Kaplan v. Friedman Construction Co.

148 A.D. 14, 132 N.Y.S. 233, 1911 N.Y. App. Div. LEXIS 129
Appellate Division of the Supreme Court of the State of New York·Decided December 1, 1911·Published·Cited by 4 cases

Opinion

Laughlin, J.:

This action was brought"1 to recover damages for personal injuries alleged to have been sustained by plaintiff through the negligence of the defendant. An opinion was delivered by the Appellate Term, in which all of the members concurred, assigning as the sole ground of reversal that the action was barred by a' former judgment in the Municipal Court in an action between the same parties. It is uncontroverted that prior to the [16] commencement of this' action the plaintiff sued the defendant in the Municipal Court, second district, horough of Manhattan, New York, on the same cause of action as he alleges, and that a judgment was rendered therein in favor of the defendant. The controverted question is whether that judgment was on the merits, or whether it was merely, in effect, a nonsuit. The record of the other trial was introduced in evidence on the trial hereof. It shows that the plaintiff testified in his own behalf and called other witnesses, and at the close of this evidence in his behalf his counsel announced that he discontinued the action as against all of the defendants excepting the respondent Friedman Construction Company, and then further announced, “Plaintiff rests;” whereupon counsel for the respondent company moved for a dismissal of the complaint “on the ground generally that the plaintiff has failed to make-out a case against them; this action being one brought in negligence, no negligence having been shown against the Friedman Construction Company.” The record.then shows the following: “Decision Reserved. (Brief to be submitted by Saturday, January 9th, 1909, by plaintiff’s counsel.) ”

The record does not show that the respondent rested or informed the court that it had no evidence to offer. The trial took place on the 5 th day of-January, 1909. On the twentieth' day of the same month the justice before whom the case was tried signed two memorandum statements — it does not appear whether they were entries in the docket or minutes of the court — of the proceedings in the action, both dated on that day, in the first of which contained in the record there is a recital as follows: “Judgment for the defendant Friedman Construction Co.;” and the other contains the recital: “Judgment for.the defendant after trial.” The first of these statements does not show that there was any trial, and the second shows certain, adjournments and the following: “Tried January 5, 1909. Briefs January 9, 1909.” One of these statements is the judgment in the action, but it does not appear which of them is the judgment.

The opinion of the, learned Appellate Term is based on extracts from the opinion in Deeley v. Heintz (169 N. Y. 129), as follows: “ When a defendant moves for a non-suit, and says [17] nothing more, * * * it amounts to a submission by him to the court of any question of fact involved in the case. * * * His conduct was equivalent to a statement by him that he rested, although he had no evidence to give. The court was authorized to determine all the issues in the case and to decide all questions of fact and law as fully as it would have been had the defendant’s counsel expressed the legal effect of his action in words. * * * A decision disposing of the case on the merits is properly rendered on a motion for a dismissal of the complaint.”

The parts of the opinion quoted from Deeley v. Heintz must be .read not only with the rest of the opinion, but also in connection with the facts upon which the court was adjudicating; and, when thus examined, we find that the court was not called upon to decide whether a defendant, at the close of the plaintiff’s case, moves for a nonsuit or a dismissal of the complaint at his peril, unless he expressly informs the court at the time that in the event that his motion is denied he desires to offer further evidence. That was an action for a breach of warranty depending upon a contract evidenced by correspondence. After the plaintiff offered .all the proof she had in support of her cause of action and rested, the defendant moved to dismiss the complaint upon the ground that the plaintiff had failed to establish a cause of action. The motion was granted, and, the trial being before the court without a jury, the court found the material facts as presented by the plaintiff’s evidence and made a formal decision, finding that the defendant refused to give the warranty which the plaintiff claimed he gave, and in a conclusion of law directed judgment dismissing the complaint upon the merits. The judgment in the case at bar could only be upon the merits if the defendant submitted the case to the court for final determination without further evidence. (See Elwell v. M'Queen, 10 Wend. 521.) The judgment in question cannot be regarded as having been rendered on the merits unless the court was authorized to consider the merits, and, without hearing defendant further, to award a judgment in favor of the plaintiff against defendant if the evidence presented a prima facie case in favor of plaintiff.

[18] It is not a reasonable construction of the record of the trial in the Municipal Court to hold that by moving to dismiss the complaint' on the ground that the plaintiff failed to make out a case, or to establish negligence against the defendant, the .defendant intended to submit the case for a decision on the merits without further evidence. The only point presented for decision by the respondent’s motion was whether the proof established a prima facie case; and, since the record does not show that the respondent rested, or waived its right to introduce further evidence, the only question presented for decision .was whether the plaintiff’s evidence was sufficient. A decision on that question adversely to the plaintiff was not on the merits but merely a ruling that his proof was insufficient, which is, in effect, a nonsuit (Molloy v. Whitehall P. C. Co., 116 App. Div. 839; Martin v. Cook, 37 N. Y. St. Repr. 733; affd., 142 N. Y. 654; Card v. Meincke, 70 Hun, 382; Knight v. Sackett & Wilhelms L. Co., 61 N. Y. Super. Ct. 219); and is not a bar to another action on the same cause of action.

Section 248 of the Municipal Court Act (Laws of 1902, chap. 580) provides among other things as follows: .

“Judgment that the action be dismissed, with costs, without prejudice to a new action, shall be rendered in the following eases: * * *
“4. Where the plaintiff does not prove his causé of action.”

It was the duty of the trial court under the statute quoted . on rendering judgment to dismiss the action expressly without prejudice to a new action. . The fact that the court did not render judgment in the form' prescribed by the statute does not deprive the respondent of the right to contend that the judgment was not on the merits, or require that he should first move to correct it, for the record of the proceedings of the court to which resort may be had (Stecher v. Independent Order, 45 Misc. Rep. 340; Strodl v. Farish-Stafford- Co., 67 id. 402) shows that the court was without authority to - render a judgment on the merits, for the motion made by the respondent merely presented the question as to whether-or not. the plaintiff proved his cause of action. (See Clark v. Scovill, 198 N. Y. 279.) It follows, therefore, that, the complaint should not have been dismissed. ■

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Kaplan v. Friedman Construction Co., 148 A.D. 14, 132 N.Y.S. 233, 1911 N.Y. App. Div. LEXIS 129 (N.Y. Ct. App. 1911).

148 A.D. 14 (Kaplan v. Friedman Construction Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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