Keeswood v. Navajo Tribe

2 Navajo Rptr. 46
CourtNavajo Nation Court of Appeals
DecidedMay 7, 1979
StatusPublished

This text of 2 Navajo Rptr. 46 (Keeswood v. Navajo Tribe) is published on Counsel Stack Legal Research, covering Navajo Nation Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Keeswood v. Navajo Tribe, 2 Navajo Rptr. 46 (navajoctapp 1979).

Opinion

NESWOOD, Acting Chief Justice

I.

This case comes on appeal from a decision of the Shiprock District Court finding in favor of Esther Keeswood, Allen Jim, Douglas Willie, Eva Willie, Ada Willie, Marie Smith and Andrew Smith for unlawful arrest and excessive force.

On August 25, 1976, the plaintiffs and other persons gathered around the Navajo Tribal Council chambers in Window Rock. [47]*47The Navajo Tribal Council was then meeting to discuss a coal gasification proposal which was highly controversial. Apparently, some of the gathered demonstrators had occupied seats of various Councilman during the day and had prevented the meeting of the Council the prior day. '

On the day in question the number of demonstrators grew as the day wore on. At some point in the afternoon, between 5:00 P.M. and 6:00 P.M., the sound of breaking glass was heard. The Council promptly adjourned and the police were summoned to the rear of the Council Chambers. Two squads were formed with one squad being instructed to arrest those demonstrators refusing to obey an order to disperse.

After the formation of the two squads, an order to disperse was given over a "voice box" in both Navajo and English. After approximately five minutes, the police proceeded to arrest anyone remaining in the vicinity of the Council Chambers.

The appellees were all arrested without warrants on various charges. Subsequently, all criminal charges were dismissed by the Window Rock District Court.

On September 14, 1977, the appellees filed a complaint in the Shiprock District Court alleging unlawful arrest with malice resulting in mental suffering and humiliation, excessive force resulting in medical costs and pain and suffering, and malicious prosecution.

[48]*48On May 31, 1977, the appellants moved for dismissal on the grounds that the Tribe is immune from suit and that the individual defendants were immune because they were acting in their official capacities with the Tribe.

During a preliminary hearing, the Shiprock District Court dismissed the Navajo Tribe as a defendant on the grounds of sovereign immunity.

At the trial, evidence was admitted, over the appellants' objections, concerning the conditions of the Window Rock jail where the appellees were incarcerated.

Also at trial, the Court excluded evidence offered by the appellants of appellees' conduct on August 24, 1976.

In a written opinion issued August 9, 1978, 1 Nav. R. 362, the Shiprock District Court concluded that the arrests of Mary Joe Wallace, Ada Willie, Karen Sue Willie and Marie Smith were justified. However, in the damages section of its opinion, Marie Smith was awarded $1000 for unlawful arrest. Allen Jim and Douglas Willie were each awarded $500 for unlawful arrest and Eva Willie, Esther Keeswood and Andrew Smith were awarded $1000 apiece for unlawful arrest.

For use of excessive force, Douglas Willie, Eva Willie, Ada Willie and Esther Keeswood were awarded $1000 each. These same individuals were awarded an additional $1000 each in punitive damages.

[49]*49The Court awarded $835.29 in legal fees.

The decision of the Shiprock District Court reinstated the Tribe as a defendant and entered judgment against the Tribe and the Police Officers. The cause of action against Raymond Tso was dismissed as the Prosecutor was found to be clothed with qualified immunity.

On September 8, 1978, the appellants filed this appeal.

II.

The issues presented by this appeal are:

1. Did the Shiprock District Court err in reinstating the Navajo Tribe as a defendant at the conclusion of the case?

2. Is the Navajo Tribe immune from suit by the doctrine of sovereign immunity?

3. Are the individual police officers immune from suit if the Navajo Tribe is?

4. Whether the standard adopted by the Shiprock District Court for notice to disperse was reasonable?

5. Whether the District Court erred in refusing to allow the appellants to present evidence of the appellees conduct?

6. Whether the District Court erred in admitting evidence of the conditions at the Window Rock jail?

7. Whether the District Court erred in its award of legal [50]*50fees?

8. Whether the District Court erred in its award of punitive damages?

III.

The due process clause of the 1968 Indian Civil Rights Act, 25 U.S.C. 1302(8) requires that Indian governments and courts ensure fundamental fairness in all tribal actions. Procedural due process requires that one be given adequate notice and an opportunity to be heard before one can be deprived of life, liberty or property.

At the preliminary hearing of this matter, the Navajo Tribe was dismissed as a defendant. The trial proceeded against the named individuals only and therefore no defense was presented on behalf of the Tribe.

Appellees seek to have this Court declare that any error committed by the District Court in reinstating the Tribe was harmless because the defense would have been identical to that presented on behalf of the individuals.

This Court cannot be in the position of guessing what other defenses the Tribe might have presented. A review of the transcript does not necessarily lead us to the conclusion that defense counsel represented the Tribe's interests throughout. [51]*51Therefore, this Court concludes that the District Court erred in reinstating the Tribe as a defendant at the conclusion of the case.

IV.

At the preliminary hearing, the Navajo Tribe was dismissed as a defendant on the grounds of sovereign immunity. In its written opinion, I Nav. R. at 365, the District Court stated:

"In our great nation, the doctrine of sovereign immunity has been vastly modified by the Court of Appeals in Halderman Dennison, et al. vs. Tucson Gas & Electric Co., et al... In the TG&E case the Court of Appeals on the one hand recognized and upheld the Tribe's sovereign immunity but it also chose to ignore it by holding the Tribe liable by going beyond the legal fiction and holding the real party liable."

The District Court held the Navajo Tribe liable in the instant case based upon this language.

In the TG&E case, the matter before the Court was that of eminent domain. It was always the Navajo Tribe who would pay the damages in that case because it was the Navajo Tribe that had condemned the land. Therefore, the Court of Appeals in TG&E did not actually alter the doctrine of sovereign immunity. The Court did recognize that the individuals being sued would not actually pay the damages themselves. Therefore the reliance of the District Court on [52]*52the TG&E case for its decision to hold the Tribe liable was misplaced.

This Court has conducted an exhaustive review of the Navajo Tribal Code in an effort to determine whether the Tribal Council ever specifically abrogated its sovereign immunity. The only mention of sovereign immunity is in Title 6, Section 616(b)(1) of the Navajo Tribal Code, which states in part:

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Bluebook (online)
2 Navajo Rptr. 46, Counsel Stack Legal Research, https://law.counselstack.com/opinion/keeswood-v-navajo-tribe-navajoctapp-1979.