Kawauchi v. Tabata

413 P.2d 221, 49 Haw. 160, 1966 Haw. LEXIS 47
CourtHawaii Supreme Court
DecidedMarch 30, 1966
Docket4399
StatusPublished
Cited by27 cases

This text of 413 P.2d 221 (Kawauchi v. Tabata) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kawauchi v. Tabata, 413 P.2d 221, 49 Haw. 160, 1966 Haw. LEXIS 47 (haw 1966).

Opinions

[162]*162OPINION OB1 THE COURT BY

LEWIS, J.

Plaintiffs sued to obtain a declaration that a transaction entered into in 1958 was a mortgage securing a usurious loan, and to establish a right of redemption upon payment of the sum of $90,000 received by them in the transaction, less “all moneys paid on the loan.” The court held that the transaction was a sale, coupled with a lease back of the premises and an option to repurchase. Judgment was entered for defendants and plaintiffs appealed.

Plaintiffs are husband and wife. Toichi Kawauchi, the husband, hereinafter will be referred to as “plaintiff.” When both plaintiffs are referred to they will be designated as “the Kawauchis.” Defendants are a group of ten husbands and wives,1 hereinafter referred to as the “doctors’ group,” or “defendants,” who' entered into the transaction in question under the circumstances hereinafter set out. A bank, hereinafter referred to as “the bank,” also was named as a defendant but it is not concerned in the questions at issue.

At the time of the transaction, first and second mortgages on plaintiff’s property were about to be foreclosed. Plaintiff had not been able to obtain refinancing. He was, as found by the court, “considered a bad credit risk.” The sum of $70,000 was required to save the property from foreclosure. The property was appraised by the court-appointed appraiser at $160,000 and the upset price fixed at $150,000. At the public auction there were no bidders at that price, though previously a written offer of $150,000 had been received by the court. The offer was withdrawn when plaintiff obtained time to pursue the possibility of selling a portion of the property in order to save the balance. This possibility did not materialize.

After the abortive public auction another sale was [163]*163ordered without an upset price. This order was entered on February 18, 1958, and the sale was advertised for March 26, 1958.

Plaintiff, since the latter part of 1957, had been in touch with Mr. Joseph Ahuna, a stockbroker and real estate broker, whom he had approached to help him get a loan on the property. He was trying to raise $90,000, and was willing to repay $120,000, “something to that effect,” as testified by Mr. Ahuna. Plaintiff testified he offered a 30% premium, or $27,000, plus 5% % interest on the $117,000.

On one occasion Mr. Ahuna introduced plaintiff at the bank and unsuccessfully tried to help plaintiff get a bank loan. He also inquired whether, if a lender were found with less than the $90,000 required, such lender could go to the bank and borrow the difference. He ascertained that the bank would not lend money to a mortgagee on the strength of a mortgage held by him.

After plaintiff had visited Mr. Ahuna several times and Mr. Ahuna still did not know of anyone interested in making a loan, plaintiff in February 1958 came in with a proposition the nature of which Mr. Ahuna related as follows:

“A. I asked him exactly what he had in mind, and he says, ‘If you find someone who would like to buy the property, why I would be willing to sell providing the buyer will allow me to lease the property from him on a sort of a sale and lease-back with an option to repurchase the property at the end of three years,’ and I asked him what he would want for a property that size, and he told me about $90,000, and I remember telling him that $90,000 is pretty cheap in view of the fact that he had previously stated that he thought the property was worth anywhere from $400,000 to $600,000.
[164]*164“Q. When you told him that it was pretty cheap, did he make any reply to that statement?
“A. Well, he told me that since the property was due for foreclosure that he was interested in trying to protect his interest and that he would want to sell it with the lease-back and by-back [sic] option, and he agreed that the price of $90,000 was low in relation to his own appraisal of the value of the property, but he stated that because time was short and he needed the money as quickly as possible, he figured that $90,000 would be a very, what you call, an inducing deal for anyone who might be interested in it, and all he wanted was that he be permitted to buy the property back.
“I told him that the appraised value was about $160,000 or $175,000. He says he only is interested in enough money to pay off the mortgage and he was confident he would be able to sell the property in view of the development that was upcoming in the Bishop Estate property where the present Star Supermarket is now, and he told me that with the development of that property and surrounding areas that his property value could be enhanced considerably and, if given the chance to buy it back within three years, he could swing it.
“And he also stated another reason why he was asking for $90,000 instead of much more was he wanted to be sure that the price is not so high that he could not buy it back later on. In other words, he wanted to sell it and yet make the price to suit him. He stated at that time that he wanted to buy it back for about $117,000, I believe, and with the property value much higher he figured it would be easier for him to arrange financing to buy it back, whereas if he asked for a much [165]*165higher price it would be difficult to sell and he might not be able to buy it back at a later date.”

Sometime after this Dr. Kusunoki called Mr. Ahuna about an investment in stocks, and Mr. Ahuna mentioned plaintiff’s proposition as a possible investment. After ascertaining the location of the property, Dr. Kusunoki told Mr. Ahuna “that man must be crazy to want to sell it for $90,000.” Mr. Ahuna’s testimony continues:

“So I told him the reason and he said if the offer was real, and I said yes. He felt that it was a steal. I felt he knew what he was doing and that his actions were based on a calculated risk, and I told Dr. Kusunoki at that time that this fellow feels he can buy it back, and if he couldn’t I told him, ‘You will just fall into a pot of gold.’
“On the other hand, if he is able to buy it back, I told him, ‘You will have received a fair lease rental on the property with interest, and no doubt you will be making a profit of somewhere of $25,000 to $30,000.’ * *

The upshot of the matter was that Mr. Ahuna attended a meeting with Dr. Kusunoki and some of his medical associates to explain the proposition. Thereafter, a group of ten was formed, of whom eight put up $5,000, while one put up $4,000 and the tenth $1,000. Mr. Ahuna assisted the group to obtain bank financing for the remaining $45,000. After the bank had tentatively approved the loan to the doctors’ group, Mr. Ahuna “having promised Dr. Kusunoki that the deal is as stated” took it upon himself to seek the advice of an attorney he knew2 as to whether “such a deal was proper.” He was advised, as he testified: “ ‘Yes, there have been many deals like that.’ ”

[166]*166Mr. Thomas W. Flynn, plaintiff’s attorney, drew up the documents to complete the transaction. Mr. Ahuna went with plaintiff to Mr. Flynn’s office where, as he testified, they “talked about the deal.” Mr. Flynn was the attorney representing plaintiff in the foreclosure proceeding. Mr. Flynn testified that he drew these documents on a request made by “Mr.

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Bluebook (online)
413 P.2d 221, 49 Haw. 160, 1966 Haw. LEXIS 47, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kawauchi-v-tabata-haw-1966.