Jusino v. Gallagher

District Court, D. Connecticut·Decided August 16, 2023·No. 3:21-cv-00689·Unknown

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT

JOSE A. JUSINO, Plaintiff, No. 3:21-cv-00689 (SRU)

v.

COLLEEN GALLAGHER, et al., Defendants.

RULING ON CROSS MOTIONS FOR SUMMARY JUDGMENT AND MOTION TO DISMISS JEAN CAPLAN’S AFFIDAVIT

The plaintiff, Jose A. Jusino (“Jusino”), is a sentenced inmate in the custody of the Connecticut Department of Correction. In May 2021, Jusino, proceeding pro se, commenced this civil rights action under 42 U.S.C. § 1983. Compl., Doc. No. 1. At the time, Jusino was confined at MacDougall-Walker Correctional Institution (“MacDougall”) but has since transferred to Cheshire Correctional Institution. Id. While at MacDougall, Jusino alleges that Nurse Jean Caplan (“Caplan”)––the only remaining defendant in this case–– was deliberately indifferent to his medical needs, in violation of his Eighth Amendment rights. Third Am. Compl., Doc. No. 16, at ¶ 1.1

1 Shortly after he filed this action, Jusino filed a motion to amend his complaint (“First Amended Complaint”), which I granted. See Pl. Mot. to Amend, Doc. No. 5; Order, Doc. No. 6. In the First Amended Complaint, Jusino alleged that several employees of the Connecticut Department of Correction (“DOC”), nearly all of whom work at MacDougall-Walker Correctional Institution (“MacDougall”), violated his constitutional rights by denying him adequate access to health care and threatening to transfer him to a different DOC facility if he filed a lawsuit regarding the matter. See First Amended Compl., Doc. No. 7. I reviewed the First Amended Complaint under 28 U.S.C. §§ 1915 and 1915A and determined that Jusino had failed to allege plausible Eighth Amendment medical indifference and First Amendment retaliation claims. Initial Review Order, Doc. No. 9, at 9, 11. I dismissed the complaint but afforded Jusino one opportunity to file an amended complaint. Id. at 12. On September 2, 2021, Jusino filed an amended complaint (“Second Amended Complaint”). See Second Am. Compl., Doc. No. 10. Prior to initial review of the Second Amended Complaint, Jusino filed a motion to file another amended complaint, which I granted. See Pl. Mot. to Am., Doc. No. 14; Order, Doc. No. 15. Jusino’s Third Amended Complaint asserted constitutional claims against eight DOC employees in their official and individual capacities. Third Am. Compl., Doc. No. 16. On initial review of Jusino’s Third Amended Complaint (the operative complaint), I concluded that Jusino had stated only a plausible Eighth Amendment violation against Caplan. See Initial Review Order, Doc. No. 17. On December 16, 2022, Jusino filed a motion for summary judgment on this Eighth Amendment claim. Pl. Mot. for Summ. Judg., Doc. No. 42. On February 6, 2023, Caplan filed a cross motion for summary judgment. Def. Mot. for Summ. Judg., Doc. No. 53. Shortly thereafter, Jusino filed a motion to dismiss Caplan’s declaration in support of her cross motion

for summary judgment. Def. Mot. to Dismiss, Doc. No. 58. For the reasons that follow, Caplan’s motion for summary judgment, doc. no. 53, is granted, and Jusino’s motion to dismiss, doc. no. 58, and motion for summary judgment, doc. no. 42, are denied. I. BACKGROUND

After review of the statements of facts and the underlying record, I conclude that the following facts are not in dispute.2 At all times relevant to this action, Caplan was licensed by the State of Connecticut as an advanced practice registered nurse (“APRN”). Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 1. Under Connecticut General Statutes § 20-87a, an APRN is qualified to “perform[] acts of diagnosis and treatment of alterations in health status” and to “prescribe, dispense and administer medical therapeutics and corrective measures and dispense drugs in the form of professional samples . . . in all settings.” Id. at ¶ 2. Caplan is experienced and trained in internal medicine and therefore qualified to diagnose, assess and treat a very broad range of health concerns and diseases, including shoulder pain. Id. at ¶ 3. A. Clinical Record

On April 9, 2021, Caplan was assigned to be Jusino’s primary care provider. Id. at ¶ 4; Caplan Decl., Doc. No. 57, at ¶¶ 4, 7; Def. Ex. A, Doc. No. 51, at 148–52 (under seal). On that

2 I cite only to the relevant paragraph in the Local Rule 56(a)1 statement where a party’s cited evidence establishes an undisputed fact. date, Caplan examined Jusino. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 5. During the physical examination, Jusino complained of ongoing left shoulder pain, his “left foot clicking” and a new onset “bulge” in his umbilicus. Id.; Caplan Decl., Doc. No. 57, at ¶ 8; Def. Ex. A, Doc. No. 51, at 149–52. The medical record reflects that Jusino described his shoulder pain as an intermittent

“dull ache” with a moderate pain level of 4, and expressed concerns about ongoing pain with no numbness or tingling. Def. Ex. A, Doc. No. 51, at 149–150. Following her examination, Caplan concluded that Jusino’s left shoulder had full range of motion and his pain was not reproduceable. Def. Ex. A, Doc. No. 51, at 150–52; Caplan Decl., Doc No. 57, at ¶ 15. Based on that assessment, Caplan believed an appropriate exercise regimen could alleviate Jusino’s symptoms and instructed him on exercises and stretches to perform daily. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 21; Def. Ex. A, Doc. No. 51, at 152. Caplan avers that she advised him not to engage in overexertion of his shoulder and, in the event his pain did not improve, she would consider additional diagnostic tests and referrals to specialists. Caplan Decl., Doc. No. 57, at ¶ 16.

Two weeks later, on April 20, 2021, Caplan met with Jusino again. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 23. During that appointment, Caplan demonstrated exercises for him to perform for his left shoulder, wrote out an exercise plan, and gave specific instructions on how frequently to perform these exercises. Id.; Caplan Decl., Doc. No. 57, at ¶ 17. The medical note indicates that Jusino demonstrated his verbal understanding of the treatment plan for his shoulder. Def. Ex. A, Doc. No. 51, at 133. About a month later, on June 1, 2021, Jusino had another appointment with Caplan. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶¶ 12, 14. At that time, Caplan examined Jusino’s left shoulder due to his complaint of chronic pain. Def. Ex. A, Doc. No. 51, at 114–17. Caplan noted Jusino had “proximal weakness” in his left extremity based on his report of having difficulty with raising his left arm during the exam. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 14; Caplan Decl., Doc. No. 57, at ¶ 19. She avers that she could not ascertain the cause of his weakness but ruled out muscle loss (because his left shoulder was symmetrical to his right shoulder and was

not sagging or deformed) and a neurological reason for the weakness (because of the presence of reflexes in his biceps and brachioradialis nerves). Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 15; Caplan Decl., Doc. No. 57, at ¶ 19. Caplan ordered an x-ray of Jusino’s shoulder to investigate the source of his pain and reported weakness. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 16; Caplan Decl., Doc. No. 57, at ¶ 20. That same day, Jusino had x-rays taken of his left shoulder. Def. Rule 56(a)1 Stmt., Doc. No. 53-2, at ¶ 17; Def. Ex. A, Doc. No. 51, at 95–96. In addition, Caplan entered an order for Jusino to be seen for a consultation with a physical therapist at the University of Connecticut (“UConn”) Health Center. Def. Rule 56(a)1 Stmt., Doc. No.

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