Keen v. Detroit Diesel Allison

569 F.2d 547
Procedural entryThis page is a short order in Keen v. Detroit Diesel Allison. Read the opinion of the Court — 569 F.2d 547
Court of Appeals for the Tenth Circuit·Decided May 18, 1978·No. 76-1844·Published

Opinion

569 F.2d 547

Thelma A. KEEN, surviving wife of Francis Robert Keen,
Deceased, Individually and on behalf of F. R. Keen
and Ann Miller, surviving kin of Francis
Robert Keen, Deceased,
Plaintiff-Appellant,
v.
DETROIT DIESEL ALLISON and Detroit Diesel Engine, Divisions
of General Motors Corporation, a Delaware
Corporation, Defendants-Appellees.

No. 76-1844.

United States Court of Appeals,
Tenth Circuit.

Submitted Dec. 14, 1977.
Decided April 3, 1978.
Rehearing Denied May 18, 1978.

John W. Norman of Lampkin, Wolfe, Burger, McCaffrey & Norman, Oklahoma City, Okl., for plaintiff-appellant.

Russell B. Holloway, Oklahoma City, Okl. (Gary C. Bachman and William C. McAlister, Oklahoma City, Okl., on brief), Rhodes, Hieronymus, Holloway & Wilson, Oklahoma City, Okl., for defendants-appellees.

Before McWILLIAMS, BARRETT and McKAY, Circuit Judges.

BARRETT, Circuit Judge.

Thelma A. Keen (Keen) appeals from an adverse judgment after a jury trial in a diversity action for wrongful death brought against Detroit Diesel Allison and Detroit Diesel Engine (Detroit Diesel). This case is before us for the second time. On the first appeal, No. 74-1529, decided July 14, 1975, we reversed a dismissal and remanded for further proceedings.

Keen's husband, Robert Keen, an experienced Federal Aviation Administration (FAA) jet pilot, was killed when the plane he was piloting crashed during a test flight. Keen filed an action shortly thereafter, alleging that the plane's engine turbine shaft and wheel assembly were defective. She sought recovery under the Oklahoma doctrines of "strict liability in tort and breach of implied warranty of fitness for purpose intended." Detroit Diesel defended on the basis that the turbine shaft and wheel assembly were not defective, that the alleged defect was not the proximate cause of the accident, and that pilot incapacity caused the crash.

Keen developed her case around the testimony of six witnesses, including two eyewitnesses who lived within several miles of the crash; an "engine manager" employed by the FAA who was responsible for engine repairs and overhauling; a consulting engineer who concluded that an engine failure had occurred in flight; a metallurgist who concluded that the turbine shaft and wheel appeared to be defective because "oxidation observed at the contact surface between the wheel and the shaft (was) indicative of a partial separation"; and a pathologist who concluded that Robert Keen was alive at the time of the crash. Keen also called a doctor on rebuttal who testified that he had treated Robert Keen several months prior to his death.

Detroit Diesel developed its defense around the testimony of a number of witnesses, the introduction of certain physical evidence and twenty-six admissions of fact. Detroit Diesel's witnesses included: an FAA aircraft maintenance supervisor who examined the crash site and determined that the plane had crashed into the ground at a very steep angle with the engine under full power; an air safety investigator with the National Transportation Safety Board who concluded that the aircraft was functioning normally at high power at the time it stuck the ground; and an FAA flight certification doctor who testified that he would not have certified Robert Keen for flight had he known that Robert Keen was being treated for high blood pressure by a Dr. Kraft.

On appeal Keen contends the trial court erred in: (1) permitting federal safety investigators to testify; (2) allowing Detroit Diesel to call one Dr. Brant as a witness; and (3) in allowing defense counsel to read the request for admissions to the jury.

At the outset we observe that appellate courts cannot try a case de novo, Volis v. Puritan Life Insurance Company, 548 F.2d 895 (10th Cir. 1977), and that the admission of evidence is discretionary with the trial court and will not be disturbed on appeal unless clearly erroneous. Silver v. Cormier, 529 F.2d 161 (10th Cir. 1976); Pipeliners Local Union No. 798, Tulsa, Oklahoma v. Ellerd, 503 F.2d 1193 (10th Cir. 1974).

I.

Keen contends that "the judgment below should be reversed because the trial court committed reversible error in permitting safety investigators employed by the National Transportation Safety Board and the Federal Aviation Administration to testify as to ultimate conclusions and to the probable cause of the accident." Keen argues that such testimony was inadmissible under 49 U.S.C.A. § 1441(e), which provides:

No part of any report or reports of the National Transportation Safety Board relating to any accident or the investigation thereof, shall be admitted as evidence or used in any suit or action for damages growing out of any matter mentioned in such report or reports.

Keen further contends that under 49 C.F.R. 835.3(b), the testimony of a National Transportation Safety Board (NTSB) employee is limited to mere factual information obtained by the employee in the course of the investigation and prohibits any testimony "regarding matters beyond the scope of their investigation" or giving "opinion testimony concerning the cause of the accident."

We have not heretofore considered the degree to which NTSB employees or similarly employed government personnel may, or may not, testify in actions such as this. Several courts have construed § 1441(e), and its predecessor, § 581, to be a bar. Israel v. United States, 247 F.2d 426 (2d Cir. 1957); Lobel v. American Airlines, 192 F.2d 217 (2d Cir. 1951), cert. denied, 342 U.S. 945, 72 S.Ct. 558, 96 L.Ed. 703 (1952); Universal Airline v. Eastern Air Lines, 88 U.S.App.D.C. 219, 188 F.2d 993 (1951); Ratner v. Arrington, 111 So.2d 82 (Fla.App.1959). These decisions hold that the statute is designed to guard against the introduction of reports expressing agency views about matters more properly left to courts and/or juries to decide.

Several recent decisions have afforded § 1441(e)'s prohibition a more liberal construction. In Berguido v. Eastern Air Lines, Incorporated, 317 F.2d 628 (3rd Cir. 1963), cert. denied, 375 U.S. 895, 84 S.Ct. 170, 11 L.Ed.2d 124 (1963), the court said:

This argument blurs the essential policy and reason behind the section with other policies affecting the admissibility of evidence.

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Keen v. Detroit Diesel Allison, 569 F.2d 547 (10th Cir. 1978).

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Keen v. Detroit Diesel Allison
569 F.2d 547 (Tenth Circuit, 1978)