Julie Helphenstine v. Lewis County

65 F.4th 794
Court of Appeals for the Sixth Circuit·Decided April 18, 2023·No. 22-5407·Published·Cited by 6 cases

Opinion

RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b) File Name: 23a0077p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

┐ JULIE HELPHENSTINE, Administratrix of the Estate of │ Christopher Dale Helphenstine and Guardian of │ B.D.H., the minor son of Christopher Dale │ Helphenstine, │ No. 22-5407 Plaintiff-Appellant, > │ │ v. │ │ LEWIS COUNTY, KENTUCKY; JEFF LYKINS, ANTHONY │ RUARK, ANDY LUCAS, BEN CARVER, AMANDA │ MCGINNIS, SANDY BLOOMFIELD, MARK RILEY, │ MELINDA MONROE, JEFFERY THOROUGHMAN, TOMMY │ VON LUHRTE, D.O., JOHNNY BIVENS, and JOHN │ BYARD, individually, │ Defendants-Appellees. │ ┘

On Petitions for Rehearing En Banc. United States District Court for the Eastern District of Kentucky at Ashland. No. 0:18-cv-00093—Henry R. Wilhoit, Jr., District Judge.

Decided and Filed: April 18, 2023

Before SUTTON, Chief Judge; COLE and GRIFFIN, Circuit Judges.

_________________

COUNSEL

ON PETITION FOR REHEARING EN BANC: Jeffrey C. Mando, ADAMS, STEPNER, WOLTERMANN & DUSING, PLLC, Covington, Kentucky, for Lewis County Appellees. Clayton L. Robinson, Courtney L. Soltis, ROBINSON & HAVENS, PSC, Lexington, Kentucky, for Appellee Tommy von Luhrte, D.O. ON RESPONSE: Gregory A. Belzley, Prospect, Kentucky, James L. Thomerson, ROSE GRASCH CAMENISCH MAINS PLLC, Lexington, Kentucky, for Appellant.

The court issued an order denying the petitions for rehearing en banc. READLER, J. (pp. 3–12), delivered a separate statement respecting denial of rehearing en banc. No. 22-5407 Helphenstine v. Lewis County, et al. Page 2

ORDER _________________

The court received two petitions for rehearing en banc. The original panel has reviewed the petitions for rehearing and concludes that the issues raised in the petitions were fully considered upon the original submission and decision. The petitions then were circulated to the full court. Less than a majority of the judges voted in favor of rehearing en banc.

Therefore, the petitions are denied. No. 22-5407 Helphenstine v. Lewis County, et al. Page 3

STATEMENT _________________

READLER, Circuit Judge, statement respecting denial of rehearing en banc. As an inferior court, see U.S. Const. art. III, § 1, we must be attentive to the pronouncements of the Supreme Court. Sometimes, a fresh decision requires us to grapple with how broadly the opinion sweeps. But that was not the case for Kingsley v. Hendrickson, 576 U.S. 389 (2015). In Kingsley, the Supreme Court told us it was deciding a narrow issue: whether federal courts should consider a defendant’s subjective intent in “the context of excessive force claims brought by pretrial detainees.” Id. at 402 (declining to address claims “not confront[ing]” this issue).

Yet rather than ending the legal debate, Kingsley marked just the beginning. In a classic example of mission creep, at least four circuit courts (arguably five, depending on who you ask) read Kingsley as requiring a change to the circuit’s law for Fourteenth Amendment pre-trial conditions of confinement claims, otherwise known as deliberate indifference claims. Compare Kemp v. Fulton County, 27 F.4th 491, 495 (7th Cir. 2022) (counting five), with Helphenstine v. Lewis County, 60 F.4th 305, 316 (6th Cir. 2023) (counting four). An odd conclusion, one has to say, when excessive force by definition involves active misconduct while deliberate indifference concerns inaction. Brawner v. Scott County, 14 F.4th 585, 605, 608–09 (6th Cir. 2021) (Readler, J., dissenting); 18 F.4th 551, 551 (6th Cir. 2021) (Brawner II) (Readler, J., dissenting from denial of rehearing en banc). That is likely why the Supreme Court tailored Kingsley as it did. See also Farmer v. Brennan, 511 U.S. 825, 835 (1994) (holding that the deliberate indifference standard utilized for a conditions of confinement claim “is inappropriate . . . when officials stand accused of using excessive physical force.”)

This frolic led to even other detours. In the circuits that upended the law for deliberate indifference post-Kingsley, those courts have split internally across the board over how to apply these new standards. Compare Gordon v. County of Orange, 888 F.3d 1118, 1125 (9th Cir. 2018) (framing the inquiry as “objective reasonableness”), and Charles v. Orange County, 925 F.3d 73, 87 (2d Cir. 2019) (similar), with Fraihat v. ICE, 16 F.4th 613, 636–37 (9th Cir. 2021) (requiring more than an “inadvertent failure to provide adequate medical care”) (citation No. 22-5407 Helphenstine v. Lewis County, et al. Page 4

omitted); and Darby v. Greenman, 14 F.4th 124, 129 (2d Cir. 2021) (requiring a “conscious disregard of a substantial risk of serious harm”) (citation omitted); Pittman ex rel. Hamilton v. County of Madison, 970 F.3d 823, 827–28 (7th Cir. 2020) (Barrett, J.) (framing the post-Kingsley inquiry into the objective reasonableness of a prison official’s action as separate from whether the defendant acted “purposefully, knowingly, or . . . recklessly,” the latter of which is shown when a prison official “‘strongly suspect[s]’ that [her] actions would lead to harmful results”); McGee v. Parsano, 55 F.4th 563, 569 (7th Cir. 2022) (imposing a “reason to know” standard for non-medical jail staff) (citation omitted); see also Helphenstine, 60 F.4th at 317 (describing the split amongst the Kingsley circuits as adopting three distinct approaches). Still other circuits have rejected the idea that Kingsley’s resolution of excessive force claims has anything to say about deliberate indifference claims, given the obvious difference between the conduct underlying the two. See Cope v. Cogdill, 3 F.4th 198, 207 & n.7 (5th Cir. 2021) (rejecting that Kingsley changed the deliberate indifference standard); Whitney v. City of St. Louis, 887 F.3d 857, 860 n.4 (8th Cir. 2018) (same); Strain v. Regalado, 977 F.3d 984, 991 (10th Cir. 2020) (same); Dang ex rel. Dang v. Sheriff, Seminole Cnty., 871 F.3d 1272, 1279 n.2 (11th Cir. 2017) (same); see also Brawner, 14 F.4th at 601 (Readler, J., dissenting); Castro v. County of Los Angeles, 833 F.3d 1060, 1086 (9th Cir. 2016) (en banc) (Ikuta, J., dissenting).

Our Court was one that took Kingsley as a veiled call to action to rewrite our deliberate indifference standard. Brawner, 14 F.4th at 597 (maj. op.). How to do so, however, has divided us once again. All agree that a deliberate indifference plaintiff must prove an objectively serious harm. But how about the claim’s state of mind component? The Brawner majority opinion concluded that Kingsley “modifi[ed]” our former subjective standard so that the defendant’s inaction had to be “deliberate[] (not accidental[])” and “reckless[] in the face of an unjustifiably high risk of harm that is either known or so obvious that it should be known.” Id. at 596 (citation omitted).

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Julie Helphenstine v. Lewis County, 65 F.4th 794 (6th Cir. 2023).

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