Kaltschmidt, Jr. v. Shannon, III

CourtUnited States Bankruptcy Court, W.D. Virginia
DecidedFebruary 4, 2021
Docket20-06025
StatusUnknown

This text of Kaltschmidt, Jr. v. Shannon, III (Kaltschmidt, Jr. v. Shannon, III) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, W.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaltschmidt, Jr. v. Shannon, III, (Va. 2021).

Opinion

ASE Ss xO

A y rm fe Ly □□□ SIGNED THIS 4th day of February, 2021 Khvece Sf rn well THIS MEMORANDUM OPINION HAS BEEN ENTERED ON "Rebecca B. Connelly THE DOCKET. PLEASE SEE DOCKET FOR ENTRY DATE. UNITED STATES BANKRUPTCY JUDGE

IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF VIRGINIA In re: Chapter 7 LARON D. SHANNON, ITI, Case No. 18-61757 Debtor. DONALD W. KALTSCHMIDT, JR., Plaintiff, v. Adv. P. No. 20-06025 LARON D. SHANNON, ITI, Defendant. MEMORANDUM OPINION Before the Court is the plaintiff's motion for summary judgment, ECF Doc. No. 14, and the defendant’s response, ECF Doc. No. 15. The motion seeks judgment as a matter of law that the debt owed to the plaintiff is excepted from discharge based on principles of collateral estoppel. The Court held a hearing at which counsel for the plaintiff and counsel for the defendant appeared and were given an opportunity to present oral argument to the Court. After hearing from the parties, the Court took the matter under advisement. Having reviewed the pleadings and having considered arguments from both parties, the Court now issues its ruling. Background Laron D. Shannon, III is a debtor in this Court. He filed a chapter 7 petition on September 7, 2018. At the time he filed the chapter 7 petition, Mr. Shannon was embroiled in litigation with

Donald Kaltschmidt in the Montana Eleventh Judicial Circuit, Flathead County (the “state court”). See Compl. ¶ 21–22, ECF Doc. No. 1; Ans. ¶ 20–21, ECF Doc. No. 7. Right away, Mr. Kaltschmidt moved to dismiss Mr. Shannon’s chapter 7 case as a “bad faith filing,” or in the alternative grant relief from stay to permit the state court litigation to conclude. Case No. 18-61757, ECF Doc. No. 25. The Court did not dismiss the case. Instead,

the Court granted Mr. Kaltschmidt’s motion for relief from stay to the extent necessary to allow the state court action to proceed to judgment. See Case No. 18-61757, ECF Doc. No. 45. After the state court action concluded and a judgment was entered in Mr. Kaltschmidt’s favor, Mr. Kaltschmidt filed his complaint in this adversary proceeding. See ECF Doc. No. 1. The complaint sought a judgment declaring Mr. Shannon’s debt to Mr. Kaltschmidt nondischargeable pursuant to section 523(a) of the Bankruptcy Code—specifically paragraphs (a)(2)(A), (a)(4), and (a)(6) of section 523. According to Mr. Kaltschmidt, the state court decided all issues material to determining the dischargeability of the judgment. He argues this Court should except the debt from discharge

as a matter of law because Mr. Shannon is estopped from contesting the basis for the liability which Mr. Kaltschmidt contends lines up with the elements necessary to except the debt from discharge under section 523 of the Bankruptcy Code. Mr. Shannon does not contest that the state court found him liable to Mr. Kaltschmidt for fraud, negligent representation, constructive fraud, and breach of fiduciary duty. See Compl. ¶ 22, ECF Doc. No. 1; Ans. ¶ 21, ECF Doc. No. 7; Resp. to Mot. for Summ. J., at 1–2, ECF Doc. No. 15. Mr. Shannon contends, however, that the jury verdict did not specify which facts gave rise to its findings and as such he is not estopped from contesting the dischargeability of the debt. Resp. to Mot. for Summ. J., at 1–2, ECF Doc. No. 15. The state court judgment Mr. Kaltschmidt invested in a business venture with Mr. Shannon. Mr. Kaltschmidt contributed $250,000 and Mr. Shannon agreed to contribute his labor. According to Mr. Kaltschmidt, a major reason that Mr. Kaltschmidt invested in the business was because he thought Mr. Shannon was a former marine, like himself. As it turns out, Mr. Kaltschmidt submits, Mr. Shannon was never a marine. Mr. Kaltschmidt insists he never would have invested in the business

with Mr. Shannon had he known Mr. Shannon was not a marine; he alleges Mr. Shannon knew this and affirmatively represented himself to be a former marine to invite Mr. Kaltschmidt’s investment. The business venture failed after what Mr. Kaltschmidt contends were Mr. Shannon’s mismanagement of the business assets and breaches of Mr. Shannon’s fiduciary duties to the business and to Mr. Kaltschmidt as his business partner. On these facts, Mr. Kaltschmidt sued Mr. Shannon in Montana state court. The state court jury found Mr. Shannon liable for fraud, negligent misrepresentation, constructive fraud, and breach of fiduciary duty. See Ex. B to Mot. for Summ. J. ¶ 2, ECF Doc. No. 14-3. The jury awarded $224,000 in actual damages and $1,500,000 in punitive damages. The state court entered

a total judgment of $1,724,000 against Mr. Shannon. See id. ¶ 6. Mr. Kaltschmidt requests this Court except the debt owed to him from discharge pursuant to subsections (a)(2)(A), (a)(4), or (a)(6) of section 523. In his motion for summary judgment, Mr. Kaltschmidt argues that the state court’s judgment precludes re-litigating the issues underlying the judgment. He then shows how these issues match the elements to except the debt from discharge under sections 523(a)(2)(A), (a)(4) and (a)(6). In this way, Mr. Kaltschmidt demonstrates that summary judgment is appropriate. After all, if the elements of the relevant subsections of 523(a) have already been decided by another court, then there is no purpose in a trial on those same issues before this Court. Stated differently, this Court has no need to hold a trial to determine if the debt is excepted from discharge because the necessary elements to except the debt from discharge have already been shown and determined by the state court. That is why Mr. Kaltschmidt asks this Court to enter judgment as a matter of law excepting his judgment debt from Mr. Shannon’s bankruptcy discharge. Jurisdiction

This Court has jurisdiction over Mr. Shannon’s bankruptcy case, and proceedings within that case, pursuant to 28 U.S.C. § 1334(a). The question in this adversary proceeding (whether a debt is excepted from discharge) is a core proceeding. 28 U.S.C. § 157(b)(2)(I). This Court may hear and decide the core proceeding within this Court’s jurisdiction pursuant to 28 U.S.C. §§ 1334(a) and 157(a), the delegation made to this Court by Order of Reference from the District Court entered on December 6, 1994, and Rule 3 of the Local Rules of the United States District Court for the Western District of Virginia. Discussion Federal Rule of Civil Procedure 56 is applicable to this proceeding pursuant to Federal

Rule of Bankruptcy Procedure 7056. “The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The parties do not dispute that the Montana state court entered a judgment in Mr. Kaltschmidt’s favor against Mr. Shannon in the amount of $1,724,000 for fraud, constructive fraud, and breach of fiduciary duty. See Compl. ¶ 22, ECF Doc. No. 1; Ans. ¶ 21, ECF Doc. No. 7. The parties do not dispute that the judgment is a final, non-appealable judgment. The parties simply dispute the preclusive effect of that state court judgment on this adversary proceeding. If the state court judgment precludes re-litigation of the elements necessary for excepting the debt from discharge, then this Court need not decide those elements and Mr.

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Kaltschmidt, Jr. v. Shannon, III, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaltschmidt-jr-v-shannon-iii-vawb-2021.