Judy v. State

416 N.E.2d 95, 275 Ind. 145, 1981 Ind. LEXIS 665
CourtIndiana Supreme Court
DecidedJanuary 30, 1981
Docket580S128
StatusPublished
Cited by96 cases

This text of 416 N.E.2d 95 (Judy v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Judy v. State, 416 N.E.2d 95, 275 Ind. 145, 1981 Ind. LEXIS 665 (Ind. 1981).

Opinions

PIVARNIK, Justice.

This cause is before us for review by virtue of appellant Steven T. Judy’s “Verified Petition for Determination of the Status of This Appeal,” filed by his court-appointed counsel. This petition shows that, on February 25, 1980, appellant Judy was sentenced to death upon conviction of four counts of murder. These charges arose out of the April 28,1979 slayings of Terry Chasteen and her three children, Misty Zollers, Stephen Chasteen and Mark Chasteen. The trial judge signed the death warrant and ordered the sentence to be carried out. On the day he was sentenced, appellant Judy requested that an appeal be filed, and Kenneth M. Stroud and Stephen L. Harris were appointed appellate counsel. Judy’s attorneys timely filed a motion to correct error on April 16, and the trial court denied the motion on May 6. On May 23, Judy’s attorneys filed a praecipe for the record with the Clerk of the Morgan Superior Court, and, on August 4, counsel filed the record of the proceedings with the Clerk of the Supreme Court. This Court then granted a petition for extension of time to file appellant’s brief. At the time of the filing of the “Verified Petition for Determination of the Status of This Appeal” on October 14, the due date for appellant’s brief was October 20.

On October 8, Judy notified his counsel and this Court that he desired to terminate the appeal prior to the completion and filing of his brief; he requested that counsel cease all efforts toward proceeding with his appeal. Judy further indicated to counsel that he wished to waive his right to appeal and to completely terminate the appeal proceedings.

Counsel asserted in their verified petition that conflicting duties, created by the Code of Professional Responsibility adopted by this Court and the nature of the sentence imposed here, placed them in an “intolerable dilemma.” One portion of the death penalty statute, Ind.Code § 35-50-2-9(h) (Burns 1979 Repl.), provides:

[97]*97“(h) A death sentence is subject to automatic review by the Supreme Court. The review, which shall be heard under rules adopted by the Supreme Court, shall be given priority over all other cases. The death sentence may not be executed until the Supreme Court has completed its review.”

Under this section, then, a sentence of death may not be carried out in this State until there has been a review by this Court. Generally, this provision would have imposed a duty on Stroud and Harris, as Judy’s appointed counsel, to complete this appeal and thereby assist in this Court’s review. Therefore, they would have violated that duty if they had followed the directives of their client and ceased to prosecute this appeal.

On the other hand, attorneys generally have a duty to act on their clients’ requests, and counsel here recognized that they should comply with Judy’s request, if that request was knowingly, voluntarily and intelligently made. Thus, as counsel asserted in their verified petition:

“Appellant’s counsel cannot determine which duty to follow. If the Statute is construed as mentioned and counsel drop the appeal pursuant to Appellant’s request they have violated the statutory duty. If the Statute is construed as allowing waiver of appeal in death cases and counsel ignore Appellant’s request and file the appeal they have violated their duty to their client.”

Therefore, to fully protect their interests and those of their client, counsel requested that this Court dispose of this “insoluble professional and ethical problem.”

After considering the issues presented in counsel’s petition, this Court concluded that § 35-50-2-9(h) precludes waiver of a review of the sentencing in a death penalty case. However, we further found that this statute does not preclude waiver of a review of a murder conviction. Accordingly, this Court set a hearing for October 27, for Judy to appear personally before us so that we might determine whether he did, in fact, wish to waive his appeal of this conviction, and, if he did so waive, whether that waiver was voluntarily and knowingly made. In this opinion, we shall: (1) determine the validity of Judy’s waiver of appellate review of his convictions; and (2) review the death sentence imposed by the trial court.

I.

It is well established that an individual in the setting of a criminal prosecution may waive his constitutional rights. Generally, this waiver must be knowingly, voluntarily and intelligently made. E. g., Brewer v. Williams (1976) 430 U.S. 387, 97 S.Ct. 1232, 51 L.Ed.2d 424; Gilmore v. Utah (1976) 429 U.S. 1012, 97 S.Ct. 436, 50 L.Ed.2d 632; Faretta v. California (1975) 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562; Boykin v. Alabama (1969) 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274; Johnson v. Zerbst (1938) 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461. See Baker v. State (1980) Ind., 400 N.E.2d 137; Holleman v. State (1980) Ind., 400 N.E.2d 123; Tyson v. State (1979) Ind., 386 N.E.2d 1185; State v. Brown (1941) 219 Ind. 251, 37 N.E.2d 73. Gilmore v. Utah, supra, presented substantially the same situation we face here. The defendant there, Gary Gilmore, was convicted of murder and sentenced to death by a Utah trial court. He ordered his counsel to stop all appeals and to allow the death sentence to stand unchallenged. The Utah Supreme Court held a hearing and personally interviewed Gilmore to determine that he was knowingly, intelligently and willingly waiving his right to any further appeal. That Court accepted Gilmore’s waiver.

Gilmore’s mother, claiming to act as next friend on behalf of her son, then filed an application for a stay of execution of the death sentence with the United States Supreme Court. The Supreme Court granted a temporary stay of execution in order to secure a response from the State of Utah. Gilmore, by and through his attorneys, challenged the standing of his mother to initiate any proceedings on his behalf.

After reviewing the transcripts submitted by the State of Utah, the United States Supreme Court found that Gilmore [98]*98had made a knowing and intelligent waiver of any rights he might have asserted after the trial court’s sentence was imposed. The Court further specifically held that the Utah Supreme Court’s determination of Gilmore’s competence, and of his knowing and intelligent waiver of his rights, were firmly grounded. The United States Supreme Court also found that Gilmore’s mother had no standing to initiate any proceedings on her son’s behalf; therefore, the Court terminated the previously entered stay of execution. Our inquiry here, then, is to determine whether Steven Judy is intelligently, knowingly and voluntarily waiving his right to appeal his four convictions for murder.

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Bluebook (online)
416 N.E.2d 95, 275 Ind. 145, 1981 Ind. LEXIS 665, Counsel Stack Legal Research, https://law.counselstack.com/opinion/judy-v-state-ind-1981.