Kaltman-Glasel v. Dooley

228 F. Supp. 2d 101, 2002 U.S. Dist. LEXIS 21051, 2002 WL 31439336
CourtDistrict Court, D. Connecticut
DecidedOctober 18, 2002
Docket3:01CV68 (JBA)
StatusPublished
Cited by1 cases

This text of 228 F. Supp. 2d 101 (Kaltman-Glasel v. Dooley) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaltman-Glasel v. Dooley, 228 F. Supp. 2d 101, 2002 U.S. Dist. LEXIS 21051, 2002 WL 31439336 (D. Conn. 2002).

Opinion

Ruling on Defendants’ Motion for Summary Judgment [Doc. # 36]

ARTERTON, District Judge.

Alice Kaltman-Glasel commenced this legal malpractice diversity action against Shipman & Goodwin LLP, a Connecticut law firm, and two of its attorneys, Francis M. Dooley and Stuyvesant K. Bearns, claiming that defendants failed to meet minimum standards of professional care when they represented her from 1981 to 1999 in various financial and business transactions. She alleges specifically that although defendants knew that her ex-husband, Kenneth Kaltman, failed to make payments on demand notes he had executed in her favor, they failed to advise her to attempt to collect the notes within the applicable statute of limitations period. She also claims that defendants engaged in a pattern of simultaneously representing both her and her adversaries. Finally, she claims that while defendants represented her mother (who they allegedly knew was not of sound mind), they caused a twenty-foot strip of land to be annexed to plaintiffs adjoining piece of land, resulting in plaintiffs loss of the right to maintain a nonconforming use of the property.

For the reasons set out below, defendants’ motion for summary judgment is granted. 1

*103 I. Summary Judgment Standard

A. General Standard

Under Fed.R.Civ.P. 56(c), summary judgment is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”

In moving for summary judgment against a party who will bear the ultimate burden of proof at trial, the movant’s burden of establishing that there is no genuine issue of material fact in dispute will be satisfied if he or she can point to an absence of evidence to support an essential element of the non-moving party’s claim. Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); accord Parker v. Sony Pictures Entm't Inc., 260 F.3d 100, 111 (2d Cir.2001) (“A defendant need not prove a negative when it moves for summary judgment on an issue that the plaintiff must prove at trial. It need only point to an absence of proof on plaintiffs part, and, at that point, plaintiff must ‘designate specific facts showing that there is a genuine issue for trial.’ ”) (quoting Celotex, 477 U.S. at 324, 106 S.Ct. 2548); Gallo v. Prudential Residential Servs., Ltd. Pshp., 22 F.3d 1219, 1223-1224 (2d Cir.1994) (“the moving party may obtain summary judgment by showing that little or no evidence may be found in support of the nonmoving party’s case”) (citations omitted).

The non-moving party, in order to defeat summary judgment, must then come forward with evidence that would be sufficient to support a jury verdict in his or her favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (“there is no issue for trial unless there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party”); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (“Where the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no genuine issue for trial.”) (citation and internal quotation omitted). In making this determination, the Court draws all reasonable inferences in the light most favorable to the party opposing the motion. Id. However, a party opposing summary judgment “may not rest upon the mere allegations or denials of the adverse party’s pleading,” Fed.R.Civ.P. 56(e), and “some metaphysical doubt as to the material facts” is insufficient. Matsushita Elec., 475 U.S. at 586, 106 S.Ct. 1348 (citations omitted).

B. Verified Complaint

In this case, plaintiffs only evidence in opposition to defendants’ motion for summary judgment is her verified complaint, at the bottom of which appears the following sworn and duly notarized statement signed by Kaltman-Glasel: “I have read the foregoing Complaint and the allegations thereof are true to the best of my knowledge, information and belief.” Compl. at 6. Inasmuch as Kaltman-Gla-sel’s verification is “the equivalent of the oath that would be given with respect to an affidavit,” she “is entitled to rely on it in opposing summary judgment.” Fitzgerald v. Henderson, 251 F.3d 345, 361 (2d Cir.2001).

As plaintiffs sworn statements are equivalent to statements made in an affidavit, id., they are subject to the normal rules governing affidavits submitted in support of or in opposition to a motion for *104 summary judgment. Thus, they must be based on personal knowledge, Fed. R.Civ.P. 56(e), they must be more than “unsupported allegations” (which cannot create a material issue of fact), Weinstock v. Columbia University, 224 F.3d 33, 41 (2d Cir.2000) (citations omitted), and they cannot contradict the affiant’s deposition testimony, Bickerstaff v. Vassar College, 196 F.3d 435, 455 (2d Cir.1999) (citation omitted).

II. Analysis

“[T]he plaintiff in an attorney malpractice action must establish: (1) the existence of an attorney-client relationship; (2) the attorney’s wrongful act or omission; (3) causation; and (4) damages.” Mayer v. Biafore, Florek and O’Neill, 245 Conn. 88, 92, 713 A.2d 1267 (1998) (citing 4 R. Mallen & J. Smith, Legal Malpractice (4th ed.1996) § 32.9 at 172-74). The second element of this claim, a wrongful act or omission, is “the failure of one rendering professional services to exercise that degree of skill and learning commonly applied under all the circumstances in the community by the average prudent reputable member of the profession with the result of injury, loss, or damage to the recipient of those services.” Davis v. Margolis, 215 Conn. 408, 415, 576 A.2d 489 (1990) (legal malpractice)

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ventura v. Attea
102 F. Supp. 3d 464 (W.D. New York, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
228 F. Supp. 2d 101, 2002 U.S. Dist. LEXIS 21051, 2002 WL 31439336, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaltman-glasel-v-dooley-ctd-2002.