Kauffman v. New York Presbyterian Hospital

CourtDistrict Court, S.D. New York
DecidedDecember 10, 2024
Docket1:23-cv-04964
StatusUnknown

This text of Kauffman v. New York Presbyterian Hospital (Kauffman v. New York Presbyterian Hospital) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kauffman v. New York Presbyterian Hospital, (S.D.N.Y. 2024).

Opinion

DOCUMENT ELECTRONICALLY FILED UNITED STATES DISTRICT COURT DOC #:__ SOUTHERN DISTRICT OF NEW YORK DATE FILED: 12/10/2024

KEVIN KAUFFMAN, 23-CV-4964 (AT) (RWL) Plaintiff, : - against - REPORT AND RECOMMENDATION TO HON. ANALISA TORRES: MOTION TO DISMISS NEW YORK PRESBYTERIAN HOSPITAL,

Defendant.

ROBERT W. LEHRBURGER, United States Magistrate Judge. Plaintiff Kevin Kauffman (“Kauffman” or “Plaintiff’), proceeding pro se, asserts claims under Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e et seq. (‘Title VII’); New York State Human Rights Law, N.Y. Exec. Law § 290 et seq. (“NYSHRL”); and the New York City Human Rights Law, N.Y. City Admin. Code § 8-101 et seq. (“NYCHRL’), against his former employer, Defendant New York Presbyterian (“Defendant” or “NYPH”). Kauffman alleges that he was subject to religious discrimination by being denied a religious exemption from NYPH’s mandatory COVID-19 vaccine policy and then terminated for not being vaccinated. The Court previously dismissed Kauffman’s initial complaint for failure to state a claim pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure (“Rule 12(b)(6)”). Kauffman, with the Court’s grant of leave, filed an amended complaint (the “Amended Complaint” or “AC’). NYPH now moves to dismiss the Amended Complaint on the same grounds because Kauffman has not added any factual allegations to state a viable claim. For the reasons that follow, | recommend that Defendant’s motion be GRANTED without further leave to amend.

FACTUAL BACKGROUND As required on a Rule 12(b)(6) motion to dismiss, the Court takes the well-pled facts alleged in the complaint as true and draws all reasonable inferences in favor of Plaintiff, as the non-moving party. See Morrison v. National Australia Bank Ltd., 547

F.3d 167, 170 (2d Cir. 2008). In 2021, Kauffman was employed by NYPH during the height of the COVID-19 pandemic.1 In June 2021, Kauffman was informed by NYPH of a new policy requiring hospital employees to receive the COVID-19 vaccine. (AC at ECF 8 and Ex. A.) NYPH employees had until August 1, 2021, to request an exemption; if such an exemption was denied, the policy required employees to receive the first dose of the COVID-19 vaccine by September 1, 2021.2 (AC Ex. A.) The policy stated that compliance – either by vaccination or exemption – was required as a condition of continued employment. (Id. at ECF 12.) On July 12, 2021, Kauffman submitted a request for an exemption from NYPH’s policy on the basis that he held a “religious/deeply held belie[f].” (AC at ECF 8.)

Kauffman’s request was denied. (Id.) Kauffman alleges that the “panel of judges” who reviewed his exemption denied his request “without reason.” (Id.)

1 The Court may take judicial notice of facts regarding COVID-19. L.T. v. Zucker, No. 21- CV-1034, 2021 WL 4775215, at *1 n.3 (N.D.N.Y. Oct. 13, 2021) (“The Court takes judicial notice of facts regarding the spread and lethality of COVID-19 as reported by dependable public health authorities”); see also Hopkins Hawley LLC v. Cuomo, No. 20-CV-10932, 2021 WL 1894277, at *2 n.2 (S.D.N.Y. May 11, 2021) (“Under Rule 201 of the Federal Rules of Evidence, the Court may take judicial notice of facts that are ‘generally known within the trial court’s territorial jurisdiction.’ General facts regarding the COVID pandemic indisputably fall within Rule 201’s purview”) (internal citations omitted). 2 These dates differ than those alleged by Kauffman in his initial complaint, which set forth dates from an email Kauffman sent to himself in June 2023, two years after the events in question. (See Dkt. 1 at ECF 10.) On August 26, 2021, the New York Department of Health (the “DOH”) enacted Section 2.61, requiring healthcare facilities to “continuously require personnel to be fully vaccinated against COVID-19, with the first dose for current personnel received by September 27, 2021, for general hospitals and nursing homes, and by October 7, 2021

for all other covered entities absent receipt of an exemption,” (the “DOH Mandate” or “Section 2.61”). 3 10 N.Y.C.C.R.R. § 2.61(c); Medical Professionals for Informed Consent v. Bassett, 78 Misc.3d 482, 484, 185 N.Y.S.3d 578, 581 (N.Y. Sup. Ct. 2023) (describing enactment history). Under Section 2.61, “personnel” is defined as “all persons employed or affiliated with a covered entity, whether paid or unpaid, including but not limited to employees, members of the medical and nursing staff, contract staff, students, and volunteers, who engage in activities such that if they were infected with COVID-19, they could potentially expose other covered personnel, patients or residents to the disease.” Id. § 2.61(a)(2). “Covered entities” are defined as “(i) any facility or institution included in the definition of

“hospital” in section 2801 of the Public Health Law, including but not limited to general hospitals, nursing homes, and diagnostic and treatment centers.” Id. § 2.61(a)(1). Under the DOH Mandate, covered entities were only permitted to grant “personnel” medical

3 The Court takes judicial notice of Section 2.61 and its legislative history. On a motion to dismiss, the Court may take judicial notice of “documents retrieved from official government websites,” Wells Fargo Bank, N.A. v. Wrights Mill Holdings, LLC, 127 F. Supp.3d 156, 166 (S.D.N.Y. 2015), or other “relevant matters of public record.” Giraldo v. Kessler, 694 F.3d 161, 164 (2d Cir. 2012); Fed. R. Evid. 201(b) (permitting judicial notice of facts “not subject to reasonable dispute”). exemptions.4 Id. § 2.61(d). Covered entities that refused to abide by the DOH Mandate exposed themselves to severe penalties.5 Kauffman does not dispute that he falls under the definition of personnel or that NYPH is a covered entity under the DOH Mandate. On September 16, 2021, NYPH informed Kauffman by letter that he was non-

compliant with the COVID-19 vaccination policy and had until September 22, 2021, to become compliant. (See AC Ex. B.) Kauffman did not get vaccinated for COVID-19 and received an email on September 23, 2021, informing him that NYPH “accepted [his] resignation from employment, … effective immediately.” (AC at ECF 8 and Ex. B.) Kauffman sent an email in response stating that he had not resigned and wanted to “proceed with the next steps in the process.” (AC at ECF 9 and Ex. B.) NYPH ignored his communication. (AC at ECF 9.)

4 There has been considerable litigation regarding the DOH’s enactment of Section 2.61. The Second Circuit, however, has held that any constitutional challenges against Section 2.61 were not likely to succeed. Specifically, the Circuit struck down arguments under (a) the Supremacy Clause based on preemption by Title VII, (b) the Free Exercise Clause under the First Amendment, and (c) the plaintiffs’ fundamental rights under the Fourteenth Amendment. See We The Patriots USA, Inc. v. Hochul, 17 F.4th 266, 272, 280 (2d Cir. 2021), opinion clarified, 17 F.4th 368 (2d Cir. 2021) (“We The Patriots II”), cert. denied sub nom. Dr. A. v. Hochul, 142 S. Ct. 2569 (2022).

5 With the end of the COVID-19 pandemic, Section 2.61 was repealed in 2023, but the DOH stated publicly that it may continue to seek sanctions against providers based on previous violations.

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Kauffman v. New York Presbyterian Hospital, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kauffman-v-new-york-presbyterian-hospital-nysd-2024.