smith raises several arguments, asserting that despite an NDOC provider ordering plaintiff to return to physical therapy following a 2023 back surgery, he has not received any care. So I do not address new 24 medical indifference claims raised that may have occurred in 2025 for two reasons. While these arguments might form the basis of new claims against NDOC, they are not relevant to resolution of this 25 summary judgment motion because they do not create a genuine issue of material fact, so they are not considered or addressed herein. See Saddozai v. Davis, 35 F.4th 705, 708 (9th Cir. 2022) (noting 26 “[e]xhaustion requirements apply based on when a plaintiff files the operative complaint” (citation omitted)). 1 transfer to continue his medical treatment, but instead she retaliated against him. See ECF No. 8 2 at 17. Retaliation is a grievable issue. See AR 740-03(9)(A). But Smith’s complaint, opposition, 3 and exhibits do not reference any grievance filed related to his retaliation claim. So Smith did 4 not exhaust administrative remedies as to this claim. Because I find that there is no genuine 5 issue of material fact, I grant summary judgment on the retaliation claim. 6 7 8 The defendants argue that Smith’s grievance history record establishes that he failed to 9 complete the grievance process for any of the grievances regarding his back issue. ECF No. 165; 10 Defs.’ Ex. H, ECF No. 165-8. I agree. In reviewing the NDOC record, Smith did file grievances for 11 his medical indifference claim, but did not complete this process. According to the exhibits 12 submitted by Smith, it shows after filing informal grievances, he attempted to file a “first level 13 grievance” for 2006-31-34695. See Pl.’s Ex. F, ECF No. 8 at 56. However, according to the NDOC 14 record, this third grievance attempt constituted the “wrong level on a grievance.” See Defs.’ Ex. 15 H, ECF No. 165-8 at 8. Even assuming that Smith properly filed a first level grievance, the record 16 does not indicate that Smith filed a second level grievance, id., which is required. See AR 740.03 17 (6) (explaining grievance denial appeal process). Similarly, after Smith’s 2006-31-20069 18 grievance was denied, he did not attempt to file an appeal or another informal grievance. See 19 Defs.’ Ex. H, ECF No. 165-8 at 8. Unfortunately, the record shows Smith did not complete the 20 required process for either grievance. 21 While the court may waive the PLRA mandatory exhaustion requirement when there is 22 a “genuine dispute that the grievance procedure was effectively unavailable,” Smith has not 23 shown such unavailability. See Rodriguez v. Cain, 2022 U.S. Dist. LEXIS 89323, at *16 (D. Or. May 24 17, 2022) (citation omitted). Moreover, I do not determine this to be a situation where the 25 opportunity to file a grievance operates as a “simple dead end.” Ross, 578 U.S. at 643–44. The 26 informal grievances were reviewed, rejected, and denied on the basis that the grievances fell 1|| outside of the six-month window. See Defs.” Ex. H, ECF No. 165-8 at 8. Further, Smith has not 2|| shown that he was prevented from filing a grievance prior to 2021 or 2022. See Sapp v. Kimbrell, 3} 623 F.3d 813, 823 (9th Cir. 2010) (explaining to support a finding of unavailability, an inmate must establish that he attempted to exhaust his administrative remedies but was thwarted by improper screening. ). Specifically, a prisoner must show that “(1) he actually filed a grievance or 6|| grievances that, if pursued through all levels of administrative appeals, would have sufficed to 7|| exhaust the claim that he seeks to pursue in federal court, and (2) that prison officials screened 8} his grievance or grievances for reasons inconsistent with or unsupported by applicable regulations.” Id. at 823-24. The record here shows the administrative process was available and functioning properly, and was “[capable] of use.” Ross, 578 U.S. at 643-44. While the court 1]|| remains concerned about Smith’s medical treatment, even in the light most favorable to Smith, he failed to demonstrate that he properly exhausted his administrative remedies as to grievances 13]] 2006-31-34695 and 2006-31-20069. Consequently, the defendants are entitled to summary judgment on both of Smith’s claims based on the failure to exhaust PLRA administrative remedies. Conclusion 17 IT IS HEREBY ORDERED that the defendants’ motion for summary judgment [ECF No. 165] is GRANTED. 19 The Clerk of Court is kindly directed to enter inca in favor of the defendants. 20 Dated: December 30, 2025 / /
22 Cristing’’D. Silva ts 53 Opt District Judge / 24 25 26
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