IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON ^S
ESTATE OF GARY FILION, by and 7S. rn x through Lester Filion as personal No. 69830-3-1 ^ ^5^1 representative, DIVISION ONE t* ^Sc Respondent, UNPUBLISHED OPINION "^ ?:-i v.
JULIE JOHNSON,
Appellant. FILED: May 12, 2014
Appelwick, J. — Johnson appeals the dismissal of her anti-SLAPP defense
against Filion's malicious prosecution suit. The trial court found that Johnson failed to
affirmatively plead the defense and thus had waived it. Because Johnson was unable to
assert the defense, she could not improve her position on trial de novo following
arbitration. Accordingly, the trial court awarded Filion fees under MAR 7.3. We affirm.
FACTS
Julie Johnson and Gary Filion dissolved their marriage in 2006. Their divorce was
contentious. Their dissolution decree contained a mutual restraining order preventing
them from going onto the grounds of or entering the home, school, or workplace of the
other.
The dissolution decree awarded Filion several items of personal property, which
he was to pick up from Johnson's residence. The decree provided that "[s]aid items shall
be picked up by the Husband at an agreed time at the Shoreline house within 30 days of
entry of the Decree." No. 69830-3-1/2
Johnson sold the Shoreline home. The closing date, including transfer of
possession to the buyer, was August 1, 2006, at 9:00 p.m. Johnson and Filion agreed
through their attorneys that Filion would pick up his belongings on the afternoon of
August 1, any time after 2:00 p.m. Johnson's attorney indicated that Johnson would move
her belongings out on July 31.
However, on the morning of August 1, Johnson's real estate agent discovered that
Johnson was not finished packing and would not be done until the 9:00 p.m. deadline.
The agent informed Filion, who responded that he would still be at the house at 4:00 p.m.
to pick up his belongings. When Johnson learned that Filion intended to do so, she told
the agent that "'[h]e better not or I'll call the cops!'" The agent called Filion back and either
told him that Johnson said, "'[h]e better not'" or '"I hope he doesn't.'"
Filion arrived at the Shoreline house around 4:00 p.m. and knocked on the door.
Johnson's son saw that it was Filion and did not open the door. Johnson also saw Filion
arrive and began to have a panic attack. She was afraid of Filion, because they had an
abusive relationship. She called 911. Johnson's friend, who was helping her pack, told
Filion that the police were coming. Filion left, but was later arrested for violating the
restraining order. His lawyer also later discovered that Filion's property was not at
Johnson's home at the time, but was held at an undisclosed third-party location.
The charges against Filion were ultimately dismissed. Filion then sued Johnson
for malicious prosecution, arguing that she made misrepresentations and false
statements to the police. Johnson filed a pro se answer on May 16, 2007, asserting the
following affirmative defenses: failure to mitigate damages; failure to state a claim upon No. 69830-3-1/3
which relief can be granted1; comparative fault; apportionment; and severability. On
October 26, 2008, now represented by counsel, she brought a CR 12(b)(6) motion to
dismiss Filion's suit under RCW 4.24.510, Washington's Strategic Lawsuit Against Public
Participation (anti-SLAPP) statute. The court heard the motion as one for summary
judgment. It denied the motion.
The parties went to mandatory arbitration on February 9, 2009. The arbitrator
found in Johnson's favor, but did not indicate the legal or factual basis for the award. He
declined to award her fees or damages under RCW 4.24.510. Johnson then sought trial
de novo, which was set for July 2009.
At this point, Filion moved to voluntarily dismiss his claims. Johnson objected,
arguing that Filion no longer had the ability to voluntarily dismiss the case. The trial court
granted Filion's motion on July 9, 2009. Johnson appealed to this court, which reversed
the trial court's order on November 11, 2010. Filion v. Johnson, noted at 158 Wn. App.
1045, 2010 WL 4812914. We found that, because the arbitrator had filed an award and
Johnson had requested trial de novo, Filion could no longer voluntarily nonsuit. Id. at *2.
On October 8, 2012, Johnson moved for summary judgment on the basis of the
anti-SLAPP law.2 The court denied her motion. It concluded that Johnson's conduct was
not within the scope of the statute and that she had waived it as an affirmative defense.
It therefore disallowed her from asserting the defense at trial.
1 Johnson did not specify the basis for Filion's failure to state a claim. 2 At this point, Filion had passed away. His role in the litigation continued by and through his estate. No. 69830-3-1/4
The parties proceeded by way of stipulated trial. The court found that, regardless
of whether Filion prevailed on his claim, Johnson was unable to improve her position on
trial de novo without the aid of her anti-SLAPP defense. As a result, it also found that
Filion was entitled to fees and costs under MAR 7.3.
Johnson appeals.
DISCUSSION
Johnson challenges the trial court's denial of her motion for summary judgment
seeking to dismiss Filion's suit under RCW 4.24.510. She further contends that she
should have been allowed to assert her anti-SLAPP defense at trial de novo. Accordingly,
she argues that the trial court improperly awarded fees to Filion under MAR 7.3.
I. Waiver of Defense
Johnson contends that the trial court erred in denying her 2012 motion seeking
summary judgment under RCW 4.24.510 and preventing her from raising her anti-SLAPP
defense at trial de novo.3 The trial court concluded that Johnson had not pleaded the
defense and had thus waived it.4
3 Filion argues that Johnson was not an aggrieved party and thus had no standing to appeal the arbitration award. He raises this argument as an alternative basis for relief, but does not do so in a cross-appeal. Because we affirm on the basis of waiver, we need not address his argument. 4 The trial court provided two additional reasons for denying Johnson's motion. First, the court found that Johnson's 2012 motion merely renewed her 2008 motion without presenting new facts or circumstances as required by King County Local Rule (KCLR) 7(b)(7). The court further concluded that Johnson's conduct did not fall within the scope of RCW 4.24.525, a 2010 amendment to the anti-SLAPP statute. Laws of 2010, ch. 118, § 2. We note that Johnson's conduct occurred in 2006, before the amendment was enacted. But, because we affirm on waiver, we do not address the propriety of the trial court's other bases for denying the motion. No. 69830-3-1/5
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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON ^S
ESTATE OF GARY FILION, by and 7S. rn x through Lester Filion as personal No. 69830-3-1 ^ ^5^1 representative, DIVISION ONE t* ^Sc Respondent, UNPUBLISHED OPINION "^ ?:-i v.
JULIE JOHNSON,
Appellant. FILED: May 12, 2014
Appelwick, J. — Johnson appeals the dismissal of her anti-SLAPP defense
against Filion's malicious prosecution suit. The trial court found that Johnson failed to
affirmatively plead the defense and thus had waived it. Because Johnson was unable to
assert the defense, she could not improve her position on trial de novo following
arbitration. Accordingly, the trial court awarded Filion fees under MAR 7.3. We affirm.
FACTS
Julie Johnson and Gary Filion dissolved their marriage in 2006. Their divorce was
contentious. Their dissolution decree contained a mutual restraining order preventing
them from going onto the grounds of or entering the home, school, or workplace of the
other.
The dissolution decree awarded Filion several items of personal property, which
he was to pick up from Johnson's residence. The decree provided that "[s]aid items shall
be picked up by the Husband at an agreed time at the Shoreline house within 30 days of
entry of the Decree." No. 69830-3-1/2
Johnson sold the Shoreline home. The closing date, including transfer of
possession to the buyer, was August 1, 2006, at 9:00 p.m. Johnson and Filion agreed
through their attorneys that Filion would pick up his belongings on the afternoon of
August 1, any time after 2:00 p.m. Johnson's attorney indicated that Johnson would move
her belongings out on July 31.
However, on the morning of August 1, Johnson's real estate agent discovered that
Johnson was not finished packing and would not be done until the 9:00 p.m. deadline.
The agent informed Filion, who responded that he would still be at the house at 4:00 p.m.
to pick up his belongings. When Johnson learned that Filion intended to do so, she told
the agent that "'[h]e better not or I'll call the cops!'" The agent called Filion back and either
told him that Johnson said, "'[h]e better not'" or '"I hope he doesn't.'"
Filion arrived at the Shoreline house around 4:00 p.m. and knocked on the door.
Johnson's son saw that it was Filion and did not open the door. Johnson also saw Filion
arrive and began to have a panic attack. She was afraid of Filion, because they had an
abusive relationship. She called 911. Johnson's friend, who was helping her pack, told
Filion that the police were coming. Filion left, but was later arrested for violating the
restraining order. His lawyer also later discovered that Filion's property was not at
Johnson's home at the time, but was held at an undisclosed third-party location.
The charges against Filion were ultimately dismissed. Filion then sued Johnson
for malicious prosecution, arguing that she made misrepresentations and false
statements to the police. Johnson filed a pro se answer on May 16, 2007, asserting the
following affirmative defenses: failure to mitigate damages; failure to state a claim upon No. 69830-3-1/3
which relief can be granted1; comparative fault; apportionment; and severability. On
October 26, 2008, now represented by counsel, she brought a CR 12(b)(6) motion to
dismiss Filion's suit under RCW 4.24.510, Washington's Strategic Lawsuit Against Public
Participation (anti-SLAPP) statute. The court heard the motion as one for summary
judgment. It denied the motion.
The parties went to mandatory arbitration on February 9, 2009. The arbitrator
found in Johnson's favor, but did not indicate the legal or factual basis for the award. He
declined to award her fees or damages under RCW 4.24.510. Johnson then sought trial
de novo, which was set for July 2009.
At this point, Filion moved to voluntarily dismiss his claims. Johnson objected,
arguing that Filion no longer had the ability to voluntarily dismiss the case. The trial court
granted Filion's motion on July 9, 2009. Johnson appealed to this court, which reversed
the trial court's order on November 11, 2010. Filion v. Johnson, noted at 158 Wn. App.
1045, 2010 WL 4812914. We found that, because the arbitrator had filed an award and
Johnson had requested trial de novo, Filion could no longer voluntarily nonsuit. Id. at *2.
On October 8, 2012, Johnson moved for summary judgment on the basis of the
anti-SLAPP law.2 The court denied her motion. It concluded that Johnson's conduct was
not within the scope of the statute and that she had waived it as an affirmative defense.
It therefore disallowed her from asserting the defense at trial.
1 Johnson did not specify the basis for Filion's failure to state a claim. 2 At this point, Filion had passed away. His role in the litigation continued by and through his estate. No. 69830-3-1/4
The parties proceeded by way of stipulated trial. The court found that, regardless
of whether Filion prevailed on his claim, Johnson was unable to improve her position on
trial de novo without the aid of her anti-SLAPP defense. As a result, it also found that
Filion was entitled to fees and costs under MAR 7.3.
Johnson appeals.
DISCUSSION
Johnson challenges the trial court's denial of her motion for summary judgment
seeking to dismiss Filion's suit under RCW 4.24.510. She further contends that she
should have been allowed to assert her anti-SLAPP defense at trial de novo. Accordingly,
she argues that the trial court improperly awarded fees to Filion under MAR 7.3.
I. Waiver of Defense
Johnson contends that the trial court erred in denying her 2012 motion seeking
summary judgment under RCW 4.24.510 and preventing her from raising her anti-SLAPP
defense at trial de novo.3 The trial court concluded that Johnson had not pleaded the
defense and had thus waived it.4
3 Filion argues that Johnson was not an aggrieved party and thus had no standing to appeal the arbitration award. He raises this argument as an alternative basis for relief, but does not do so in a cross-appeal. Because we affirm on the basis of waiver, we need not address his argument. 4 The trial court provided two additional reasons for denying Johnson's motion. First, the court found that Johnson's 2012 motion merely renewed her 2008 motion without presenting new facts or circumstances as required by King County Local Rule (KCLR) 7(b)(7). The court further concluded that Johnson's conduct did not fall within the scope of RCW 4.24.525, a 2010 amendment to the anti-SLAPP statute. Laws of 2010, ch. 118, § 2. We note that Johnson's conduct occurred in 2006, before the amendment was enacted. But, because we affirm on waiver, we do not address the propriety of the trial court's other bases for denying the motion. No. 69830-3-1/5
CR 8(c) establishes that "[i]n pleading to a preceding pleading, a party shall set
forth affirmatively [any matter] constituting an avoidance or affirmative defense."
Generally, affirmative defenses are waived unless (1) affirmatively pleaded; (2) asserted
in a CR 12(b) motion; or (3) tried with the parties' express or implied consent. Henderson
v. Tvrrell. 80 Wn. App. 592, 624, 910 P.2d 522 (1996). The policy behind this rule is to
avoid surprise. ]a\ Accordingly, a defense may be waived if a defendant's assertion of
the defense is inconsistent with the defendant's previous behavior or if the defendant's
counsel is dilatory in asserting the defense. Lvbbert v. Grant County. 141 Wn.2d 29, 39,
1 P.3d 1124(2000).
In French v. Gabriel. 116 Wn.2d 584, 587, 593-94, 806 P.2d 1234 (1991), the court
found that the defendant preserved his affirmative defense by raising it in his answer,
even though his answer was several months late. While the court expressed displeasure
at his tardiness, it reasoned that the defendant's conduct was neither inconsistent with
the intent to bring his defense nor resistant to efforts by the plaintiff to move the case
along. \± at 593. By contrast, in Raymond v. Fleming. 24 Wn. App. 112, 114, 600 P.2d
614 (1979), the defendant repeatedly asked for continuances in response to the plaintiffs
requests for an answer and attempts to resolve the case. The defendant ultimately
delayed the case for almost a year before bringing a CR 12(b) motion asserting
insufficient service as an affirmative defense, jd. at 115. The court found the defense
waived due to dilatory conduct, jd. Likewise, in Lvbbert, the court found that the
defendant waived its insufficient service defense by acting for nine months as if it were No. 69830-3-1/6
preparing to litigate on the merits and then raising the defense in its answer filed only
after the statute of limitations had run. 141 Wn.2d at 32, 44-45.
Johnson's initial answer did not assert the anti-SLAPP statute as an affirmative
defense. Johnson was pro se at the time. But, a pro se litigant is held to the same
standard as an attorney. Batten v. Abrams. 28 Wn. App. 737, 739 n.1, 626 P.2d 984
(1981). On the record before us, it appears that Johnson did not raise the defense for
seventeen months, in her CR 12(b) motion on October 26, 2008. In the meantime, the
parties had demonstrated the ability and intent to litigate. Johnson filed a joint
confirmation of trial readiness on July 14, 2008. Filion filed a jury demand on July 17.
The trial date was set for August 4. Then, the parties stipulated to strike the trial date and
transfer the case to mandatory arbitration. The order transferring the case was signed
July 24. The parties then waited until August 21, nearly a month later, to file the order.
Two months after that, Johnson raised her affirmative defense.
Unlike the defendant in French, Johnson did not preserve her defense by raising
it in her answer. See 116 Wn.2d at 593. Instead, like the defendant in Lvbbert, she
engaged in trial preparation without demonstrating any intent to pursue the defense. See
141 Wn.2d at 32. Her assertion of the defense was thus inconsistent with her conduct
over the previous seventeen months. This delay was even longer than in Lvbbert and
Raymond. See id.; Raymond. 24 Wn. App. at 114. With the trial date set and the case
transferred to arbitration, Johnson was at a further point in the trial progression than in
either of those cases. See Lvbbert. 141 Wn.2d at 33; Raymond. 24 Wn. App. at 114; CP No. 69830-3-1/7
632, 634. It was dilatory to wait until that point to assert the defense.5 This constituted
waiver of Johnson's anti-SLAPP defense. Nothing that happened in the ensuing years of
litigation changed that fact.
The trial court properly denied Johnson's motion for summary judgment and
prevented her from raising her anti-SLAPP defense at trial de novo.
II. Attorney Fees
Johnson contends that the trial court improperly awarded fees to Filion under MAR
7.3. MAR 7.3 mandates a fee award against a party who appeals an arbitration award
and fails to improve his or her position on trial de novo. Johnson appealed the arbitration
award, but could not raise her anti-SLAPP defense. She thus could not improve her
position on trial de novo. The trial court properly awarded fees against her under MAR
7.3.
Johnson requests attorney fees and costs both at the trial level and on appeal.
Under RCW 4.24.510, a party who prevails on the anti-SLAPP defense is entitled to
recover reasonable attorney fees and costs. Johnson does not prevail on her defense.
We deny her request.
Filion requests fees on appeal under MAR 7.3. A party who is entitled to fees
under MAR 7.3 at the trial court level is also entitled to fees on appeal if the appealing
party again fails to improve its position. Arment v. Kmart Corp., 79 Wn. App. 694, 700,
5 Johnson further assigns error to the trial court's denial of her 2008 motion to dismiss. We know that the basis of Johnson's 2008 motion was also her anti-SLAPP defense under RCW 4.24.510. The record does not show the trial court's reasoning for denying her motion. However, based on the facts before us, we conclude that the trial court's decision would have been properly supported by waiver. No. 69830-3-1/8
902 P.2d 1254 (1995). The trial court awarded Filion fees under MAR 7.3. Johnson, the
appealing party, again failed to improve her position. We award Filion fees on appeal.6
We affirm.
WE CONCUR:
Hl^jr^J-* y rX Qjj^w,
6 Filion maintains that his ultimate goal is to see this case dismissed and he is willing to forfeit his right to attorney fees in order to do so. While the court lacks the authority to fashion this arrangement, the parties have the ability to do so.