Kazansky v. Bergman

4 A.D.2d 79, 164 N.Y.S.2d 93, 1957 N.Y. App. Div. LEXIS 5441
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 15, 1957
StatusPublished
Cited by2 cases

This text of 4 A.D.2d 79 (Kazansky v. Bergman) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kazansky v. Bergman, 4 A.D.2d 79, 164 N.Y.S.2d 93, 1957 N.Y. App. Div. LEXIS 5441 (N.Y. Ct. App. 1957).

Opinion

Halpern, J.

This case presents an interesting question as to the form and content of the decision which the court is required to make, upon dismissing the complaint in an action tried without a jury.

The question arises in an equity action brought by the plaintiff-respondent for an injunction against the maintenance of a dam or dike upon the premises of the defendant-appellant Bergman, which is alleged to have resulted in an excessive flow of water on to the plaintiff’s premises. The action was referred to an Official Referee to hear and determine. At the close of the plaintiff’s evidence upon the trial before the Referee, the defendants moved to dismiss the complaint. Decision was reserved upon this motion. The defendants then introduced evidence on their behalf and, at the close of all the evidence, they renewed the motion made at the close of the plaintiff’s case. The Referee again reserved decision. Thereafter, on December 16, 1955, the Referee handed down the following memorandum: “Defendants’ motion made at the end of plaintiff’s case and renewed at the end of the entire case to dismiss plaintiff’s complaint upon the grounds that the plaintiff has failed to prove the cause of action set forth in the amended complaint or any cause of action, upon which motions I reserved decision, I now grant. Complaint dismissed. Submit findings.”

Shortly thereafter, the plaintiff submitted proposed findings pursuant to the direction by the Referee but the Referee did not pass on them, or take any other action, prior to the expiration of his term of office on December 31, 1955.

On March 16, 1956, the defendants caused a judgment to be entered by the Clerk of Sullivan County, dismissing the complaint upon the merits upon the basis of the Official Referee’s memorandum.

The plaintiff then moved at Special Term for an order vacating the judgment upon the ground that there was no adequate decision to support it. He took the position that the memorandum could not constitute a decision sufficient to support a judgment on the merits, because it did not contain any findings of fact or a statement of the essential facts, as required by section 440 of the Civil Practice Act. Subdivision 1 of section 470 of the Civil Practice Act makes section 440 applicable to the report of a referee by cross reference. The motion was granted and an order vacating the judgment was entered and from that order the defendants appealed.

The defendants-appellants maintain that the Official Referee’s memorandum was an adequate basis for the entry of the judg[82]*82ment. They maintain that the Referee’s memorandum constituted a decision granting a nonsuit within the meaning of section 441 of the Civil Practice Act and that no findings of fact were necessary. Section 441 provides that “where a non-suit is granted, * * * it shall not be necessary for the court to make any finding of fact”. While they characterize the dismissal as a nonsuit for the purpose of avoiding the necessity of findings, the appellants nevertheless contend that the dismissal was one on the merits, barring any further action by the plaintiff for the same relief, under section 482 of the Civil Practice Act. Section 482 of the Civil Practice Act, provides that “A dismissal of a complaint or a counterclaim at the close of the plaintiff’s or defendant’s evidence, as the case may be, or a dismissal of a complaint or counterclaim at the close of the whole evidence, is a final determination of the merits of the cause of action and bars a new action between the same parties or their privies for the same cause of action unless the court shall dismiss without prejudice”.

If the term nonsuit is given its traditional meaning, the appellants’ argument is self-contradictory. To say that a dismissal of the complaint is a nonsuit but that it is nevertheless a dismissal on the merits is a contradiction in terms. The word nonsuit as used in section 441 of the Civil Practice Act is a term of art which has an historically settled meaning. The pertinent language of section 441 and its predecessor section has remained substantially unchanged since 1895 (Code Civ. Pro., § 1021, as amd. by L. 1895, ch. 946). A nonsuit is a dismissal of the complaint without prejudice to the commencement of a new action for the same relief (Deeley v. Heintz, 169 N. Y. 129). In this sense, it is the antithesis of a judgment on the merits which bars a new action.

We take it that the appellants’ contention really is, not that the dismissal was a nonsuit in the technical or traditional sense, but that it was a dismissal on the merits as a matter of law, and that such a dismissal is proper without any findings of fact. Although conflicting statements may be found in the authorities on this question, we believe that, as an abstract proposition, the latter contention is a sound one. We defer for the moment the question of whether it is applicable to this case.

It is true that the only exception to the requirement of findings, which is expressly mentioned in sections 440 and 441 of the Civil Practice Act, is the case of a nonsuit, but the whole requirement of findings is applicable only to cases in which a determination of the facts is essential to the decision. Section [83]*83440 (as rev. by L. 1936, eh. 915) provides that the decision of the court “must state the facts which it deems essential”. But if the court decides to dismiss the complaint as a matter of law, no determination of the facts is “essential” to the decision (Scheuer v. Scheuer, 308 N. Y. 447).

As the Court of Appeals said in the Scheuer case at page 453, per Fuld, J.: “In the case before us, however, no version of the evidence, no matter how favorable to plaintiff, could give rise to * * * [a cause of action]. Whether the facts were as asserted by plaintiff or as testified to by defendant, cannot, therefore, be regarded as ‘essential’ to decision”.

The position of the court in granting a motion to dismiss the complaint as a matter of law is that, even if the view of the evidence most favorable to the plaintiff is taken and even if he is given the benefit of all reasonable inferences from the evidence, he still has failed to establish a cause of action. In this situation, there is no occasion for the making of findings of fact; findings of fact are not only unnecessary but inappropriate, if indeed not improper (McNulty v. Offerman, 141 App. Div. 730).

If any so-called findings were made upon a dismissal as a matter of law, they could not resolve any disputed questions of fact; the so-called findings could, at most, consist of a statement by the court of its view as to the most favorable inferences, from the standpoint of the plaintiff, which could possibly be drawn from the evidence. There is no provision in the present practice for findings of that character. The term findings as used in the Civil Practice Act refers to the determination of questions of fact, not to a statement by the court of the various inferences which could possibly be drawn from the evidence.

Even before the Legislature revised section 440 of the Civil Practice Act in 1936, so as to provide that only the facts which the court deemed essential to the decision need be stated, it had been held for more than 30 years that no findings of fact were essential to a dismissal of the complaint as a matter of law. Under section 440 of the Civil Practice Act as it read prior to the 1936 revision, formal finding’s of fact were required but they were required only “upon the trial of the whole issues of fact” (Civ. Prac.

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Bluebook (online)
4 A.D.2d 79, 164 N.Y.S.2d 93, 1957 N.Y. App. Div. LEXIS 5441, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kazansky-v-bergman-nyappdiv-1957.