Kautzer, Susan v. Saul, Andrew

CourtDistrict Court, W.D. Wisconsin
DecidedSeptember 15, 2021
Docket3:20-cv-00511
StatusUnknown

This text of Kautzer, Susan v. Saul, Andrew (Kautzer, Susan v. Saul, Andrew) is published on Counsel Stack Legal Research, covering District Court, W.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kautzer, Susan v. Saul, Andrew, (W.D. Wis. 2021).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF WISCONSIN

SUSAN KAUTZER,

Plaintiff, OPINION AND ORDER v. 20-cv-511-wmc KILOLO KIJAKAZI, Acting Commissioner for Social Security,

Defendant.

Pursuant to 42 U.S.C. § 405(g), plaintiff Susan Kautzer seeks judicial review of a final determination that she was not disabled within the meaning of the Social Security Act. On appeal, plaintiff advances three arguments: (1) the Administrative Law Judge (“ALJ”) erred in assessing the opinion evidence in the record; (2) the ALJ did not comply with Social Security Administration guidance in assessing whether Kautzer’s chronic fatigue syndrome (“CFS”) met or medically equaled a listing level requirement; and (3) the ALJ failed to accurately evaluate Kautzer’s residual functional capacity (“RFC”), primarily because of an allegedly flawed credibility assessment.1 After consideration of these arguments, the court concludes for the reasons discussed below that the ALJ did not err in her consideration of Kautzer’s application, and will affirm the decision of the Commissioner.

1 In her brief, plaintiff presented these arguments in a different order, but the court has rearranged them here for clarity. BACKGROUND2 On August 25, 2016, Kautzer filed an application for supplemental security income, alleging a disability onset date of February 13, 2016. (AR at 108.) After her application

was denied initially and on reconsideration, she requested a hearing before an ALJ, which was held on March 5, 2019. (AR at 108.) She was represented at the hearing by attorney Dana Duncan. (AR at 108.) In her pre-hearing brief, she alleged that she suffered from sensitization syndrome, somatic dysfunction, and fibromyalgia, but did not allege that any listing had been met. (AR at 539-40.) Of note to this appeal, she did not allege that she suffered from CFS. (AR at 539-40.)

On February 13, 2016 -- Kautzer’s alleged onset date -- Kautzer suffered an accident at work which allegedly caused a lower back injury. (AR at 601, 1087.) She was referred to physical therapy by Scott Brown, PA-C, and the following month was cleared to return to work. (AR at 601, 946.) After several physical therapy sessions she continued to report pain (AR at 601), although in May of 2016 Heather Curtiss, M.D., noted that her alleged pain appeared to be out of proportion with the objective exam findings (AR at 879).

On November 21, 2016, state agency doctor Ronald Shaw, M.D., reviewed Kautzer’s medical record as a part of the agency’s initial disability determination. He found that Kautzer had two severe impairments, sprains and strains (all types) and disorders of the back -- discogenic and degenerative, but found that her impairments did not meet or equal a listing-level impairment. (AR at 187-88.) As for Kautzer’s RFC, Dr. Shaw

concluded that she could occasionally lift and/or carry 20 pounds, frequently lift and/or

2 The following facts are drawn from the administrative record, which can be found at dkt. #17. carry 10 pounds, could stand and/or walk for a total of about 6 hours in a workday, and could sit for a total of about 6 hours in a workday. (AR at 189.) There was no evaluation of Kauzter’s mental RFC at the initial level.

On January 25, 2017, PA-C Brown completed a physical work capacity and pain questionnaire for Kautzer at her request. (AR at 1079-86, 1096-99.) In this questionnaire, Brown opined that Kautzer was incapable of lifting 10 pounds, could sit and stand/walk less than 2 hours in an 8-hour workday, could not grasp even light items, would be absent more than four times a month, and that even picking up and holding a phone would result

in significant muscle weakness. (AR at 1079-86.) Brown noted that he had treated Kautzer periodically for the past ten years; however, the last time he saw her was September 19, 2016, and he explained in the evaluation that he was not active in the evaluation or management of Kautzer’s concerns. (AR at 1084, 1096.) Further, he explained that the physical exam he conducted was “quite limited” and that he had “to rely on her answers as being accurate” for the purposes of the questionnaire. (AR at 1097.)

On March 2, 2017, state agency doctor George Walcott, M.D., reviewed Kautzer’s medical record on reconsideration. (AR at 201.) Like Dr. Shaw, Dr. Walcott also found that none of Kautzer’s impairments met or equaled a listing-level impairment and arrived at the same RFC finding as Dr. Shaw. (AR at 198-201.) At reconsideration, a consultative examination was ordered because Kautzer was “alleging memory and focus problems” but the record at that time was “not sufficient to support a decision on the claim.” (AR at

197.) This consultative examination took place on April 22, 2017, with Joseph F. Roe, Psy. D. (AR at 1087-91.) During this exam, he conducted various tests to measure Kautzer’s mental abilities, the results of which were largely normal, as well as more generally speaking with Kautzer regarding her alleged impairments. Based on his

evaluation, Dr. Roe concluded: The claimant can understand, but may not remember or carry out simple instructions. She also has problems focusing and paying attention and would not maintain a normal work pace. She would not get along with supervisors or coworkers as she is very short tempered and has no patience at this time. She would not recognize when changes are needed and if she did recognize that change is needed in the work environment would not be able to do them because of her fatigue and chronic pain. If awarded disability status this person does not appear to need assistance handling her funds. (AR at 1091.) There is no indication that Dr. Roe examined any of Kautzer’s medical records or based his conclusions on anything other than Kautzer’s complaints. (See AR at 1087-91.) On May 4, 2017, state agency psychologist Lisa Fitzpatrick, Psy. D., completed a mental residual functional capacity assessment at the reconsideration level. (AR at 202.) She concluded that Kautzer was able to understand/remember simple instructions, but unable to consistently remember/understand moderately to highly complex/detailed instructions; was able to maintain attention for two hours at a time and persist at simple tasks over eight- and forty-hour periods with normal supervision, but that her symptoms would preclude persistence at more complex tasks over time; was able to tolerate the minimum social demands of simple-task settings, but would not be able to tolerate sustained contact with the general public; and was able to tolerate changes in routine, avoid hazards, travel independently, and make/carry out simple plans. (AR at 203.) Overall, the medical record does show that Kautzer reported intermittent pain between 2016 and 2017. (See AR at 543, 591, 631, 701, 1064, 1123.) However, although she was referred to the pain clinic multiple times (AR at 1194), she did not follow through

until April of 2018. (AR at 1193-200.) The record shows other examples in which Kautzer did not pursue full treatment options: (1) she reported that a muscle relaxant helped her pain, but she did not take it (AR at 1199); (2) she indicated in August of 2018 that she had no further interest in chronic pain management visits (AR at 1231); (3) she declined to continue to take Naltrexone because of the cost; and (4) she declined further evaluation

of reported neck pain (AR at 1307). The record also contains notes of fatigue, but such mentions are generally brief without elaboration. (AR at 1065, 1124, 1089, 1167, 1197.) Plaintiff does not cite to, nor did this court’s review reveal, any records showing that Kauzter ever sought treatment for this fatigue.

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Kautzer, Susan v. Saul, Andrew, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kautzer-susan-v-saul-andrew-wiwd-2021.