Kaplow v Dalbagni 2024 NY Slip Op 34556(U) December 19, 2024 Supreme Court, New York County Docket Number: Index No. 805183/2019 Judge: John J. Kelley Cases posted with a "30000" identifier, i.e., 2013 NY Slip Op 30001(U), are republished from various New York State and local government sources, including the New York State Unified Court System's eCourts Service. This opinion is uncorrected and not selected for official publication. FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
SUPREME COURT OF THE STATE OF NEW YORK NEW YORK COUNTY PRESENT: HON. JOHN J. KELLEY PART 56M Justice ---------------------------------------------------------------------------------X INDEX NO. 805183/2019 JAMES R. KAPLOW, MOTION DATE 10/15/2024 Plaintiff, MOTION SEQ. NO. 002 -v- GUIDO DALBAGNI, M.D., ROBERT C. SMITH, M.D., SPYRIDON BASOURAKOS, M.D., and DECISION + ORDER ON MEMORIAL SLOAN KETTERING CANCER CENTER, MOTION
Defendants. ---------------------------------------------------------------------------------X
The following e-filed documents, listed by NYSCEF document number (Motion 002) 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65, 66, 67, 68, 69, 71 were read on this motion to/for SUMMARY JUDGMENT .
In this action to recover damages for medical malpractice based on alleged departures
from good and accepted medical practice and lack of informed consent, the defendants Guido
Dalbagni, M.D., Robert C. Smith, M.D., and Memorial Sloan Kettering Cancer Center
(collectively the Sloan Kettering defendants) move pursuant to CPLR 3212 for summary
judgment dismissing the complaint insofar as asserted against them. The plaintiff opposes the
motion. The motion is granted to the extent that the Sloan Kettering defendants are awarded
summary judgment dismissing (a) the lack of informed consent cause of action, (b) so much of
the medical malpractice cause of action was premised upon their alleged failure to diagnose the
plaintiff’s condition, their alleged failure to order or undertake proper testing, their alleged failure
timely to recognize that an indwelling Foley catheter that they had placed had fallen out, and
their alleged failure properly to instruct other medical personnel as to the proper care of the
plaintiff, and their alleged failure to consult with certain specialists, and (c) the plaintiff’s claim,
set forth in his bills of particulars, that they were liable for negligent hiring, training, supervision,
and retention. The motion is otherwise denied, since there are triable issues of fact as to 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 1 of 22 Motion No. 002
1 of 22 [* 1] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
whether Dalbagni and Smith negligently inserted a Foley catheter and negligently attempted to
reinsert a new Foley catheter, whether those alleged departures from the relevant standard of
care caused or contributed to the plaintiff’s injuries and the need for additional procedures, and
whether Memorial Sloan Kettering Cancer Center is vicariously liable for that malpractice.
The crux of the plaintiff’s claims against the Sloan Kettering defendants is that, between
December 1, 2018 and December 4, 2018, Dalbagni and Smith negligently inserted a Foley
catheter during a radical prostatectomy, causing the catheter to fall out, and negligently
attempted to insert a new catheter during diagnostic cystoscopy procedures, causing the
perforation or distention of his bladder lumen, which, in turn, resulted in excessive urinary
retention and the need to perform additional catheterizations. In his complaint, the plaintiff
made only general allegations that the Sloan Kettering defendants departed from good and
accepted practice and failed to obtain his fully informed consent to the procedure.
In his bills of particulars as to all of the Sloan Kettering defendants, the plaintiff alleged
that those defendants negligently inserted a drainage catheter, that catheter fell out, and then
those defendants negligently attempted to reinsert a new catheter at bedside. He further
alleged that the Sloan Kettering defendants negligently perforated his bladder lumen, and failed
timely to recognize that the catheter that they initially had placed had fallen out. In addition, the
plaintiff asserted that the Sloan Kettering defendants failed to perform indicated and necessary
examinations, evaluations, and diagnostic testing in a timely fashion, in that they failed to
“promptly, properly, timely and adequately detect, discover, diagnose, consider, evaluate, investigate, treat and manage Plaintiff’s conditions from which he was suffering at such time as it was treatable, operable, curable and/or manageable; fail[ed] to promptly, properly, timely and adequately order, direct, recommend, advise, refer, provide, perform and/or ensure the performance of such medical and/or surgical procedures as were urgently required to prevent the worsening of Plaintiff’s condition; fail[ed] to promptly, properly, timely and adequately detect, discover, diagnose, consider, evaluate, investigate, treat, operate, remove and manage the said conditions prior to its progression; [and] fail[ed] to promptly, properly, timely and adequately detect, discover, diagnose, consider, evaluate, investigate, treat and manage the said conditions at such time as it was more easily treatable, operable, manageable and/or curable.”
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 2 of 22 Motion No. 002
2 of 22 [* 2] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
Further, the plaintiff asserted that the Sloan Kettering defendants failed promptly, properly, or
adequately to test for, evaluate, diagnose, and treat his conditions, despite “prolonged and
persistent complaints, signs, symptoms and findings indicative” of those conditions, thus
causing those conditions to remain undetected and untreated. Additionally, the plaintiff asserted
in his bills of particulars that the Sloan Kettering defendants failed to provide proper, adequate,
and necessary postoperative care.
Moreover, the plaintiff alleged that the Sloan Kettering defendants failed to administer
proper instructions to the various physicians and other hospital and medical personnel in the
care and treatment that they rendered to him, both operatively and postoperatively. He also
asserted that these defendants failed to take or record an appropriate medical history and, thus,
could not make use of his medical history.
The plaintiff also alleged that the Sloan Kettering defendants did not obtain his fully
informed consent to the prostatectomy, and the subsequent cystoscopies and catheterizations,
because they failed to inform him of the risks and benefits of the procedures, or the alternatives
thereto. He asserted that, had he been fully informed, he would not have elected to undergo the
subject procedures. The plaintiff also faulted the Sloan Kettering defendants for failing to
ensure that he was rendered treatment by appropriate medical providers, in failing to obtain
consultations with appropriate specialists, and in negligently “hiring, investigating, credentialing,
training and supervising their employees, contractors, affiliates, servants, agents,
representatives and/or other persons or entities in its control.”
As a consequence of these allegedly wrongful acts, the plaintiff asserted that, after he
underwent the initial radical prostatectomy, the indwelling urethral Foley catheter fell out due to
displacement, causing the need, on December 2, 2018 to perform a cystoscopy and to insert a
new catheter,a that led to the perforation of his bladder lumen, which, in turn, caused undue
urinary retention as a consequence of his inability fully and properly to void his bladder, as well
as related urinary incontinence and bladder leakage at times that he did not wish to void his 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 3 of 22 Motion No. 002
3 of 22 [* 3] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
bladder. In addition to the allegations of suprapubic pain, the plaintiff alleged in his bills of
particulars that he was obligated to undergo a second cystoscopy with placement of a urethral
catheter on December 12, 2018, and a third cystoscopy on December 28, 2018, this time with
both the placement of a Foley catheter and the dilation of the neck of his bladder. He
contended that his urinary problems and pain are permanent.
It is well settled that the movant on a summary judgment motion “must make a prima
facie showing of entitlement to judgment as a matter of law, tendering sufficient evidence to
eliminate any material issues of fact from the case” (Winegrad v New York Univ. Med. Ctr., 64
NY2d 851, 853 [1985] [citations omitted]). The motion must be supported by evidence in
admissible form (see Zuckerman v City of New York, 49 NY2d 557, 562 [1980]), as well as the
pleadings and other proof such as affidavits, depositions, and written admissions (see CPLR
3212). The facts must be viewed in the light most favorable to the non-moving party (see Vega
v Restani Constr. Corp., 18 NY3d 499, 503 [2012]). In other words, “[i]n determining whether
summary judgment is appropriate, the motion court should draw all reasonable inferences in
favor of the nonmoving party and should not pass on issues of credibility” (Garcia v J.C.
Duggan, Inc., 180 AD2d 579, 580 [1st Dept 1992]). Once the movant meets his or her burden,
it is incumbent upon the non-moving party to establish the existence of material issues of fact
(see Vega v Restani Constr. Corp., 18 NY3d at 503). A movant's failure to make a prima facie
showing requires denial of the motion, regardless of the sufficiency of the opposing papers (see
id.; Medina v Fischer Mills Condo Assn., 181 AD3d 448, 449 [1st Dept 2020]).
“The drastic remedy of summary judgment, which deprives a party of his [or her] day in
court, should not be granted where there is any doubt as to the existence of triable issues or the
issue is even ‘arguable’” (De Paris v Women's Natl. Republican Club, Inc., 148 AD3d 401, 403-
404 [1st Dept 2017]; see Bronx-Lebanon Hosp. Ctr. v Mount Eden Ctr., 161 AD2d 480, 480 [1st
Dept 1990]). Thus, a moving defendant does not meet his or her burden of affirmatively
establishing entitlement to judgment as a matter of law merely by pointing to gaps in the 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 4 of 22 Motion No. 002
4 of 22 [* 4] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
plaintiff's case. He or she must affirmatively demonstrate the merit of his or her defense (see
Koulermos v A.O. Smith Water Prods., 137 AD3d 575, 576 [1st Dept 2016]; Katz v United
Synagogue of Conservative Judaism, 135 AD3d 458, 462 [1st Dept 2016]).
“To sustain a cause of action for medical malpractice, a plaintiff must prove two essential
elements: (1) a deviation or departure from accepted practice, and (2) evidence that such
departure was a proximate cause of plaintiff's injury” (Frye v Montefiore Med. Ctr., 70 AD3d 15,
24 [1st Dept 2009]; see Foster-Sturrup v Long, 95 AD3d 726, 727 [1st Dept 2012]; Roques v
Noble, 73 AD3d 204, 206 [1st Dept 2010]; Elias v Bash, 54 AD3d 354, 357 [2d Dept 2008];
DeFilippo v New York Downtown Hosp., 10 AD3d 521, 522 [1st Dept 2004]). Where a physician
fails properly to diagnose a patient’s condition, thus providing less than optimal treatment or
delaying appropriate treatment, and the insufficiency of or delay in treatment proximately causes
injury, he or she will be deemed to have departed from good and accepted medical practice
(see Perez v Fitzgerald, 115 AD3d 177, 178 [1st Dept 2014]; Perlin v King, 36 AD3d 495, 495
[1st Dept 2007]; see generally Zabary v North Shore Hosp. in Plainview, 190 AD3d 790, 795 [2d
Dept 2021]; Lewis v Rutkovsky, 153 AD3d 450, 451 [1st Dept 2017]; Monzon v Chiaramonte,
140 AD3d 1126, 1128 [2d Dept 2016] [“(c)ases . . . which allege medical malpractice for failure
to diagnose a condition . . . pertain to the level or standard of care expected of a physician in
the community”]; O'Sullivan v Presbyterian Hosp. at Columbia Presbyterian Med. Ctr., 217
AD2d 98, 101 [1st Dept 1995]).
To make a prima facie showing of entitlement to judgment as a matter of law, a
defendant physician moving for summary judgment must establish the absence of a triable
issue of fact as to his or her alleged departure from accepted standards of medical practice
(Alvarez v Prospect Hosp., 68 NY2d 320, 324 [1986]; Barry v Lee, 180 AD3d 103, 107 [1st Dept
2019]; Frye v Montefiore Med. Ctr., 70 AD3d at 24) or establish that the plaintiff was not injured
by such treatment (see Pullman v Silverman, 28 NY3d 1060, 1063 [2016]; McGuigan v
Centereach Mgt. Group, Inc., 94 AD3d 955 [2d Dept 2012]; Sharp v Weber, 77 AD3d 812 [2d 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 5 of 22 Motion No. 002
5 of 22 [* 5] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
Dept 2010]; see generally Stukas v Streiter, 83 AD3d 18 [2d Dept 2011]). To satisfy this
burden, a defendant must present expert opinion testimony that is supported by the facts in the
record, addresses the essential allegations in the complaint or the bill of particulars, and is
detailed, specific, and factual in nature (see Roques v Noble, 73 AD3d at 206; Joyner-Pack v
Sykes, 54 AD3d 727, 729 [2d Dept 2008]; Koi Hou Chan v Yeung, 66 AD3d 642 [2d Dept 2009];
Jones v Ricciardelli, 40 AD3d 935 [2d Dept 2007]). If the expert’s opinion is not based on facts
in the record, the facts must be personally known to the expert and, in any event, the opinion of
a defendant's expert should specify “in what way" the patient's treatment was proper and
"elucidate the standard of care" (Ocasio-Gary v Lawrence Hospital, 69 AD3d 403, 404 [1st Dept
2010]). Stated another way, the defendant's expert’s opinion must "explain ‘what defendant did
and why’” (id., quoting Wasserman v Carella, 307 AD2d 225, 226 [1st Dept 2003]). Moreover,
as noted, to satisfy his or her burden on a motion for summary judgment, a defendant must
address and rebut specific allegations of malpractice set forth in the plaintiff's bill of particulars
(see Wall v Flushing Hosp. Med. Ctr., 78 AD3d 1043 [2d Dept 2010]; Grant v Hudson Val. Hosp.
Ctr., 55 AD3d 874 [2d Dept 2008]; Terranova v Finklea, 45 AD3d 572 [2d Dept 2007]).
Once satisfied by the defendant, the burden shifts to the plaintiff to demonstrate the
existence of a triable issue of fact by submitting an expert's affidavit or affirmation attesting to a
departure from accepted medical practice and/or opining that the defendant's acts or omissions
were a competent producing cause of the plaintiff's injuries (see Roques v Noble, 73 AD3d at
207; Landry v Jakubowitz, 68 AD3d 728 [2d Dept 2009]; Luu v Paskowski, 57 AD3d 856 [2d
Dept 2008]). Thus, to defeat a defendant’s prima facie showing of entitlement to judgment as a
matter of law, a plaintiff must produce expert testimony regarding specific acts of malpractice,
and not just testimony that contains “[g]eneral allegations of medical malpractice, merely
conclusory and unsupported by competent evidence tending to establish the essential elements
of medical malpractice” (Alvarez v Prospect Hosp., 68 NY2d at 325; see Frye v Montefiore Med.
Ctr., 70 AD3d at 24). In most instances, the opinion of a qualified expert that the plaintiff's 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 6 of 22 Motion No. 002
6 of 22 [* 6] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
injuries resulted from a deviation from relevant industry or medical standards is sufficient to
preclude an award of summary judgment in a defendant’s favor (see Murphy v Conner, 84
NY2d 969, 972 [1994]; Frye v Montefiore Med. Ctr., 70 AD3d at 24).
In support of their motion, the Sloan Kettering defendants submitted the pleadings, the
bills of particulars, the transcripts of the parties’ deposition testimony, relevant medical and
hospital records, an attorney’s affirmation, a statement of allegedly undisputed material facts,
and the expert affirmation of board-certified urologist and urologic oncology specialist Simon
Hall, M.D. Dr. Hall opined that none of the Sloan Kettering defendants departed from good and
accepted practice, that nothing that they did or did not do caused or contributed to the plaintiff’s
injuries, and that they obtained the plaintiff’s fully informed consent to the procedures that they
performed upon him.
Based upon his review of the relevant records and deposition testimony, Dr. Hall
explained that, on August 26, 2018, the plaintiff first saw the defendant urologic surgeon Smith
as an outpatient for the purpose of obtaining an opinion relative to the plaintiff’s prostate cancer.
Smith had written in the plaintiff’s chart that the plaintiff was then suffering from prostatic
adenocarcinoma, inasmuch as a June 12, 2018 biopsy yielded positive results for this condition
at the left base medial of the plaintiff’s prostate. Smith also reported that the plaintiff
experienced erectile dysfunction and that, although the plaintiff was able to obtain a full erection,
he had had difficulty maintaining it. Smith saw the plaintiff again on November 27, 2018 on an
outpatient basos, at which time the plaintiff executed a consent form, agreeing to undergo a
radical prostatectomy. Smith wrote in the plaintiff’s chart that, given the plaintiff's history of
Crohn’s disease, he had been counseled by a Sloan Kettering radiation oncologist to avoid
radiation, and Smith himself concluded that, in light of that history, as well as the plaintiff’s prior
abdominal surgery, the plaintiff required an open surgery. According to Dr. Hall, the plaintiff was
offered sperm banking, but declined.
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 7 of 22 Motion No. 002
7 of 22 [* 7] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
As Dr. Hall described it, on December 1, 2018, Smith and Dalbagni together performed a
retropubic radical prostatectomy and pelvic lymphadenectomy procedure, with nerve sparing.
According to Dr. Hall, the removal of the prostate necessitated the creation, during the surgery,
of an anastomosis, that is, a surgically created connection, between the bladder and the
urethra, the latter of which is the narrow tube that transports urine from the bladder through the
penis. At his deposition, Smith testified that the plaintiff’s bladder neck and urethra were
connected during the procedure with approximately six stitches. The plaintiff’s chart reflected
that the surgery lasted almost four hours, while Dalbagni’s operative note documented that
Sloan Kettering surgical staff placed a Foley catheter for urination, which Dr. Hall described as a
rubber tube, approximately 16 inches long, fitted with a small balloon that is placed at the
bladder neck and inflated to prevent it from falling out of the bladder. Dr. Hall noted that, at
Smith’s deposition, the latter asserted that the prostate is located adjacent to the bladder and
that, during the surgery, after the prostate is removed, a Foley catheter is placed in the bladder
and stitched, creating a tight seal, allowing urine to void from the bladder, through the catheter,
and thereafter through the urethra. As Dr. Hall interpreted Smith deposition testimony, Smith
explained that he employed a Foley catheter, as opposed to a suprapubic catheter, which is a
surgically inserted catheter inserted into the lower abdomen, because the Foley catheter
maintains the urethra in an open position during healing. Hall essentially approved of Smith’s
testimony that “we want the area to essentially be . . . propped open so the edges heal without
scar tissue,” and of Smith’s custom and practice of taping the Foley catheter to the thigh at the
conclusion of the operation.
As Dr. Hall explained it, in a December 2, 2018 note, nurse Alexandra Nugent, RN,
documented that, at 2:50 a.m. on that date, she was called to the plaintiff's bedside after he
reported feeling wet and that his catheter had come out, and that she observed that the Foley
catheter indeed was out of the patient and lying on the bed. According to the note, urology
fellow Nirmal Thampi John, M.D., attempted to reinsert the Foley catheter at the bedside, an 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 8 of 22 Motion No. 002
8 of 22 [* 8] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
event that Dr. John and Nora Love, RN, corroborated in their own later notes, but was
unsuccessful, and that the next steps would be determined by the surgical team. Hence, as
Hall described it, at 7:26 a.m. on December 2, 2018, Dalbagni called Love to assist him with a
bedside cystoscopy and replacement of the Foley catheter. Dr. Hall explained that cystoscopy
is performed by employing a cystoscope, which is a hollow tube that is inserted into the penis,
through which a camera is placed, that allows the operator to visualize the urethra and bladder.
Dalbagni testified at his deposition that, after attempting to replace the catheter under
cystoscopic guidance at the plaintiff’s bedside, the position of the catheter needed to be
confirmed by a computed tomography (CT) scan. According to Dr. Hall, a December 2, 2018
CT scan report, referable to an imaging study performed at 11:42 a.m. on that date, stated that
the new Foley catheter that had been inserted earlier that morning, including the balloon
component, were present in the prostatectomy bed, that is, the location where the prostate had
been before it was removed, albeit outside of the urinary bladder. As Dr. Hall recounted Smith’s
deposition testimony, the imaging depicted on the CT scan implied that “the catheter either went
between two of the stitches or maybe loosened some of the stitches in that part of where it was
sewn together. So, it went instead of into the bladder, it went actually just behind it.”
Dr. Hall continued to explain that,
“[o]n December 2, 2018, plaintiff was brought back to the operating room by Dr. Dalbagni and Dr. Smith. . . . Under general anesthesia, the [second] Foley catheter was removed and attempts at placing the Foley catheter with a guidewire were unsuccessful. . . . More specifically, the anastomosis which had been created between the bladder and the urethra, had opened, creating a false passage where the Foley catheter had been placed. . . . At that point, a suprapubic tube was placed through an incision in the lower abdomen and urine was evacuated from the bladder. . . . The surgery lasted from 1:33 p.m. to 2:59 p.m. . . . A December 2, 2018 interventional radiology report, authored by Dr. [Majid] Maybody, noted the suprapubic drainage catheter was observed within the bladder lumen on CT scan at 9:14 p.m.”
As Dr. Hall read the plaintiff’s chart, the plaintiff was discharged to his home in stable condition
on December 4, 2018 at 6:05 p.m., with the suprapubic catheter in place and, on December 10,
2018, Smith advised the plaintiff over the telephone that the relevant pathology report revealed 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 9 of 22 Motion No. 002
9 of 22 [* 9] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
more cancer than expected, but with surgical margins and lymph nodes that were negative for
cancer. According to Dr. Hall, Smith formulated a plan, pursuant to which the plaintiff was to
return to the hospital for a procedure to place yet another Foley catheter, which, as Dr. Hall
explained it, “would allow for urination through the urethra and penis.”
On December 12, 2018, between 11:21 a.m. and 12:52 p.m., Dalbagni performed a
cystourethroscopy under general anesthesia to place a third Foley catheter. In his operative
report, Dalbagni wrote that, using flexible cystoscopy, he was unable to place a the Foley
catheter into the bladder because of the presence of a false passage between the urethra and
the bladder, and stated that, during the procedure, he had consulted an interventional
radiologist, who was able to place a nephrostomy tube through the plaintiff’s urethra, and into
the bladder, thus permitting the evacuation of urine. Dr. Hall explained that, although a
nephrostomy tube is typically used to evacuate urine through the kidney, in the plaintiff’s case, it
was placed percutaneously through the urethra, and then into the bladder. According to Dr.
Hall, the plaintiff was discharged home that same day in stable condition.
On December 22, 2018, the plaintiff called Smith and informed him that the third Foley
catheter had fallen out, and that he was experiencing urinary incontinence. According to Dr.
Hall, at this juncture, the suprapubic catheter already had been clamped and, thus, Smith
instructed the plaintiff to unclamp the suprapubic catheter in the event that he was unable to
urinate. Again, according to Dr. Hall, on December 23, 2018, the plaintiff called Smith on the
telephone, and advised the doctor that he was urinating well and no longer leaking much into
his pads. On December 28, 2018, Smith performed another cystoscopy, and allegedly
visualized a healing bladder neck that remained stenotic, that is, narrowed. Although Smith
attempted to dilate the bladder neck during the cystoscopy, he was unable to place a fourth
Foley catheter, and instructed the plaintiff that if he could not urinate, the suprapubic tube would
have to be opened up. Dr. Hall asserted that the plaintiff was discharged home that same day
in stable condition. On January 3, 2019, the plaintiff called Smith, and allegedly reported that 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 10 of 22 Motion No. 002
10 of 22 [* 10] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
his urinary leakage was minimal. On January 29, 2019, the plaintiff presented to Smith’s office
in New Jersey on an outpatient basis, at which time the suprapubic catheter was removed,
leaving the plaintiff with no catheters in place. According to Dr. Hall, the plaintiff now is able to
urinate through the urethra and penis.
Dr. Hall opined that the December 1, 2018 radical prostatectomy was an indicated
procedure and that, in light of the plaintiff's diagnosis of prostatic adenocarcinoma, and his
history of Crohn’s disease, an open procedure was the proper type of procedure, as opposed
to a laparoscopic or robotic procedure, since the plaintiff’s Crohn’s disease and prior abdominal
surgery increased the risk of dense adhesions that would have made a laparoscopic and/or
robotic surgery more difficult to perform than an open procedure. He further concluded that
the radical prostatectomy was properly performed, and that Smith and Dalbagni properly placed
the initial Foley catheter as an indwelling catheter, with the balloon in the bladder lumen and the
catheter extending from the bladder, through the anastomosis and the urethra. Dr. Hall
explicitly opined that the displacement of the indwelling Foley catheter overnight into December
2, 2018 was “not indicative of malpractice and constituted a rare and unavoidable occurrence.”
In addition, he stated that Dr. John’s attempt to replace the Foley catheter at bedside was within
the standard of care, and did not require the use of cystoscopic guidance or an additional
surgery under general anesthesia. Rather, he concluded that “it was reasonable for Dr. John to
attempt to replace the Foley catheter at bedside using ‘feel,’ otherwise known as sensory
feedback, which is the most common way to place a Foley catheter.”
Moreover, Dr. Hall opined that, after Dr. John was unable to place the Foley catheter at
the plaintiff’s bedside on December 2, 2018, Dalbagni’s attempt to re-catheterize the plaintiff
using a guidewire and cystoscopic guidance was within good and accepted practice, because
“the use of cystoscopy and a guidewire allowed for additional visualization and guidance to
place the catheter after Dr. John’s first attempt to place the guidewire using only sensory
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 11 of 22 Motion No. 002
11 of 22 [* 11] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
feedback was unsuccessful.” He further asserted that it was appropriate for the Sloan Kettering
defendants to perform a CT scan to confirm whether or not the catheter was properly placed, as
it provided sufficient views and definition to assess the placement. Dr. Hall thereupon
concluded that, after the December 2, 2018 CT scan determined the catheter was, in fact,
improperly placed behind the bladder and not within the bladder, it was appropriate to bring the
plaintiff back to the operating room. As he explained it, “[g]iven the potential risks of urinary
retention and the development of a urethral stricture, it was imperative that plaintiff be
recatheterized to allow urine to flow through the urethra.” Dr. Hall further averred that, after the
Foley catheter could not be placed intraoperatively, it was “appropriate to place a supra-pubic
catheter because without a catheter placed in the bladder, plaintiff risked an inability to void and
related sequelae, including an injury to the bladder.” He also asserted that the plaintiff was
appropriately discharged to his home on December 4, 2018. He also opined that, after the third
Foley catheter came out, there were no alternative treatment options other than to try and
recatheterize the urethra, an approach that was indeed attempted.
Dr. Hall expressly asserted that nothing that the Sloan Kettering defendants did or did
not do caused or contributed to the injuries complained of by the plaintiff. In this respect, he
stated that the displacement of the initially placed urinary catheter was not the result of a
deviation from the standard of care, but, rather, was a “rare and unavoidable occurrence [that]
resulted in the need to re-catheterize the plaintiff to permit him to urinate through the urethra
and penis.” As such, Dr. Hall concluded that the claimed injuries related not to the initial
catheterization during the December 1, 2018 surgery, but to the re-catheterizations, including
the December 2, 2018 cystoscopy and the December 12, 2018 re-catheterization with a
nephrostomy tube, and that the supra-pubic pain associated with the supra-pubic catheter, was
not the result of a deviation from the standard of care. Further, he asserted that the need for the
December 28, 2018 bladder neck dilation was not caused by a prior deviation from the standard
of care, but, rather, arose from the simple need to catheterize the plaintiff, inasmuch as, after 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 12 of 22 Motion No. 002
12 of 22 [* 12] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
the initial indwelling catheter was displaced, the plaintiff was at risk for inflammation, scarring,
and stricture, which could have resulted in an inability to urinate through the urethra and
necessitated yet another re-catheterization of the plaintiff. Similarly, Dr. Hall concluded that the
plaintiff's complaints of pain and urinary retention also were caused by the unavoidable loss of
the plaintiff’s initial indwelling catheter, which resulted in difficulty urinating and in the need for
additional treatment necessary to re-catheterize his bladder.
Dr. Hall further asserted that the plaintiff’s claimed urinary incontinence was not caused
by any alleged deviation from the standard of care. Rather, he explained that urinary
incontinence is a known consequence of a radical prostatectomy, and that it occurs because
several control mechanisms that allow for urinary flow are removed, specifically, the proximal
sphincteric unit and proximal urethral sphincter, which as Dr. Hall explained, are small, circular
muscles that prevent urinary leakage. He noted that the plaintiff's loss of the Foley catheter,
and the concomitant need for the postoperative placement of a supra-pubic catheter, would be
more likely to cause a urinary stricture, or inability to urinate through the urethra, as opposed
to urinary incontinence. Despite finding the plaintiff’s allegation that he sustained an infection to
be “unclear” as to the nature of the infection, Dr. Hall nonetheless asserted that a urinary tract
infection is a known risk of a prostatectomy and the placement of a Foley catheter.
Crucially, Dr. Hall asserted that, contrary to the plaintiff’s contentions, the “plaintiff's
bladder was never perforated.” As he explained it, when the first and second attempts to
replace the catheter were made, the catheter was “rerouted” through the anastomosis and
behind the bladder. According to Dr. Hall, this was not due to a deviation from the standard of
care by Dr. John but, rather, due to “the anatomical changes which plaintiff underwent as a
result of the surgery.”
In opposition to the Sloan Kettering defendants’ motion, the plaintiff relied on many of
the same documents that those defendants submitted to the court, and submitted an attorney’s
affirmation, a counter statement of material facts, and the expert affirmation of board-certified 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 13 of 22 Motion No. 002
13 of 22 [* 13] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
urologist Jerry J. Weinberg, M.D., who concluded that Smith and Dalbagni departed from good
and accepted practice, and that their departures caused or contributed to the plaintiff’s injuries.
Dr. Weinberg first explained that a retropubic radical prostatectomy involves making a
three-to-four-inch midline incision above the patient’s pubic bone, and thereupon dissecting the
entirety of the patient’s prostate gland from the bladder neck. As he further explained it, the
patient’s urethra, which enters the bladder via the prostate, must be cut, and an anastomosis
must be created connecting the urethra directly to the bladder itself. He asserted that a Foley
catheter is placed in the patient’s bladder, allowing urine to drain while the anastomosis heals,
holding the urethra open, and preventing multiple significant complications, including urethra
and bladder neck narrowing. As Dr. Weinberg described it, the tube portion of a Foley catheter
is passed through the urethra and into the bladder via the anastomosis, while fluid is employed
to inflate the balloon inside the bladder neck, thus preventing traumatic catheter removal, during
which the tube prematurely exits the bladder and passes back through the urethra. Hence, he
averred that, before placing the catheter, “the nurse and surgeon must both independently
confirm there are no defects that might prevent the balloon from properly deflating or cause it to
deflate prematurely.” Dr. Weinberg further stated that, once the catheter is in place, the balloon
must be inflated to a volume of at least 10 cubic centimeters, and the surgeon must palpate the
patient’s bladder to ensure that the balloon is properly positioned and inflated, while the rubber
tube should then be taped to the patient’s thigh or stomach to prevent involuntary movement,
inasmuch as excessive movement can cause tension, putting pressure on the balloon, and
resulting in premature deflation.
Dr. Weinberg further opined that,
“[i]f a traumatic removal occurs the Foley catheter must be immediately replaced. If the catheter cannot be replaced through the urethra, the surgeon should revise the anastomosis and surgically replace the Foley catheter. In limited situations inflammation and swelling may complicate surgical revision and replacement and it may be appropriate to temporarily place a suprapubic catheter by way of a small incision between the patient’s belly button and pubic bone.”
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 14 of 22 Motion No. 002
14 of 22 [* 14] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
He was of the opinion that a suprapubic catheter is inferior to a Foley catheter because the
suprapubic catheter sits outside the urethra, does not hold the urethra open, and is more likely
to result in complications, including narrowing of the bladder neck. As Dr. Weinberg
characterized it, placement of a suprapubic catheter is a temporary measure, and it should be
replaced with a Foley catheter as soon as possible, typically no more than two weeks later.
Dr. Weinberg asserted that replacing a Foley catheter by touch or feel is a delicate
procedure. He explained that, in attempting to replace a Foley catheter in this fashion, the
catheter should be coiled and the tip lubricated with sterile lubricant jelly, then slowly introduced
into the urethra and advanced through both the urethra and anastomosis into the bladder. He
asserted that the physician attempting this type of placement must register and respond to
pressure and resistance to ensure that the catheter advances properly and does not cause
further injury. Dr. Weinberg noted that, if the physician applies too much pressure or fails
correctly to interpret sensory feedback, the attempted re-catheterization will fail, and the patient
may suffer harm, including damage to the anastomosis.
Dr. Weinberg agreed with Dr. Hall’s general descriptions of the types of procedures
performed by Drs. John, Smith, and Dalbagni, but asserted that, rather than surgically repairing
the damaged anastomosis and replacing the Foley catheter, the Sloan Kettering defendants
elected to place a suprapubic catheter, without making a written notation as to why they decided
to use that type of catheter. Dr. Weinberg noted that, on December 12, 2018, when Dalbagni
again unsuccessfully attempted to replace the Foley catheter, he did not repair the damaged
anastomosis stitching, but, instead, permitted an interventional radiologist to place a
nephrostomy tube into the bladder to evacuate the urine. He explained that a nephrostomy tube
is usually placed directly in the kidneys not through the urethra into the bladder, since, among
other things, it is not intended to keep the urethra open in the same manner as a Foley catheter.
Dr. Weinberg opined that the plaintiff’s indwelling Foley catheter became dislodged
either because the balloon portion of the catheter was not in proper working order, the balloon 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 15 of 22 Motion No. 002
15 of 22 [* 15] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
was underinflated, or the tube portion of the catheter was improperly secured. As he explained
it, a properly placed Foley catheter cannot become dislodged in only 15 hours, absent
substantial trauma that was not present here. Hence, he concluded that the Sloan Kettering
defendants departed from good and accepted standards of medical care by failing to check on
the condition and functioning of the balloon component of the initial Foley catheter prior to
placement, particularly since he noted that there was no indication, either in the medical records
or in the relevant deposition testimony, that any member of the surgical team checked the
balloon to confirm it was in working order, that it would properly inflate, and that it would not
prematurely deflate. More particularly, Dr. Weinberg asserted that the Sloan Kettering
defendants departed from good and accepted standards of medical care by “failing to properly
and adequately inflate the Foley catheter’s balloon and to ensure the balloon was properly
placed within the bladder neck.” In this regard, he noted than neither Smith nor Dalbagni ever
explained how they determined the amount of fluid needed adequately to inflate the balloon, or
how much they actually inflated the balloon.
Dr. Weinberg further asserted that Smith and Dalbagni committed malpractice in failing
properly to secure the initially placed Foley catheter, and in failing to ensure that excessive
tension was not placed upon that catheter. In this regard, he referred to Smith’s deposition
testimony as to his custom and practice of taping a Foley catheter to a patient’s thigh at the
conclusion of a procedure, but noted that Smith did not have a contemporaneous memory of
taping the Foley catheter to the plaintiff’s thigh, and the absence of any reference to such taping
in the relevant operative report.
Dr. Weinberg further opined that these deviations from accepted practice “resulted in the
traumatic removal of Mr. Kaplow’s Foley catheter,” that these defendants “damaged the
anastomosis while attempting to replace the Foley catheter,” and that “the lack of a Foley
catheter and the use of a suprapubic catheter caused and contributed [both] to the narrowing of
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 16 of 22 Motion No. 002
16 of 22 [* 16] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
Mr. Kaplow’s bladder neck, which required surgical intervention, as well as [to] his incontinence
and other urinary difficulties.”
In reply, the Sloan Kettering defendants submitted an attorney’s affirmation, in which
counsel argued that Dr. Weinberg had proffered opinions as to alleged departures from the
standard of care that had not been enumerated in the plaintiff’s bill of particulars. Specifically,
counsel asserted that Dr. Weinberg’s allegations that the Sloan Kettering defendants committed
malpractice by failing to check the condition of the balloon component of the Foley catheter
preoperatively, failing properly to inflate the balloon and insure the proper placement of the
balloon within the bladder neck, failing properly to secure the Foley catheter after its placement,
and failing to ensure that there was no excessive tension placed on the catheter, were not
asserted in the bills of particulars, but raised for the first time in Dr. Weinberg’s affirmation.
Counsel thus contended that the plaintiff did not raise a triable issue of fact in opposition to the
motion. Counsel further argued that many of the facts alleged by Dr. Weinberg were
contradicted by the relevant medical records, and that Dr. Weinberg’s affirmation was “internally
inconsistent.” Moreover, he contended that Dr. Weinberg did not even address several of the
departures from good practice that the plaintiff had identified in the bill of particulars.
Although Dalbagni and Smith established their prima facie entitlement to judgment as a
matter of law in connection with the medical malpractice cause of action, the court concludes
that the plaintiff raised triable issues of fact as to whether those defendants departed from good
and accepted practice in failing to check the condition of the balloon component of the Foley
catheter preoperatively, failing properly to inflate the balloon and insure the proper placement of
the balloon within the bladder neck, failing properly to secure the Foley catheter after its
placement, and failing to ensure that excessive tension was not placed on the catheter. The
plaintiff also raised a triable issue of fact as to whether those departures caused the plaintiff’s
injuries and need to undergo additional procedures.
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 17 of 22 Motion No. 002
17 of 22 [* 17] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
While the court recognizes that “a plaintiff cannot raise a new or materially different
theory of recovery against a party from those pleaded in the complaint and the bill of particulars
for the first time in opposition to a motion for summary judgment” (Fasce v Catskill Reg. Med.
Ctr., 209 AD3d 1138, 1139-1140 [3d Dept 2022] [citations and internal quotation marks omitted];
see Anonymous v Gleason, 175 AD3d 614, 617 [2d Dept 2019]; Palka v Village of Ossining,
120 AD3d 641, 643 [2d Dept 2014]; Scanlon v Stuyvesant Plaza, 195 AD2d 854, 855-856 [3d
Dept 1993]), the court disagrees with the Sloan Kettering defendants’ contention that the
alleged departures about which Dr. Weinberg opined were “different” than those identified in the
bills of particulars, as they fall within the ambit of negligent insertions and reinsertions of a
catheter, and inappropriate postoperative care, which clearly were alleged therein. Hence, that
branch of the motion seeking summary judgment dismissing the medical malpractice cause of
action, to the extent that they were premised upon those alleged departures, must be denied.
Nonetheless, Dalbagni and Smith established their prima facie entitlement to judgment as a
matter of law in connection with any claims of malpractice arising from their alleged failure to
diagnose the plaintiff’s condition, their alleged failure to order or undertake proper testing, their
alleged failure timely to recognize that the indwelling Foley catheter had fallen out, their alleged
failure properly to instruct other medical personnel as to the proper care of the plaintiff, and their
alleged failure to consult with certain specialists. Since Dr. Weinberg did not address those
claimed departures, those defendants must be awarded summary judgment dismissing so much
of the medical malpractice cause of action as was premised on those alleged departures.
“‘In general, under the doctrine of respondeat superior, a hospital may be held
vicariously liable for the negligence or malpractice of its employees acting within the scope of
employment, but not for negligent treatment provided by an independent physician, as when the
physician is retained by the patient himself’” (Valerio v Liberty Behavioral Mgt. Corp., 188 AD3d
948, 949 [2d Dept 2020], quoting Seiden v Sonstein, 127 AD3d 1158, 1160 [2d Dept 2015]; see
Hill v St. Clare's Hosp., 67 NY2d 72, 79 [1986]; Dupree v Westchester County Health Care 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 18 of 22 Motion No. 002
18 of 22 [* 18] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
Corp., 164 AD3d 1211, 1213 [2d Dept 2018]). Generally, however, a hospital is not vicariously
liable for the malpractice of a private attending physician who is not its employee (see Mondello
v New York Blood Ctr.-Greater N.Y. Blood Program, 80 NY2d 219, 228 [1992]; Fiorentino v
Wenger, 19 NY2d 407, 414 [1967]; Zhuzhingo v Milligan, 121 AD3d 1103, 1106 [2d Dept
2014]). The Sloan Kettering defendants conceded that Dalbagni and Smith were employees of
Memorial Hospital for Cancer and Allied Diseases, sued herein, and popularly known, as
Memorial Sloan Kettering Cancer Center. Hence, to the extent that there are triable issues of
fact as to those individuals’ malpractice, there exist triable issues of fact as to whether the
hospital is vicariously liable therefor. The court notes that the plaintiff made no allegations of
independent malpractice against any other Sloan Kettering employee, including Dr. John.
The elements of a cause of action to recover for lack of informed consent are:
“(1) that the person providing the professional treatment failed to disclose alternatives thereto and failed to inform the patient of reasonably foreseeable risks associated with the treatment, and the alternatives, that a reasonable medical practitioner would have disclosed in the same circumstances, (2) that a reasonably prudent patient in the same position would not have undergone the treatment if he or she had been fully informed, and (3) that the lack of informed consent is a proximate cause of the injury”
(Spano v Bertocci, 299 AD2d 335, 337-338 [2d Dept 2002]; see Zapata v Buitriago, 107 AD3d
977, 979 [2d Dept 2013]; Balzola v Giese, 107 AD3d 587, 588 [1st Dept 2013]; Shkolnik v
Hospital for Joint Diseases Orthopaedic Inst., 211 AD2d 347, 350 [1st Dept 1995]). For a
statutory claim of lack of informed consent to be actionable, a defendant must have engaged in
a “non-emergency treatment, procedure or surgery” or “a diagnostic procedure which involved
invasion or disruption of the integrity of the body” (Public Health Law § 2805-d[2]). “‘[T]his
showing of qualitative insufficiency of the consent [is] required to be supported by expert
medical testimony’” (King v Jordan, 265 AD2d 619, 620 [3d Dept 1999], quoting Hylick v
Halweil, 112 AD2d 400, 401 [2d Dept 1985]; see CPLR 4401-a; Gardner v Wider, 32 AD3d 728,
730 [1st Dept 2006]). Nonetheless, “expert testimony concerning what a reasonable person
would have done in plaintiff’s position is not necessary to maintain a cause of action premised 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 19 of 22 Motion No. 002
19 of 22 [* 19] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
upon lack of informed consent” (Gray v Williams, 108 AD3d 1085, 1087 [4th Dept 2013]; see
Hugh v Ofodile, 87 AD3d 508, 509 [1st Dept 2011]; Andersen v Delaney, 269 AD2d 193, 193
[1st Dept 2000]).
“‘The mere fact that the plaintiff signed a consent form does not establish the
defendants’ prima facie entitlement to judgment as a matter of law’” (Huichun Feng v Accord
Physicians, 194 AD3d 795, 797 [2d Dept 2021], quoting Schussheim v Barazani, 136 AD3d
787, 789 [2d Dept 2016]; see Godel v Goldstein, 155 AD3d 939, 942 [2d Dept 2017]).
Nonetheless, a defendant may satisfy his or her burden of demonstrating a prima facie
entitlement to judgment as a matter of law in connection with such a claim where a patient signs
a detailed consent form, and there is also evidence that the necessity and benefits of the
procedure, along with known risks and dangers, were discussed prior to the procedure (see
Bamberg-Taylor v Strauch, 192 AD3d 401, 401-402 [1st Dept 2021]).
“A failure to diagnose cannot be the basis of a cause of action for lack of informed
consent unless associated with a diagnostic procedure that 'involve[s] invasion or disruption of
the integrity of the body’” (Janeczko v Russell, 46 AD3d 324, 325 [1st Dept 2007], quoting
Public Health Law § 2805-d[2][b]; see Lewis v Rutkovsky, 153 AD3d at 456). In addition to
invasive diagnostic testing arising from a failure properly to diagnose a medical condition, the
administration of nonindicated medications arising from a misdiagnosis may also be the basis
for a lack of informed consent cause of action (see Lyons v Vassar Bros. Hosp., 30 AD3d 477,
478 [2d Dept 2006]). Here, however, the allegations of lack of informed consent were not
related to the allegations of any failure to diagnose, but, rather, were related directly to invasive
procedures, namely, the insertion and attempted reinsertions of a Foley catheter.
According to Dr. Hall, Smith’s chart indicated that Smith had informed the plaintiff of the
risks of the prostatectomy procedure, which necessarily required the placement of a Foley
catheter, and that those risks included infection, urinary leakage, bleeding, lymphocele,
positional injuries, deep venous thrombosis, pulmonary emboli, bowel injury, rectal injury, 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 20 of 22 Motion No. 002
20 of 22 [* 20] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
ureteral injury, cardiac or respiratory problems, penile shortening, urethral strictures,
incontinence, and impotence. He further asserted that the plaintiff appropriately consented to
the initial procedure and subsequent cystoscopies notwithstanding his knowledge of the risks,
benefits, and alternatives. Additionally, Dr. Hall asserted that the standard of care permitted Dr.
John, the Sloan Kettering urology fellow, to attempt to replace the Foley catheter at the plaintiff’s
bedside, without obtaining an additional consent, inasmuch as written consent is not needed for
the insertion of a Foley catheter, and the Sloan Kettering defendants already had obtained the
plaintiff’s fully informed consent to the underlying radical prostatectomy “which, by its very
nature, required the placement of the Foley catheter.” Inasmuch as Dr. Weinberg did not
address the issue of consent in his affirmation, the plaintiff failed to raise a triable issue of fact in
opposition to the Sloan Kettering defendants’ prima facie showing with respect to that cause of
action. Hence, summary judgment must be awarded to the Sloan Kettering defendants
dismissing the lack of informed consent cause of action insofar as asserted against them.
A cause of action premised upon negligent hiring must be supported by proof that the
defendants either “knew, or should have known,” of their employees’ “propensity for the sort of
conduct which caused the injury” (Sheila C. v Povich, 11 AD3d 120, 129-130 [1st Dept 2004];
see Kuhfeldt v New York Presbyt./Weill Cornell Med. Ctr., 205 AD3d 480, 481-482 [1st Dept
2022]). The court notes that, in his complaint, the plaintiff did not explicitly state a cause of
action to recover for negligent hiring, supervision, training, and retention, but, instead, asserted
that claim only in his bills of particulars. Even if the court were to deem those allegations to
constitute a cause of action, it concludes that the Sloan Kettering defendants made a prima
facie showing of entitlement to judgment as a matter of law with respect thereto, that the
plaintiff’s failure to address the issue in his opposition papers requires the court to conclude that
he failed to raise a triable issue of fact, and that those defendants thus are entitled to summary
judgment dismissing that claim insofar as asserted against them.
In light of the foregoing, it is, 805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 21 of 22 Motion No. 002
21 of 22 [* 21] FILED: NEW YORK COUNTY CLERK 12/20/2024 03:46 PM INDEX NO. 805183/2019 NYSCEF DOC. NO. 72 RECEIVED NYSCEF: 12/20/2024
ORDERED that the motion of the defendants Guido Dalbagni, M.D., Robert C. Smith,
M.D., and Memorial Sloan Kettering Cancer Center is granted to the extent that they are
awarded summary judgment dismissing, insofar as asserted against them, (1) the lack of
informed consent cause of action, (2) so much of the medical malpractice cause of action was
premised upon their alleged failure to diagnose the plaintiff’s condition, their alleged failure to
order or undertake proper testing, their alleged failure timely to recognize that an indwelling
Foley catheter that they had placed had fallen out, their alleged failure properly to instruct other
medical personnel as to the proper care of the plaintiff, and their alleged failure to consult with
certain specialists, and (3) the plaintiff’s claim, set forth in his bills of particulars, that they were
liable for negligent hiring, training, supervision, and retention, that cause of action and those
claims are dismissed insofar as asserted against the defendants Guido Dalbagni, M.D., Robert
C. Smith, M.D., and Memorial Sloan Kettering Cancer Center, and the motion is otherwise
denied; and it is further,
ORDERED that that the attorneys for all of the parties shall appear for an initial pretrial
settlement conference before the court, in Room 204 at 71 Thomas Street, New York, New York
10013, on January 22, 2025, at 12:00 noon, at which time they shall be prepared to discuss
resolution of the action and the scheduling of a firm date for the commencement of jury
selection.
This constitutes the Decision and Order of the court.
12/19/2024 $SIG$ DATE JOHN J. KELLEY, J.S.C. CHECK ONE: CASE DISPOSED X NON-FINAL DISPOSITION
□ GRANTED DENIED X GRANTED IN PART OTHER
APPLICATION: SETTLE ORDER SUBMIT ORDER
□ CHECK IF APPROPRIATE: INCLUDES TRANSFER/REASSIGN FIDUCIARY APPOINTMENT REFERENCE
805183/2019 KAPLOW, JAMES R vs. DALBAGNI MD, GUIDO Page 22 of 22 Motion No. 002
22 of 22 [* 22]