STATE OF MAINE SUPERIOR COURT CIVIL ACTION YORK, ss. DOCKET . , NO. AP-06-24 \2,[.,-- < ,
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EDWARD KARYTKO, et al.,
Petitioners
ORDER D O N A L D L. GARBRECHT LAW LIBRARY TOWN OF KENNEBUNK, OCT 1 6 2006 Defendant
T h s case comes before the Court on the 80B Appeal of Petitioners Edward
Karytko, Bruce Coyne, and other residents of the Town of Kennebunk. Following
hearing, the appeal is Denied.
FACTS
Petitioners Edward Karytko and Bruce Coyne, et al. ("Petitioners") are residents
and regstered voters in Kennebunk. Between May 2005 and April 2006, they and other
voters collected 1,026 signatures on a citizens' petition to change the Charter of
Respondent, the Town of Kennebunk ("Town"). The petition sought an amendment to
require that municipal budget issues be "voted by secret ballot by referendum only."
Additionally, the proposed change would include other adjustments to the Town
meeting process pertaining to budget approval, including a restriction on the number of
special Town meetings to consider the budget. According to Petitioners' brief, a secret
ballot voting system would allow for the submission of absentee ballots, wluch would
enfrancluse those voters who are unable to attend Town meetings. The Kennebunk Taxpayers' Association requested an opinion from the Town's
attorney about the nature of the proposed change. The Town's attorney characterized
the change as a significant revision requiring review by a Charter Commission; another
attorney, consulted by the petitioners, characterized it as a mere amendment
appropriate for voter action. Petitioners wanted h s issue to appear on the June or
November 2006 ballot for voters' consideration.
The Town's Board of Selectmen, a five-member governing body, convened to
address the issue on April 25,2006. The Board voted to reject the petition because, in its
view, the citizens sought a revision, not an amendment, and revisions are subject to the
evaluation of a Charter Commission. Following tlvs vote, three members of the Board
voted to send the petition to a Charter Commission. On the June 2006 ballot, however,
voters rejected formation of a commission, effectively killing the amendment.'
Claiming that the Town has "failed or refused to act" on its petition, Petitioners
filed tlvs 80B appeal, seelung to have h s issue placed on the November 2006 ballot.'
They argue that the Board's action violated their statutory rights, as the change that
they proposed was an amendment and should have been placed before the Town in
June 2006.3 The Town raised several affirmative defenses; the critical issue for the
Court's consideration is the Town's contention that because this change was a revision,
1 The question was whether a Commission should be established to revise the Charter; the vote was 1005 yes and 1082 no. 2 Petitioners later moved to amend their complaint to add eight additional citizens per 30-A M.R.S. §2108(2) (2005) and filed a n amended complaint concurrently with the motion. The Court may grant motions to amend pleadings "when justice so requires." M.R. Civ. P. 15(a); see Diversified Foods, Inc. v . First Natl. Bank of Boston, 605 A.2d 609, 616 (Me. 1992). The Court granted the motion to amend at oral argument on October 4, 2006 after determining that the Town would not be prejudiced by the addition of eight Petitioners. 3 Petitioners also contend that the Board violated their constitutional rights, disenfranchising them by not permitting a vote on the issue. This Court finds no violation of the fundamental right to vote. Petitioners are free to pursue a Charter revision or amendment in a future election. a commission was r e q ~ i r e d . ~ Thus, the Town contends that the appeal should be
dismissed or the actions of the Board should be affirmed.
DISCUSSION
1. D d the Board Err When It Determined That a Charter Commission was Required?
In its intermediate appellate capacity, the Superior Court typically reviews the
record of the proceedings before the municipal body for abuse of discretion, errors of
law, or findings unsupported by substantial evidence. Priestly v. Town of Herrnon, 2003
ME 9, 96, 814 A.2d 995, 997; M.R. Civ. P. 80B(f). The central issue in dispute here is
whether the change proposed by the voters requires review by a Charter Commission.
Such an issue is a mixed question of law and fact, as assessing the legal dstinction
between an amendment and a revision requires a fact-based inquiry into the specific
nature of the proposed change. Analysis of any mixed question typically calls for
"bifurcated appellate review with the ... factual findngs reviewed for clear error and its
legal conclusions reviewed de novo." McGowan v. State, 2006 ME 16, ¶14,894 A.2d 493,
497.
First, the Court must consider the legal distinction between a revision and an
amendment of a municipal Charter. No Maine case law precisely defines whether a
proposed change is, in fact, an amendment and not a r e ~ i s i o n although ,~ the statute that
4 Due to the time-sensitive nature of this appeal, the Court will not discuss at length the Town's argument that the case is moot because voters rejected formation of a Commission. The Court will assume that the appeal is not moot because the language of the petition differs from the language of the question on the June 2006 ballot. See Campaign for Sensible Transp. v. Me. Turnpike Auth., 658 A.2d 213,215 (Me. 1995) (addressing non-justiciability and exceptions to mootness). 5 As Maine courts have not definitively addressed this issue, the Town points the Court to a Michigan case discussing a Charter change to allow voter recall of a city manager; the Michigan court characterized this as a revision. Midland v. Arbury, 197 N.W.2d 134, 137 (Mich. 1972). That court noted t h a t if a change merely amends text of the Charter, it is an amendment and the electorate properly considered it. Id. a t 135. If, however, the change "disrupts, cancels, abrogates, or makes inoperable the original charter, it is a revision." Id. addresses voting on Charter changes sets forth two different procedures for revisions
and amendments. 30-A M.R.S.A. 52105 (2005). Revisions must be approved by a
Commission prior to submission to voters, Id. §2105(1), and amendments are simply
put before voters without review, Id. §2105(2). Addtionall y, amendments must "be
limited to a single subject, but more than one section of the Charter may be amended
as long as it is germane to that subject." Id. §2104(2)(A). The Town, therefore, argues
that the legislature intended an addtional layer of review when a significant revision is
involved, as opposed to a single-subject, minor amendment. In its dscretion, the Board
"may determine that the revision of the municipal charter be considered . . . and . . .
provide for the establishment of a Charter commission to carry out that purpose." Id.
§2102(1). Addtionally, the Law Court has stated that "a municipahty is not obligated to
put every citizen-initiated charter amendment on the municipal ballot." Nasberg v. City
of Augusta,
Free access — add to your briefcase to read the full text and ask questions with AI
STATE OF MAINE SUPERIOR COURT CIVIL ACTION YORK, ss. DOCKET . , NO. AP-06-24 \2,[.,-- < ,
. -,',I\<-. :; :
' . . . ? - ,,
EDWARD KARYTKO, et al.,
Petitioners
ORDER D O N A L D L. GARBRECHT LAW LIBRARY TOWN OF KENNEBUNK, OCT 1 6 2006 Defendant
T h s case comes before the Court on the 80B Appeal of Petitioners Edward
Karytko, Bruce Coyne, and other residents of the Town of Kennebunk. Following
hearing, the appeal is Denied.
FACTS
Petitioners Edward Karytko and Bruce Coyne, et al. ("Petitioners") are residents
and regstered voters in Kennebunk. Between May 2005 and April 2006, they and other
voters collected 1,026 signatures on a citizens' petition to change the Charter of
Respondent, the Town of Kennebunk ("Town"). The petition sought an amendment to
require that municipal budget issues be "voted by secret ballot by referendum only."
Additionally, the proposed change would include other adjustments to the Town
meeting process pertaining to budget approval, including a restriction on the number of
special Town meetings to consider the budget. According to Petitioners' brief, a secret
ballot voting system would allow for the submission of absentee ballots, wluch would
enfrancluse those voters who are unable to attend Town meetings. The Kennebunk Taxpayers' Association requested an opinion from the Town's
attorney about the nature of the proposed change. The Town's attorney characterized
the change as a significant revision requiring review by a Charter Commission; another
attorney, consulted by the petitioners, characterized it as a mere amendment
appropriate for voter action. Petitioners wanted h s issue to appear on the June or
November 2006 ballot for voters' consideration.
The Town's Board of Selectmen, a five-member governing body, convened to
address the issue on April 25,2006. The Board voted to reject the petition because, in its
view, the citizens sought a revision, not an amendment, and revisions are subject to the
evaluation of a Charter Commission. Following tlvs vote, three members of the Board
voted to send the petition to a Charter Commission. On the June 2006 ballot, however,
voters rejected formation of a commission, effectively killing the amendment.'
Claiming that the Town has "failed or refused to act" on its petition, Petitioners
filed tlvs 80B appeal, seelung to have h s issue placed on the November 2006 ballot.'
They argue that the Board's action violated their statutory rights, as the change that
they proposed was an amendment and should have been placed before the Town in
June 2006.3 The Town raised several affirmative defenses; the critical issue for the
Court's consideration is the Town's contention that because this change was a revision,
1 The question was whether a Commission should be established to revise the Charter; the vote was 1005 yes and 1082 no. 2 Petitioners later moved to amend their complaint to add eight additional citizens per 30-A M.R.S. §2108(2) (2005) and filed a n amended complaint concurrently with the motion. The Court may grant motions to amend pleadings "when justice so requires." M.R. Civ. P. 15(a); see Diversified Foods, Inc. v . First Natl. Bank of Boston, 605 A.2d 609, 616 (Me. 1992). The Court granted the motion to amend at oral argument on October 4, 2006 after determining that the Town would not be prejudiced by the addition of eight Petitioners. 3 Petitioners also contend that the Board violated their constitutional rights, disenfranchising them by not permitting a vote on the issue. This Court finds no violation of the fundamental right to vote. Petitioners are free to pursue a Charter revision or amendment in a future election. a commission was r e q ~ i r e d . ~ Thus, the Town contends that the appeal should be
dismissed or the actions of the Board should be affirmed.
DISCUSSION
1. D d the Board Err When It Determined That a Charter Commission was Required?
In its intermediate appellate capacity, the Superior Court typically reviews the
record of the proceedings before the municipal body for abuse of discretion, errors of
law, or findings unsupported by substantial evidence. Priestly v. Town of Herrnon, 2003
ME 9, 96, 814 A.2d 995, 997; M.R. Civ. P. 80B(f). The central issue in dispute here is
whether the change proposed by the voters requires review by a Charter Commission.
Such an issue is a mixed question of law and fact, as assessing the legal dstinction
between an amendment and a revision requires a fact-based inquiry into the specific
nature of the proposed change. Analysis of any mixed question typically calls for
"bifurcated appellate review with the ... factual findngs reviewed for clear error and its
legal conclusions reviewed de novo." McGowan v. State, 2006 ME 16, ¶14,894 A.2d 493,
497.
First, the Court must consider the legal distinction between a revision and an
amendment of a municipal Charter. No Maine case law precisely defines whether a
proposed change is, in fact, an amendment and not a r e ~ i s i o n although ,~ the statute that
4 Due to the time-sensitive nature of this appeal, the Court will not discuss at length the Town's argument that the case is moot because voters rejected formation of a Commission. The Court will assume that the appeal is not moot because the language of the petition differs from the language of the question on the June 2006 ballot. See Campaign for Sensible Transp. v. Me. Turnpike Auth., 658 A.2d 213,215 (Me. 1995) (addressing non-justiciability and exceptions to mootness). 5 As Maine courts have not definitively addressed this issue, the Town points the Court to a Michigan case discussing a Charter change to allow voter recall of a city manager; the Michigan court characterized this as a revision. Midland v. Arbury, 197 N.W.2d 134, 137 (Mich. 1972). That court noted t h a t if a change merely amends text of the Charter, it is an amendment and the electorate properly considered it. Id. a t 135. If, however, the change "disrupts, cancels, abrogates, or makes inoperable the original charter, it is a revision." Id. addresses voting on Charter changes sets forth two different procedures for revisions
and amendments. 30-A M.R.S.A. 52105 (2005). Revisions must be approved by a
Commission prior to submission to voters, Id. §2105(1), and amendments are simply
put before voters without review, Id. §2105(2). Addtionall y, amendments must "be
limited to a single subject, but more than one section of the Charter may be amended
as long as it is germane to that subject." Id. §2104(2)(A). The Town, therefore, argues
that the legislature intended an addtional layer of review when a significant revision is
involved, as opposed to a single-subject, minor amendment. In its dscretion, the Board
"may determine that the revision of the municipal charter be considered . . . and . . .
provide for the establishment of a Charter commission to carry out that purpose." Id.
§2102(1). Addtionally, the Law Court has stated that "a municipahty is not obligated to
put every citizen-initiated charter amendment on the municipal ballot." Nasberg v. City
of Augusta, 662 A.2d 227,229 (Me. 1995). However, Petitioners maintain that the Board should have treated h s change as a simple amendment on whch citizens should vote.
This Court must then evaluate whether the Board's factual conclusion that this
particular initiative involved a significant change to the structure of Town government
was erroneous.
After obtaining an opinion letter from its attorney and dscussing the citizens'
petition at the April 2006 meeting, the Board concluded that the petition would result in
a revision of the Charter because it called for significant changes regarding several
subjects. The petition not only alters the manner of voting on the budget, but also
limits the number of Town meetings that may be held to consider budget issues and
precludes holdng a special Town meeting to address the budget w i h n four months of
the first vote. Further, the default provision, whereby the appropriation for a budget
item which fails reverts automatically to the previous year's appropriation, substantially alters the budget process. Thus, the Town maintains that because the petition addresses
more than one subject and affects substantial changes, it is a Charter revision
warranting the formation of a commission.
Given this CourVs deferential review of the factual determinations involved in
this Charter change, the Board did not clearly err by decidng that these changes were
significant enough to require a Charter Commission. Of course, this deasion does not
foreclose Petitioners from proposing Charter changes to the Board of Selectmen in the
future.
CONCLUSION
Determining whether a charter commission was warranted to address this
citizens' petition is a mixed question of law and fact; therefore, absent clear error, this
Court will not disturb the decision of the Board regarding the significance of the
proposed change. On the record before the Court, it cannot be said that the Board's
determination was erroneous. The decision of the Kennebunk Board of Selectmen,
therefore, is hereby AFFIRMED.
The clerk may incorporate this order in the docket by reference.
Dated: October 10,2006
f.&- . Arthu Brennan /~ustice,Superior Court Robert M. A. Nadeau, E s q . - PLS William H. Dale, E s q . - DEF