RENDERED: OCTOBER 31, 2019 TO BE PUBLISHED
2018-SC-000166-MR
KEANTAY HUNTER APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT V. HONORABLE SUSAN SCHULTZ GIBSON, JUDGE NO. 2012-CR-002739
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION OF THE COURT BY JUSTICE KELLER
AFFIRMING IN PART, VACATING IN PART, AND REMANDING
A Jefferson County jury found Keantay Hunter guilty of murder, assault
in the first degree, tampering with physical evidence, fleeing or evading police
in the second degree, and possession of a handgun by a minor. He was
sentenced to twenty-five (25) years in prison. This appeal followed as a matter
of right. See Ky. Const. Section 110(2)(b). Having reviewed the arguments of the
parties, we affirm the judgment of the Jefferson Circuit Court in part, reverse
in part, and remand to the circuit court to enter a judgment in accordance with
this opinion. I. BACKGROUND
On the morning of July 17, 2012, Jesse Williams and Chardedric Cooper
were in Williams’s bed in his house in west Louisville. When they fell asleep, no
one else was present in the house. Cooper awoke when she heard a loud noise
like a firework. She heard another loud noise and felt a sharp pain in her leg.
Williams was on the floor and unresponsive. Williams had been shot in the
chest and killed. Cooper had been shot in the leg. Shortly thereafter, she called
911.
Sometime between 9:00 and 9:30 that same morning, three Louisville-
Metro Police officers were patrolling the area in an unmarked car. They saw 17-
year-old Keantay Hunter jogging with his hands in the air as if he were
attempting to flag down a nearby car. Hunter had known Williams and Cooper
for several years and had spent the night at Williams’s home several times.
Hunter was shirtless, wearing basketball shorts and flip flops. The officers
noticed a heavy object in Hunter’s shorts pocket that they believed to be a gun.
When the officers exited their car to stop Hunter and yelled “Police!”, Hunter
ran. The officers gave chase, as did back up officers that had arrived at the
scene. The officers yelled at Hunter to stop multiple times, but he continued to
run. During the chase, Hunter reached towards his pocket several times as if
he were trying to reach into it. For a brief period of time, Hunter was out of eye
sight of all officers while in between houses and in backyards. When police
officers eventually apprehended Hunter, the pocket that had been holding the
heavy object was turned inside out and empty. Despite Hunter’s refusal to give
2 officers his hands, officers eventually handcuffed him, placing him under
arrest. They searched his pockets and found a bandana, a condom, and a live
.380 round.
The police set up a perimeter and called K-9 units to respond to the
scene to search for a gun. Contemporaneously, the officers heard a shots-fired
call come out over the radio referencing the shooting of Williams and Cooper. A
K-9 officer located a .380 handgun along a fence line in the backyard of a
house in the area where officers had lost sight of Hunter. It was not buried,
and officers did not need to move anything to see it, but it was located in an
area where plants and weeds were overgrown.
Hunter was charged with multiple crimes in relation to the above
described events. These charges were initially brought against him in juvenile
court. The juvenile court, however, transferred his case to circuit court for
Hunter to be tried as an adult pursuant to KRS1 635.020(4). He was
subsequently indicted by a Jefferson County grand jury on the charges of
murder, criminal attempt to murder, assault in the first degree, fleeing or
evading police in the first degree, tampering with physical evidence, and
possession of a handgun by a minor. At a trial by jury, Hunter was found guilty
of murder, assault in the first degree, tampering with physical evidence, fleeing
or evading police in the second degree, and possession of a handgun by a
minor. Hunter appeals to this Court alleging the following errors: (1) The trial
1 Kentucky Revised Statutes.
3 court erred by not declaring KRS 635.020(4) unconstitutional; (2) The trial
court erred by denying Hunter’s motion to suppress the gun and live round as
fruits of an illegal seizure and search; (3) The jury returned an inconsistent
verdict; and (4) The trial court erred in denying Hunter’s motions for directed
verdict on the tampering with physical evidence and fleeing or evading police
charges. We will discuss each of these arguments in turn and provide
additional facts as needed.
II. ANALYSIS
A. Constitutionality of KRS 635.020(4)
Hunter argues that the trial court erred in failing to find KRS 635.020(4)
unconstitutional. KRS 635.020(4) states as follows:
Any other provision of KRS Chapters 610 to 645 to the contrary notwithstanding, if a child charged with a felony in which a firearm, whether functional or not, was used in the commission of the offense had attained the age of fourteen (14) years at the time of the commission of the alleged offense, he shall be transferred to the Circuit Court for trial as an adult if, following a preliminary hearing, the District Court finds probable cause to believe that the child committed a felony, that a firearm was used in the commission of that felony, and that the child was fourteen (14) years of age or older at the time of the commission of the alleged felony. If convicted in the Circuit Court, he shall be subject to the same penalties as an adult offender, except that until he reaches the age of eighteen (18) years, he shall be confined in a facility or program for juveniles or for youthful offenders, unless the provisions of KRS 635.025 apply or unless he is released pursuant to expiration of sentence or parole, and at age eighteen (18) he shall be returned to the sentencing Circuit Court for proceedings consistent with KRS 640.030(2).
Hunter first argues that KRS 635.020(4) is unconstitutional under Apprendi v.
New Jersey which held that “[o]ther than the fact of a prior conviction, any fact
that increases the penalty for a crime beyond the prescribed statutory 4 maximum must be submitted to a jury, and proved beyond a reasonable
doubt.” 530 U.S. 466, 490 (2000). Hunter argues that the transfer of a juvenile
to circuit court to be tried as an adult increases the penalties the juvenile faces
beyond the maximum sentence he would face under the juvenile code, and that
transfer is based upon judge-found facts that are never submitted to a jury, in
violation of Apprendi.
This Court, however, has previously found these arguments to be
unpersuasive. In Caldwell v. Commonwealth we held that Apprendi did not
apply to juvenile transfer proceedings. 133 S.W.3d 445, 453 (Ky. 2004),
overruled on other grounds by Hall v. Commonwealth, 551 S.W.3d 7 (Ky. 2018).
We explained,
A juvenile transfer proceeding does not involve sentencing or a determination of guilt or innocence. The decision to transfer a juvenile to circuit court involves the determination of which system is appropriate for a juvenile defendant. We recognize that a juvenile transferred to circuit court and tried as an adult offender will be exposed to the statutory maximum sentence on the applicable criminal statute, which in most cases will exceed the statutory maximum disposition in the juvenile system.
Id. Hunter urges us to revisit this holding in light of the United States Supreme
Court’s subsequent cases interpreting Apprendi, as well as its cases discussing
youthful offender sentencing. Having found no persuasive reason to stray from
our prior precedent, we decline to do so. Pursuant to Caldwell, Apprendi does
not render KRS 635.020(4) unconstitutional.
Hunter next argues that KRS 635.020(4) violates substantive due process
and equal protection rights under both the United States Constitution and the
5 Kentucky Constitution. Substantive due process “is based on the idea that
some rights are so fundamental that the government must have an exceedingly
important reason to regulate them, if at all, such as the right to free speech or
to vote.” Miller v. Johnson Controls, Inc., 296 S.W.3d 392, 397 (Ky. 2009).
Regarding equal protection rights, unless a more specific provisions of our state
constitution applies, “an equal protection analysis requires strict scrutiny of
legislative classification only when the classification impermissibly interferes
with the exercise of a fundamental right or operates to the peculiar
disadvantage of a suspect class.” Commonwealth v. Howard, 969 S.W.2d 700,
703 (Ky. 1998) (citing Massachusetts Bd. Of Retirement v. Murgia, 427 U.S.
307, 312 (1976)).
This Court has previously addressed all of these same arguments in
Caldwell when we held explicitly, “KRS 635.020(4) does not violate the equal
protection rights of Caldwell under our state or federal constitutions. Juveniles
are not members of a suspect class and there is no constitutional right to be
treated as a juvenile.” 133 S.W.3d at 453. Therefore, we found that
[t]he statutory classification must then be considered under the rational basis test. Where, as here, the act of the legislature does not contain a suspect classification and does not impinge on a fundamental right, the burden is on the party claiming a violation of equal protection to establish that the statutory distinction is without a rational basis.
Id. We then went on to hold:
There is an obvious legitimate governmental interest in curtailing violent crimes by juveniles and protecting the public from harm. The decision of the legislature to further that interest by transferring certain juveniles to circuit court to be tried as adults
6 after a finding of probable cause by the district judge is reasonably related to the pursuit of that legitimate goal. There is a rational basis for the statutory classification. It does not violate either the state or federal equal protection clauses. KRS 635.020(4) is constitutional.
Id.
Despite Caldwell, which is directly on point, Hunter implores this Court
to hold that KRS 635.020(4) infringes on multiple fundamental rights and that
it fails under even a rational basis test. Hunter cites to two publications by the
United States Department of Justice2 to support his argument that mandatory
transfer laws are ineffective and therefore not rational. He also points to United
States Supreme Court precedent such as Miller v. Alabama, 567 U.S. 460
(2012) for its proposition that judges must consider the unique characteristics
of youth in making their dispositional decisions.
Under a rational basis test, “the law must be upheld against an equal
protection challenge if there is any reasonably conceivable state of facts that
could provide a rational basis for the classification.” Howard, 969 S.W.2d at
703. The statute is presumed to be constitutional, and the challenger of the
statute has the burden to prove it is unconstitutional. Id. “So long as the
statute’s generalization is rationally related to the achievement of a legitimate
purpose[,] the statute is constitutional. A state does not violate the equal
protection clause merely because the classifications made by the statutes are
imperfect.” Id. at 703-04 (internal citations omitted).
2 Trying Juveniles as Adults: An Analysis of State Transfer Laws and Reporting (2011) and Juvenile Transfer Laws: An Effective Deterrent to Delinquency? (2010).
7 In discussing KRS 635.020(4), this Court has previously stated,
The legislature has recognized the seriousness of juvenile crimes of violence, especially those related to gang activity. The risk to the public from juveniles, who are thought to be less capable of good judgment, using firearms to settle disputes is even more frightening than adults doing so, and is likewise properly controlled by governmental action.
K.R. v. Commonwealth, 360 S.W.3d 179, 187 (Ky. 2012). Today we reaffirm our
holding in Caldwell and again hold that KRS 635.020(4) does not violate either
the state or federal constitution.
B. Seizure of Hunter and Evidence of Gun and Live Round
Hunter next argues that the trial court erred in denying his motion to
suppress the gun and live round as fruits of an illegal seizure and search. Our
review of a suppression decision is two-fold. First, “[w]e review the trial court’s
factual findings for clear error, and deem conclusive the trial court’s factual
findings if supported by substantial evidence. The trial court’s application of
the law to the facts we review de novo.” Williams v. Commonwealth, 364 S.W.3d
65, 68 (Ky. 2011).
Hunter argues that as soon as the officers exited their car and ordered
him to stop, he was seized. This, however, is counter to the United States
Supreme Court’s holding in California v. Hodari D., 499 U.S. 621 (1991). The
United States Supreme Court in Hodari held that in order for a seizure to
occur, there must either be physical force or, absent that, submission to the
assertion of authority. Id. at 626. In other words, “[a] seizure does not occur...if
in response to a show of authority, the subject does not yield. In that event, the
8 seizure occurs only when the police physically subdue the subject.” Taylor v.
Commonwealth, 125 S.W.3d 216, 219-20 (Ky. 2003).
Hunter urges this Court to break from Hodari and its previous decision
in Taylor to find that the Kentucky Constitution provides greater protection
than does the United States Constitution. Hunter cites to approximately fifteen
(15) other states which have declined to follow Hodari, finding that their state
constitutions provide greater protection than the Fourth Amendment. The
Commonwealth, on the other hand, cites to approximately eleven (11) other
states that have followed Hodari. How other states have dealt with this issue,
however, is only marginally relevant to our analysis, as we must examine how
our Court has traditionally viewed the protection our constitution provides in
relation to that provided by the Fourth Amendment of the United States
Constitution.
Hunter notes that this Court has recognized that the original Kentucky
Bill of Rights “was borrowed almost verbatim from the Pennsylvania
Constitution of 1790.” Commonwealth v. Wasson, 842 S.W.2d 487, 492 (Ky.
1992) (quoting Ken Gomley 86 Rhonda G. Hartman, The Kentucky Bill of Rights,
A Bicentennial Celebration, 80 Ky. L.J. 1 (1991)). Hunter argues that because
Pennsylvania rejected Hodari based on its constitution, and our constitution
was modeled after Pennsylvania’s, this Court should follow Pennsylvania’s lead
in rejecting Hodari. However, in Wasson, we were not analyzing Section 10 of
our constitution, as we are today. This Court has held time and again that
“Section 10 of the Kentucky Constitution provides no greater protection than
9 does the federal Fourth Amendment.” LaFollette v. Commonwealth, 915 S.W.2d
747, 748 (Ky. 1996), overruled on other grounds by Rose v. Commonwealth,
322 S.W.3d 76 (Ky. 2010); see also Cobb v. Commonwealth, 509 S.W.3d 705,
712 (Ky. 2017). We see no reason to ignore that precedent today, and therefore
explicitly hold, as we previously did in Taylor, that under both the United
States Constitution and the Kentucky Constitution, “[a] seizure does not
occur...if in response to a show of authority, the subject does not yield. In that
event, the seizure occurs only when the police physically subdue the subject.”
Taylor, 125 S.W.3d at 219-20.
Having determined the appropriate legal framework, we must now apply
the law to the facts of Hunter’s case. It is undisputed that when the police
officers exited their car and ordered Hunter to stop, he ran. A chase ensued
until Hunter was eventually caught. Following Hodari, Hunter was not seized
until he was physically apprehended by the police following the chase. “Thus,
the police officer’s justification for initially attempting to stop [Hunter] is
immaterial.” Id. at 220. The gun that was found along Hunter’s flight path,
therefore, was admissible, as it was not the fruit of any illegal police conduct,
and Hunter’s motion to suppress the gun was properly denied by the trial
court.
Hunter next argues that the trial court erred by denying his motion to
suppress the items, including a live .380 round, found during a search of his
pocket following his apprehension. The Commonwealth asserts that the police
officers had probable cause to arrest Hunter and that these items were
IO' recovered during a search incident to that arrest. Hunter, on the other hand,
argues that he had not yet been arrested when his pocket was searched and
that the police did not have probable cause to arrest him at that point in time.
The trial court’s pertinent findings of fact in its order denying Hunter’s
suppression motion include the following:
Det. William Vogt testified that he was on routine patrol on July 17, 2012 in the area of 28th and Greenwood Streets when he observed the Defendant with his hands in the air, appearing to try to flag down a car. According to the detective, “It looked kind of odd,” and the detective was concerned about what the Defendant may have been carrying. The Defendant was wearing lightweight basketball shorts, and it was apparent that there was a heavy object bouncing around in the pocket as the Defendant ran. Detective Vogt testified that the appearance was consistent with a gun in the pocket. As the detective approached the Defendant, the Defendant took off running. The Defendant appeared to try to hold onto the object in his pocket as he ran. Det. Vogt pursued the Defendant both in a car and on foot, as he was joined in the pursuit by other officers. The Defendant ran through yards and between houses. The Defendant was apprehended at 32nd and Kentucky Streets after the foot chase, and his pocket was empty. The Defendant resisted arrest and did not want to give his hands to the officers. No gun was found, and the pocket that had held the object was empty. The Defendant had a 380 round of ammunition in a pocket. At this point, Det. Vogt learned that there had been a shooting in the vicinity of the 2700 block of Grand Avenue near where the detective first saw the Defendant... .At the point where the Defendant was finally stopped, the Defendant had fled from the police, possibly ditched a gun, and finally resisted arrest.
The trial court then reached the legal conclusion that “[a]t that point Detective
Vogt had probable cause to place the Defendant under arrest.” The trial court,
however, did not specify for which crime the police had probable cause to
arrest Hunter.
Having reviewed the record, we find that the trial court’s factual findings
were supported by substantial evidence in the testimony of Detective Vogt at 11 the suppression hearing. However, to determine for which crime probable
cause was established, we must further review the record to better understand
the chronological order of the events in this case.
A thorough review of the entire record reveals that while fleeing from Det.
Vogt and the other officers on the scene, Hunter crossed multiple streets. He
ran across a railroad crossing. He ran between apartment complex buildings,
between houses, and through backyards. The officers pursuing him were on
foot and in vehicles, following his path and parallel paths as best as they could.
Det. Vogt initially pursued Hunter on foot, then pursued him in another
officer’s vehicle, and finally continued the pursuit on foot until tackling Hunter.
The pursuit traversed several blocks of an urban residential area around 9:20
on a weekday morning. The uniform citation charging Hunter with fleeing or
evading police in the first degree also noted that there was heavy traffic in the
area during the pursuit. Officers observed Hunter, while running through an
empty lot with shrubs and foliage, reaching toward his pocket as if he were
going to throw the gun in the foliage while running. However, Hunter looked
back and saw the officers had him in their sightline and continued running
without discarding the gun. It was not until Hunter was out of the officers’
sight that he discarded the gun in an overgrown area in the backyard of a
residence.
Det. Vogt tackled Hunter and then struggled with him. The timeline of
events after Det. Vogt tackled Hunter becomes less clear, as many officers were
on scene and events were unfolding quickly, and in some cases, even
12 simultaneously. We know, however, that Hunter did not cooperate and did not
give Det. Vogt his hands in order for them to be placed in handcuffs. Det. Vogt
asked Hunter why he ran from the police. Hunter responded that he believed
he had a warrant. Det. Vogt conducted a pat down of Hunter, did not feel a
gun, and saw that the pocket Det. Vogt believed he had seen the gun in had
been turned inside out. Based on his training and experience, Det. Vogt
believed that Hunter had gotten rid of whatever was in that pocket. At some
point, custody of Hunter was transferred to Officer Taylor who conducted a
search of Hunter and found a live .380 round, a condom, and a bandana in
Hunter’s pocket. Officer Taylor conducted this search both as a search incident
to arrest and for officer safety, as he was preparing to put Hunter into his car
and he testified that his routine was to search suspects before he placed them
in his car.
At some point after tackling Hunter, Det. Vogt requested that a perimeter
be established and K-9 units respond to the scene to search for the gun Det.
Vogt believed Hunter had discarded during his flight. Although it is unclear
exactly when, around the same time that Det. Vogt made these requests
another officer informed him that a call had come out over the radio in
reference to a shots-fired call on Grand Avenue, close to where Det. Vogt had
first observed Hunter. It is unclear from the record exactly who knew about the
shots-fired call and when they knew it, in relation to the search of Hunter’s
pocket.
13 We must now determine whether the facts as the police knew them to be
true at the time they arrested Hunter were enough to establish probable cause
for that arrest.
[T]he probable-cause standard is a practical, nontechnical conception that deals with the factual and practical considerations of everyday life on which reasonable and prudent men, not legal technicians, act. Probable cause is a fluid concept-turning on the assessment of probabilities in particular factual contexts-not readily, or even usefully, reduced to a neat set of legal rules.... [T]he substance of all the definitions of probable cause is a reasonable ground for belief of guilt, and that the belief of guilt must be particularized with respect to the person to be searched or seized.
Williams v. Commonwealth, 147 S.W.3d 1,' 7 (Ky. 2004) (internal citations and
quotations omitted). Applying these concepts and relying on the factual
findings of the trial court, we find that the police officers had probable cause to
believe Hunter had committed the offense of fleeing or evading police in the
first degree.
Under KRS 520.095(l)(b)(2), fleeing or evading police in the first degree
occurs when a pedestrian, “with the intent to elude or flee, . . . knowingly or
wantonly disobeys an order to stop, given by a person recognized to be a peace
officer” and, “[b]y fleeing or eluding, the person is the cause of, or creates a
substantial risk of, serious physical injury or death to any person or property.”
Though much of our precedent on this offense focuses on whether enough
evidence existed to survive a motion for directed verdict on the charge of first
degree fleeing or evading, we ask here only whether the officers involved had
probable cause to arrest Hunter for this offense. As noted above, we have
14 previously described probable cause as both “a practical, nontechnical
conception” and “a fluid concept.” Williams, 147 S.W.3d at 7.
Here, the officers approached Hunter and announced that they were
police officers. In response, Hunter immediately ran from the officers. Hunter
continued to run as the officers chased after him, and he disobeyed their
directives to stop and continued running. He crossed multiple streets in a
residential area with heavy traffic and also crossed railway tracks. Multiple
officers followed this same path on foot, and Det. Vogt followed on foot and
then in a vehicle and then on foot again before finally subduing Hunter. Based
upon these facts, we conclude that the officers had probable cause to believe
that Hunter, a pedestrian, “with the intent to elude or flee, . . . knowingly or
wantonly disobey[ed] an order to stop, given by a person recognized to be a
peace officer” and, “[b]y fleeing or eluding, [Hunter was] the cause of, or
create[d] a substantial risk of, serious physical injury or death to any person or
property.”
In reaching this conclusion, we acknowledge that the charge of fleeing or
evading first degree was ultimately successfully challenged on a motion for
directed verdict at the close of the Commonwealth’s case-in-chief. The trial
court amended the charge to fleeing or evading second degree3, and the jury
3 Under KRS 520.100(l)(a), “A person is guilty of fleeing or evading police in the second degree when: (a) As a pedestrian, and with intent to elude or flee, the person knowingly or wantonly disobeys a direction to stop, given by a person recognized to be a peace officer who has an articulable reasonable suspicion that a crime has been committed by the person fleeing, and in fleeing or eluding the person is the cause of, or creates a substantial risk of, physical injury to any person.”
15 found Hunter guilty of this amended charge. As explained below, the
Commonwealth now concedes, and we agree, that the motion for directed
verdict should have been granted because there was insufficient evidence at
trial that Hunter’s flight created a substantial risk of serious physical injury or
death. In other words, we hold that, based upon the evidence presented at
trial, a reasonable juror could not find Hunter guilty of this charge beyond a
reasonable doubt.
We feel it important to clarify, however, that in considering the
lawfulness of Hunter’s arrest, we are only asking whether the officers on the
scene had probable cause to believe that Hunter, by fleeing or evading, created
a substantial risk of serious physical injury or death. As noted above, probable
cause is a fluid concept that cannot be usefully reduced to a succinct set of
legal rules. Instead, we consider “the factual and practical considerations of
everyday life on which reasonable and prudent men, not legal technicians, act.”
Williams, 147 S.W.3d at 7. Here, we hold that a reasonable and prudent police
officer would have reason to believe that chasing an armed individual, both on
foot and by vehicle, across heavily trafficked streets, through backyards, and
across railway tracks creates a substantial risk of serious physical injury. The
fact that the evidence presented at trial was insufficient to survive a motion for
directed verdict is immaterial. We therefore find that probable cause existed to
justify Hunter’s arrest for fleeing or evading police in the first degree.
Although the trial court’s findings do not specify whether a formal arrest
occurred prior to the search of Hunter’s pocket, it is “not ‘particularly
16 important that the search preceded the arrest’ when the police had probable
cause to arrest the defendant before the search and ‘the formal arrest followed
quickly on the heels of the challenged search.”’ Id. at 9 (quoting Rawlings v.
Kentucky, 448 U.S. 98, 111 (1980)). Therefore, the search of Hunter’s pocket
was lawful as a search incident to arrest, and the trial court did not err in
admitting the fruits of that search.
C. Jury’s Verdicts on Attempted Murder and Assault in the First Degree
Hunter next argues that the verdict the jury returned on the attempted
murder charge was inconsistent with the verdict it returned on the assault in
the first degree charge. Both of these charges were in reference to the victim
Chardedric Cooper. The jury found Hunter not guilty of attempted murder but
guilty of assault in the first degree. Assault in the first degree, by definition,
includes an element of serious physical injury. Therefore, by finding Hunter
guilty of assault in the first degree, the jury necessarily found beyond a
reasonable doubt that Cooper sustained a serious physical injury. The jury,
however, returned a special verdict that the crime of attempted murder did not
involve serious physical injury. Hunter argues that the jury’s special verdict
regarding serious physical injury in the context of the charge of attempted
murder is inconsistent with its finding of serious physical injury in the context
of the charge of assault in the first degree. A detailed discussion of the
structure and language of the jury instructions is necessary to determine this
matter.
17 The instructions given to the jury were seventeen pages long, with ten
pages of instructions followed by seven pages of verdict forms. The first page
listed all the charges for which the jury would return a verdict. The second
page, titled “INSTRUCTION NO. 1 - MURDER,” set out the elements of the
crime of murder and instructed the jury to record its verdict on the verdict form
at the end of the instructions. The third page was titled “INSTRUCTION NO. 2A
- CRIMINAL ATTEMPT TO COMMIT MURDER.” It stated, in full:
You will find the defendant, KEANTAY HUNTER, guilty of Criminal Attempt to Commit Murder, under this Instruction if, and only if, you believe from the evidence beyond a reasonable doubt all of the following:
A. That in this county, on or about 17th date of July, 2012, he shot Chardedric Cooper; B. That in so doing, it was his intention to kill Chardedric Cooper; AND C. That under the circumstances as he believed them to be, the Defendant’s actions constituted a substantial step in a course of conduct planned to result in the death of Chardedric Cooper.
If you find the defendant, KEANTAY HUNTER, guilty under this Instruction, you shall say so by your verdict, to be recorded on the Verdict Form at the end of these instructions. There will be a further proceeding to determine his punishment.
If you find the defendant guilty under this Instruction, you shall additionally answer the following:
Do you unanimously find beyond a reasonable doubt that the crime of Criminal Attempt to Commit Murder involved serious physical injury, as defined in Instruction No. 6, to Chardedric Cooper? _____ Yes ______ No
18 On this page, there was no place for the jury to indicate whether it found
Hunter guilty or not guilty of attempted murder. It was not until the second
verdict form - page twelve of the jury instruction packet - that the jury was
tasked with making this determination. However, as quoted above, page three
did require the jury to determine, if they found Hunter guilty of criminal
attempt to commit murder, whether that crime involved serious physical injury.
In response to this question, the jury foreperson made a check mark on the
line next to “No.” On the second verdict form on page twelve, however, the jury
foreperson indicated that the jury found Hunter not guilty of criminal attempt
to commit murder. Therefore, the jury was not required to answer the question
on page three asking whether the crime of criminal attempt to commit murder
involved serious physical injury. However, the jury did answer the question
posed to them on page three, so we must look closely at the wording of that
question to determine if it is truly inconsistent with the jury’s verdict that
Hunter was guilty of assault in the first degree.
The question posed to the jury in Instruction 2A was, “Do you
unanimously find beyond a reasonable doubt that the crime of Criminal
Attempt to Commit Murder involved serious physical injury, as defined in
Instruction No. 6, to Chardedric Cooper?” The jury answered this in the
negative. The plain text of that question and the jury’s answer to it illustrates
simply that the jury did not find that the crime of attempted murder involved
serious physical injury. Taken together with the jury’s verdict finding Hunter
not guilty of attempted murder, the answer to the special verdict question is
19 not surprising. Serious physical injury, or an injury of any kind, was not and
could not be involved in a crime that was never committed. The special verdict
question does not require the jury to make any determination as to whether
serious physical injury was involved in the crime of assault in the first degree.
Again, looking closely at the language of the special verdict question, we cannot
find the jury’s answer to it is inconsistent with its verdict of guilty on the
charge of assault in the first degree.
Hunter argues that if this Court does not find the verdicts to be
inconsistent, we should find the trial court erred in denying his motion for a
directed verdict on the charge of assault in the first degree. We will address this
argument next.
D. Motions for Directed Verdict
Hunter’s final arguments to this Court are that the trial court erred in
denying his motions for a directed verdict on the charges of assault in the first
degree, tampering with physical evidence, and fleeing or evading police. Our
directed verdict standard has been firmly established in Commonwealth v.
Benham:
On a motion for directed verdict, the trial court must draw all fair and reasonable inferences from the evidence in favor of the Commonwealth. If the evidence is sufficient to induce a reasonable juror to believe beyond a reasonable doubt that the defendant is guilty, a directed verdict should not be given. For the purposes of ruling on the motion, the trial court must assume that the evidence for the Commonwealth is true, but reserving to the jury questions as to the credibility and weight to be given to such testimony. On appellate review, the test of a directed verdict is, if under the evidence as a whole, it would be clearly unreasonable for a jury to find guilt, only then the defendant is entitled to a directed verdict of acquittal. 20 816 S.W.2d 186, 187 (Ky. 1991).
a. Assault in the First Degree
Hunter argues that the trial court erred in denying his motion for a
directed verdict on the charge of assault in the first degree.
A person is guilty of assault in the first degree when: (a) He intentionally causes serious physical injury to another person by means of a deadly weapon or a dangerous instrument; or (b) Under circumstances manifesting extreme indifference to the value of human life he wantonly engages in conduct which creates a grave risk of death to another and thereby causes serious physical injury to another person.
KRS 508.010(1). Hunter argues that the Commonwealth did not produce
sufficient evidence of a serious physical injury to allow a reasonable juror to
find him guilty of assault in the first degree. “‘Serious physical injury’ means
physical injury which creates a substantial risk of death, or which causes
serious and prolonged disfigurement, prolonged impairment of health, or
prolonged loss or impairment of the function of any bodily organ.” KRS
500.080(15). “[M]edical testimony is not an absolute requisite to establish
serious physical injury,” and a “victim [i]s competent to testify about his own
injuries.” Commonwealth v. Hooker, 865 S.W.2d 323, 325 (Ky. 1993). However,
“the requirement of serious physical injury for first-degree assault still sets a
fairly strict level of proof.” Swan v. Commonwealth, 384 S.W.3d 77, 101 (Ky.
2012) (internal citations and quotations omitted).
As a result of the shooting, Cooper went to the emergency room and was
admitted to the hospital for a couple of days. Her attending physician testified
21 that she presented with a gunshot wound on the side of her leg and another
wound on the back side of her calf. She did not suffer any bone fractures or
injuries to her blood vessels. The physician testified that he would have
expected some scarring. While he did not have knowledge of any follow-up
treatment Cooper received, he testified that he prescribed physical therapy
based on the possibility of nerve damage.
Cooper testified during Hunter’s trial, which took place approximately
five years after the shooting occurred. She testified that it was still “kind of
hard for [her] to walk.” She further testified that she must lift up her whole left
leg to walk and that she has decreased mobility in her left foot. She stated that
she still suffers from sharp pains in her left foot.
This Court has previously held that “pain is an ‘impairment of health,’”
and if that pain “is prolonged, then it is a ‘serious physical injury.’” Parson v.
Commonwealth, 144 S.W.3d 775, 787 (Ky. 2004). In Parson, we found that
where the victim suffered from headaches, neck pain, decreased range of
motion due to muscle spasms, and numbness in her arm nineteen months
after the assault there was sufficient evidence for a jury to find “prolonged
impairment of health” and therefore “serious physical injury.” Id. The injuries
described by Cooper and her attending physician are akin to those in Parson.
She testified to sharp pain and decreased mobility approximately five years
after the assault. This evidence was sufficient for a reasonable jury to find
serious physical injury. Therefore, the trial court did not err in denying
Hunter’s motion for a directed verdict on assault in the first degree.
22 b. Tampering with Physical Evidence
Hunter also argues that the trial court erred in denying his motion for a
directed verdict on the charge of tampering with physical evidence.
A person is guilty of tampering with physical evidence when, believing that an official proceeding is pending or may be instituted, he: (a) [destroys, mutilates, conceals, removes or alters physical evidence which he believes is about to be produced or used in the official proceeding with intent to impair its verity or availability in the official proceeding.
KRS 524.100(l)(a). In this case, the Commonwealth presented evidence that
when police officers first saw Hunter, they noticed something heavy in his
shorts pocket that they believed to be a gun. Hunter then ran from the police
after he was ordered to stop. While running from the police, he ran between
houses and through backyards. For a brief time, he managed to get out of the
sightline of all of the officers who were chasing him. When he emerged from
between houses and was eventually caught, the pocket in which the police
officers saw the heavy object was turned inside out and was empty. The police
officers set up a perimeter and called in two K-9 units to search for the gun
they believed they had seen in Hunter’s pocket. During that search, a K-9
officer found a gun. It was found in the backyard of a house in the area where
officers had lost sight of Hunter, off to the side of the yard along a fence line. It
was not buried, and the officers did not need to move anything to recover it,
but it was found in an area with overgrown weeds and bushes.
In Williams v. Commonwealth, we found sufficient evidence of tampering
with physical evidence where the defendant “flung the gun into a field of
23 weeds,” despite no evidence that he buried the gun or otherwise camouflaged
it. 486 S.W.3d 291, 298 (Ky. 2016). Hunter’s case is similar to Williams.
Viewing the evidence in the light most favorable to the Commonwealth,
sufficient evidence was presented to induce a reasonable juror to find Hunter
guilty of tampering with physical evidence, as Hunter discarded the gun in an
overgrown area along a fence line while outside of the sightline of police
officers, requiring a K-9 officer to find it.4 As such, the trial court did not err in
denying his motion for a directed verdict on that charge.
c. Fleeing or Evading Police
At the close of the Commonwealth’s case-in-chief, the trial court granted
Hunter’s motion for a directed verdict on the charge of fleeing or evading police
in the first degree, amending the charge to fleeing or evading police in the
second degree. The jury found Hunter guilty of this amended charge. In their
briefs to this Court, both parties agree that the trial court erred in finding
sufficient evidence was presented to submit this amended charge to the jury.
Insufficient evidence was presented that Hunter’s flight “create[d] a substantial
risk of[] physical injury to any person.” KRS 520.095. Accordingly, we vacate
4 In a case also rendered today, Commonwealth v. James, this Court adopted an interpretation of our tampering statute that applies to a narrow set of circumstances: “‘where a defendant merely drops, throws down, or abandons drugs in the vicinity of the defendant and in the presence and view of the police, this conduct does not constitute’ tampering by either concealment or removal that will support an evidence tampering charge.” 2017-SC-000576, 2018-SC-000066, 1, 18-19 (Ky. Oct. 31, 2019). The facts of Hunter’s case do not fit within this new rule, as Hunter did not discard the gun “in the presence and view of the police.”
24 Hunter’s fleeing or evading police in the second degree conviction and remand
this case to the trial court to enter a judgment in conformity with this opinion.
III. CONCLUSION
For the foregoing reasons, we affirm Keantay Hunter’s convictions for
murder, assault in the first degree, tampering with physical evidence, and
possession of a handgun by a minor. We vacate Hunter’s conviction for fleeing
or evading police in the second degree. We remand this case to the trial court
to enter a judgment in conformity with this opinion.
All sitting. All concur.
25 COUNSEL FOR APPELLANT:
Kathleen Kallaher Schmidt Department of Public Advocacy
COUNSEL FOR APPELLEE:
Andy Beshear Attorney General of Kentucky
Emily Lucas Assistant Attorney General
William Robert Long, Jr. Assistant Attorney General
Jason Bradley Moore Assistant Attorney General