Kaiser v. Wells Fargo Clearing Services, LLC

District Court, D. Nevada·Decided January 6, 2025·No. 2:24-cv-00646·Unknown

Opinion

DISTRICT OF NEVADA Robert G. Kaiser, Case No. 2:24-cv-00646-CDS-MDC

Plaintiff Order Granting Defendant’s Motion to Dismiss and Discharging Order v. to Show Cause

Wells Fargo Clearing Services, LLC,

Defendant [ECF Nos. 12, 20]

Pro se plaintiff Robert Kaiser brings this action against defendant Wells Fargo Clearing Services, LLC (“WFCS”) seeking to recover for disability discrimination, age discrimination, and hostile work environment. Am. compl., ECF No. 11. This case, which originally involved federal claims, was removed by WFCS from the Eighth Judicial District Court, Clark County, Nevada. ECF No. 1. Kaiser then filed an amended complaint making claims based only in Nevada state law. ECF No. 11. WFCS moved to dismiss this complaint. ECF No. 12.1 Reviewing the amendments to the complaint, I ordered WFCS to show cause that this court retained subject matter jurisdiction based on the amount in controversy requirement of diversity jurisdiction. ECF No. 20. I find that the amount in controversy exceeds $75,000. I also find that, because he did not file this lawsuit within ninety days of receiving his right to sue letter from the U.S. Equal Employment Opportunity Commission (EEOC), Kaiser’s first amended complaint (FAC) should be dismissed. I. Background Kaiser is employed as a registered representative/financial advisor for WFCS. ECF No. 11 at 4. He is seeking to recover from WFCS for age discrimination, disability discrimination, and hostile work environment under NRS 613.330(1). On September 12, 2023, he filed a charge of

1 This motion is fully briefed. See Pl.’s resp., ECF No. 16; Def.’s reply, ECF No. 24. discrimination with the EEOC. EEOC discrimination charge, ECF No. 12-2.2 He then filed an amended charge of discrimination with the EEOC on October 27, 2023, alleging disability and age discrimination. Am. EEOC discrimination charge, ECF No. 12-3. The EEOC issued a notice of the right to sue on October 30, 2023. EEOC right to sue letter, ECF No. 12-4. The notice specifically explained that if he did not file a lawsuit in federal or state court within ninety days of his receipt of the notice, his right to sue based on his amended charge of discrimination will be “lost.” Id. at 2. In the FAC, Kaiser also alleges that he filed a charge of discrimination with the Nevada Equal Rights Commission (NERC) that includes “ongoing Hostile Environment Harassment and ongoing retaliation for his filing of his claim with the EEOC.” ECF No. 11 at 3. He explains that he “has not yet received a Right to Sue Letter from the NERC.” Id. According to Kaiser, once he receives this letter, he intends to seek leave to amend his complaint. Id. at 3–4. II. Legal standard The Federal Rules of Civil Procedure require a plaintiff to plead “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Dismissal is appropriate under Rule 12(b)(6) when a pleader fails to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). A pleading must give fair notice of a legally cognizable claim and the grounds on which it rests, and although a court must take all factual allegations as true, legal conclusions couched as factual allegations are insufficient. Twombly, 550 U.S. at 555. Accordingly, Rule 12(b)(6) requires “more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Id. To survive a motion to dismiss, “a complaint must contain sufficient factual 2 “As a general rule, a district court may not consider any material beyond the pleadings in ruling on a Rule 12(b)(6) motion.” Lee v. City of Los Angeles, 250 F.3d 668, 688 (9th Cir. 2001) (internal quotation marks omitted). However, “under Fed. R. Evid. 201, a court may take judicial notice of matters of public record.” Id. at 689 (internal quotation marks omitted). I take judicial notice of Kaiser’s 2023 EEOC charge of discrimination because it is an administrative record. Fed. R. Evid. 201; Mack v. South Bay Beer Distribs., 798 F.2d 1279, 1282 (9th Cir. 1986) (finding that “court[s] may take judicial notice of ‘records and reports of administrative bodies’”), overruled on other grounds by Astoria Fed. Sav. & Loan Ass’n v. Solimino, 501 U.S. 104 (1991); Mazzorana v. Emergency Physicians Med. Grp., Inc., 2013 WL 4040791, at *5 n.3 (D. Nev. Aug. 6, 2013) (taking judicial notice of EEOC proceedings and documents submitted therein). matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Twombly, 550 U.S. at 570). “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. This standard “asks for more than a sheer possibility that a defendant has acted unlawfully.” Id. If the court grants a motion to dismiss for failure to state a claim, leave to amend should be granted unless it is clear that the deficiencies of the complaint cannot be cured by amendment. DeSoto v. Yellow Freight Sys., Inc., 957 F.2d 655, 658 (9th Cir. 1992). Under Rule 15(a), a court should “freely” give leave to amend “when justice so requires,” and in the absence of a reason such as “undue delay, bad faith or dilatory motive of the part of the movant, repeated failure to cure deficiencies by amendment previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, futility of the amendment, etc.” Foman v. Davis, 371 U.S. 178 (1962). III. Discussion A. Subject matter jurisdiction After Kaiser amended his complaint to remove the federal claims, I ordered WFCS to show cause that this court has jurisdiction over this action. Order, ECF No. 20. Specifically, based on a footnote included in the parties’ joint motion to continue, there was disagreement about whether the amount in controversy exceeds $75,000. ECF No. 19 at 2 n.1. “Federal courts are courts of limited jurisdiction, possessing ‘only that power authorized by Constitution and statute.’” See U.S. Const. art. III, § 2, cl. 1; Gunn v. Minton, 568 U.S. 251, 256 (2013) (quoting Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994)). When initiating a case, “[a] plaintiff is the master of [their] complaint, and has the choice of pleading claims for relief under state or federal law (or both).” Hansen v. Grp. Health Coop., 902 F.3d 1051, 1056 (9th Cir. 2018) (citing Caterpillar Inc. v. Williams,

Kaiser v. Wells Fargo Clearing Services, LLC, (D. Nev. 2025).

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