Kathleen Flanders v. Fern R. Gordon

2019 ME 159

• Court: Supreme Judicial Court of Maine
• Decided: November 26, 2019
• Status: Published

Opinion

MAINE SUPREME JUDICIAL COURT Reporter of Decisions Decision: 2019 ME 159 Docket: Kno-19-158 Submitted On Briefs: October 24, 2019 Decided: November 26, 2019

Panel: SAUFLEY, C.J., and ALEXANDER, MEAD, GORMAN, JABAR, HJELM, and HUMPHREY, JJ.

KATHLEEN FLANDERS

v.

FERN R. GORDON

HUMPHREY, J.

[¶1] Kathleen Flanders appeals from an interlocutory order entered by

the District Court (Rockland, Mallonee, J.) denying her motion to disqualify

Attorney Eric Morse from representing Fern R. Gordon. We dismiss the appeal.

I. BACKGROUND

[¶2] The following facts, drawn from the court’s findings, are undisputed

by the parties or are supported by the record.

[¶3] In her complaint, Flanders alleges that, in January 2017, she was

attacked by Gordon’s dog. Flanders retained Attorney Sarah Gilbert and

commenced this personal injury lawsuit against Gordon in October 2017.

Gordon retained Attorney Eric Morse of Strout & Payson, P.A., to defend her. 2

[¶4] In January 2018, while the lawsuit against Gordon was still pending,

Flanders was injured in a motor vehicle accident. Flanders sought legal

assistance from Attorney Darby Urey, a partner of Attorney Morse at Strout

& Payson, P.A., who continued to represent Gordon in the dog-attack case.1

Attorney Urey discussed the potential conflict with Flanders, who then signed

a conflict waiver agreement provided to her by Attorney Urey. Attorney Urey

met and consulted with Flanders several times and gathered her medical

information; however, Flanders eventually terminated Attorney Urey’s

services and engaged new counsel.

[¶5] On February 15, 2019, Flanders moved to disqualify Attorney Morse

from representing Gordon in this personal injury case based on an alleged

conflict created by Attorney Urey’s earlier representation of Flanders in

connection with the January 2018 motor vehicle accident. On

February 25, 2019, following a hearing on the motion at which Flanders briefly

testified, the court denied Flanders’s motion to disqualify Attorney Morse.

Flanders filed motions to alter or amend the judgment, M.R. Civ. P. 59(e), and

1 Flanders engaged the services of Attorney Urey “to recover either workers’ compensation benefits or tort damages arising out of [the motor vehicle] accident,” and the trial court determined that Attorney Morse “has no information about Ms. Flanders he is not entitled to have.” 3

for further findings of fact and conclusions of law, M.R. Civ. P. 52(b). The court

denied these motions, and Flanders timely appealed. See M.R. App. P. 2B(c).

II. DISCUSSION

[¶6] An appeal from an interlocutory order, such as an order denying a

motion to disqualify counsel, is “eligible for immediate review only if [it falls]

within a judicially-created exception to the final judgment rule, including one

of the three, well-established exceptions: the death knell exception, the judicial

economy exception, or the collateral order exception.” Estate of Markheim v.

Markheim, 2008 ME 138, ¶ 12, 957 A.2d 56 (quotation marks omitted).

Flanders does not argue that the collateral order exception applies, and we

address only the remaining two exceptions.

[¶7] First, the death knell exception permits an immediate appeal from

an interlocutory order “when substantial rights of a party will be irreparably

lost if review is delayed until final judgment.” Id. ¶ 13 (quotation marks

omitted). The death knell exception is inapplicable here. Under this exception,

an order granting a motion to disqualify is immediately appealable; however,

an order denying a motion to disqualify generally is not. State v. Carrillo,

2018 ME 84, ¶¶ 5-6, 187 A.3d 621. The reason for this rule is straightforward.

Disqualification involves a disadvantage and expense that cannot be remedied 4

once the case is over, whereas an order denying a motion to disqualify

“implicates no such concerns.” Id.; see also Tungate v. MacLean-Stevens

Studios, Inc., 1997 ME 113, ¶¶ 4-5, 695 A.2d 564; Alexander, Maine Appellate

Practice § 304(f) (5th ed.). If, after the entry of a final judgment, we determine

that disqualification was required, disqualification “can occur prior to a new

trial, and both parties would be put in the same position that they would have

been in if disqualification occurred following an interlocutory appeal.”2

Carrillo, 2018 ME 84, ¶ 6, 187 A.3d 621 (quotation marks omitted). We

reiterate that creating a blanket exception to the final judgment rule to allow

for the immediate appeal of an order denying a motion to disqualify would give

litigants the ability to abuse motions to disqualify for tactical purposes and

“force us to prematurely review issues that would otherwise have to wait for

2 We have twice permitted interlocutory appeals from orders denying motions to disqualify counsel, but those cases involved facts distinguishable from the facts here. In Estate of Markheim v. Markheim, 2008 ME 138, ¶¶ 20-21, 957 A.2d 56, we considered the merits of a denial of a motion to disqualify under the death knell exception because the moving parties identified specific examples of confidential information that the attorney had acquired from his prior representation that could be harmful to them in the pending case. Here, the court found, with support in the record, that Attorney Morse did not receive any confidential information as a result of Attorney Urey’s representation of Flanders. See Liberty v. Bennett, 2012 ME 81, ¶¶ 20-21, 46 A.3d 1141. Similarly, we permitted an interlocutory appeal from an order denying a motion to disqualify counsel in Butler v. Romanova, 2008 ME 99, ¶¶ 5-10, 953 A.2d 748, a divorce case, after concluding, without elaborating, that otherwise the moving party “st[ood] to irreparably lose substantial rights.” Flanders has not identified what substantial rights she stands to lose. See State v. Carrillo, 2018 ME 84, ¶¶ 7-8, 187 A.3d 621; Liberty, 2012 ME 81, ¶¶ 20-21, 46 A.3d 1141. 5

the complete record that accompanies a final judgment.” Id. (quotation marks

omitted).

[¶8] Second, “the judicial economy exception is available only in those

rare cases in which appellate review of a non-final order can establish a final,

or practically final[,] disposition of the entire litigation, and the interests of

justice require that immediate review be undertaken.” Passalaqua v.

Passalaqua, 2006 ME 123, ¶ 13 n.3, 908 A.2d 1214 (quotation marks omitted).

Application of the judicial economy exception would not establish a final or

practically final disposition of this litigation. See Liberty v. Bennett, 2012 ME 81,

¶¶ 22-23, 46 A.3d 1141. Even if we reached the merits and determined that the

court abused its discretion in denying Flanders’s motion to disqualify, the

litigation would continue. See Fiber Materials, Inc. v. Subilia, 2009 ME 71, ¶ 26,

974 A.2d 918.

[¶9] Far from establishing a final disposition, permitting an interlocutory

appeal here would unnecessarily delay the litigation in the trial court

regardless of the outcome of the appeal. Thus, allowing the appeal of this

interlocutory order to proceed would not be in the interest of judicial economy.

Liberty, 2012 ME 81, ¶¶ 22-23, 46 A.3d 1141. We therefore decline to reach the

merits of this appeal. 6

The entry is:

Appeal dismissed.

Tina Heather Nadeau, Esq., The Law Office of Tina Heather Nadeau, PLLC, Portland, for appellant Kathleen Flanders

Eric B. Morse, Esq., Strout & Payson, P.A., Rockland, for appellee Fern R. Gordon

Rockland District Court docket number CV-2017-93 FOR CLERK REFERENCE ONLY