Keisha Sutherland v. Commissioner Social Security

CourtCourt of Appeals for the Third Circuit
DecidedSeptember 27, 2019
Docket17-3381
StatusUnpublished

This text of Keisha Sutherland v. Commissioner Social Security (Keisha Sutherland v. Commissioner Social Security) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Keisha Sutherland v. Commissioner Social Security, (3d Cir. 2019).

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ___________

No. 17-3381

Keisha Marie Sutherland,

Appellant v.

Commissioner Social Security

On Appeal from the United States District Court for the District of Delaware (District Court No.: 1-16-cv-00184) District Court Judge: Honorable Leonard P. Stark

Argued on July 1, 2019

(Opinion filed September 27, 2019)

Before: McKEE, PORTER and RENDELL, Circuit Judges

Benjamin R. Barnett Dechert 2929 Arch Street 18th Floor, Cira Centre Philadelphia, PA 19104

Jane Tomic (Argued) University of Pennsylvania School of Law 3400 Chestnut street Philadelphia, PA 19104 Christopher Trueax Pepper Hamilton 3000 Two Logan Square 18th and Arch Streets Philadelphia, PA 19103

Counsel for Appellant

Heather Benderson Gregg W. Marsano (Argued) Social Security Administration Office of General Counsel SSA/PGC/ Region III 300 Spring Garden Street 6th Floor P. O. Box 41777 Philadelphia, PA 19123

Counsel for Appellee

____________

O P I N I O N* ____________

RENDELL, Circuit Judge,

Keisha Sutherland was diagnosed with bipolar disorder in 2007. She twice

applied for social security benefits—once in 2007 and once in 2010. The petitions were

eventually consolidated, and the Social Security Administration denied her application.

After a review of the record, focusing specifically on the closed period beginning in 2007

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent.

2 through November 2008, we conclude that the Administration’s decision is supported by

substantial evidence. We will thus affirm.

I.

In July 2007, Sutherland was hospitalized after the police found her wandering

outside her home, incoherent and partially clothed.1 After she was discharged,

Sutherland began psychiatric treatment with Dr. Habibah E. Mosley. Dr. Mosley

diagnosed Sutherland with bipolar disorder and assessed her a Global Assessment of

Functioning (“GAF”) score of 50, which suggests “serious impairment in social,

occupational, or school functioning (e.g., no friends, unable to keep a job).” J.A. 30

(quoting Diagnostic and Statistical Manual of Mental Disorders (DSM-IV-TR) 34 (4th

Ed. 2000)). Dr. Mosley prescribed medication to treat Sutherland’s symptoms.

Sutherland subsequently applied for social security disability benefits and supplemental

security income.

As a result of the application, Dr. Frederick Kurz conducted a consultative

examination of Sutherland in October 2007. Dr. Kurz concluded that Sutherland had no

express indications of depression or anxiety and assessed her a GAF score of 65,

suggesting only mild impairment. He noted that if Sutherland “consistently took her

medication,” her symptoms could be “stabilized and controlled.” J.A. 32. Dr. Douglas

Fugate, a state agency psychologist, also reviewed Sutherland’s records, but did not

1 The facts presented and the characterizations of the physicians’ reports and opinions are primarily taken from the two District Court opinions in this matter. See J.A. 1–21; J.A. 28–40. 3 personally examine Sutherland. Dr. Fugate concluded that Sutherland had “mild

restriction of activities of daily living, moderate difficulties in maintaining concentration,

persistence, or pace, and one or two episodes of decompensation for an extended

duration.” Id. He also identified a “history of hospitalizations and noncompliance in

taking her medication,” but ultimately reached the same conclusion as Dr. Kurz and

assessed her a GAF score of 65. Id.

Sutherland continued to see Dr. Mosley through 2008. At several points, Dr.

Mosley adjusted Sutherland’s medication dosages to properly treat her bipolar disorder.

But later that year, Sutherland suffered a relapse and reported that she stopped taking her

medication. She was again hospitalized. Following that period of hospitalization, Dr.

Mosley reported that Sutherland was “doing better” and adjusted her medication. J.A.

31. Dr. Mosley then completed a mental impairment questionnaire for the purposes of

Sutherland’s application. She concluded that Sutherland responded well to treatment,

that she was limited but satisfactory in her ability to remember work-like procedures and

maintain regular attendance, and that she was seriously limited in but not precluded from

understanding simple instructions, maintaining work routines, and performing at a

consistence pace. She further concluded that Sutherland was “moderately limited in

performing the activities of daily living; would have moderate difficulties in maintaining

social functioning and in maintaining concentration persistence, or pace; and had three,

two-week episodes of decompensation within a twelve-month period.” J.A. 31–32. She

also concluded that Sutherland is “markedly limited and unable to meet competitive

standards in accepting instructions and responding appropriately to criticism from

4 supervisors, getting along with co-workers or peers without unduly distracting them or

exhibiting behavioral extremes, and dealing with normal work stress.” J.A. 31. Dr.

Mosley assessed her a GAF score of 40.

After review of Sutherland’s application and her medical records, the ALJ

concluded that, despite her diagnosis of bipolar disorder, Sutherland had the residual

functional capacity (“RFC”) “to perform simple, unskilled light work . . . [that] required

no more than occasional interaction with supervisors, co-workers, and the general

public.” J.A. 35. The Appeals Council affirmed. On review, the United States District

Court for the District of Delaware granted Sutherland’s motion for summary judgment

and remanded for further proceedings. It determined that “the ALJ pointed to no medical

evidence that would contradict Dr. Mosley’s December 2008 conclusion that

[Sutherland’s] GAF was 40 . . . . If the conclusion was based on the ALJ’s own medical

judgment (as it appears to have been), that would be improper.” J.A. 40. Because the

ALJ “articulated no viable basis to discount Dr. Mosley’s opinion,” the District Court

remanded to the Administration to provide further explanation. J.A. 40.

On remand, the Appeals Council instructed the ALJ to: (1) address Dr. Mosley’s

GAF scores of 40 and 50 and the reasons for discrediting those opinions; (2) evaluate the

weight given to Dr. Mosley’s opinion, and whether contradictory medical evidence

exists; and (3) further evaluate the GAF scores. The Appeals Council also instructed that,

if warranted, the ALJ should update the medical evidence on the record, further consider

Sutherland’s RFC, and obtain supplemental evidence from a vocational expert. At the

time of the remand, Sutherland had a second ongoing application for disability benefits

5 beginning in 2009. That was consolidated with the original petition and remanded to the

ALJ to review Sutherland’s claim from 2007 through 2014. The closed period of the

initial application from 2007 through the hospitalization in November 2008, however,

was of particular importance on remand.

After a hearing and testimony from Sutherland, the ALJ denied the consolidated

application. It first evaluated Dr. Mosley’s opinion of disability and declined to give it

controlling weight. First, there were virtually no treatment records from Dr. Mosley.

Thus, Dr. Mosley’s opinion lacked corroborating outpatient records to confirm the

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