Juanita Sprute, M.D. and Jefferson Family Practice Associates v. Arnold L. Levey

Court of Appeals of Texas·Decided July 15, 2015·No. 04-14-00358-CV·Published

Opinion

Fourth Court of Appeals San Antonio, Texas MEMORANDUM OPINION No. 04-14-00358-CV

Juanita SPRUTE, M.D. and Jefferson Family Practice Associates, Appellants/Cross-Appellees

v.

Arnold L. LEVEY, Appellee/Cross-Appellant

From the 45th Judicial District Court, Bexar County, Texas Trial Court No. 2014-CI-02406 Honorable Larry Noll, Judge Presiding

Opinion by: Sandee Bryan Marion, Chief Justice

Sitting: Sandee Bryan Marion, Chief Justice Rebeca C. Martinez, Justice Luz Elena D. Chapa, Justice

Delivered and Filed: July 15, 2015

AFFIRMED

This appeal and cross-appeal arise from two orders. In the first order, the trial court

dismissed the underlying cause for failure to file an expert report pursuant to section 74.351 of the

Texas Civil Practice and Remedies Code (“Code”). The first order stated that the amount of

attorney’s fees and costs of court to be awarded would be reset for a future hearing. In the second

order, which incorporated the first order, the trial court awarded attorney’s fees and court costs in

the amount of $5,030.00. 04-14-00358-CV

Juanita Sprute, M.D. and Jefferson Family Practice Associates (the “Association”), the

appellants/cross-appellees, appeal the trial court’s award of attorney’s fees, asserting the trial court

abused its discretion in failing to award them the total amount of attorney’s fees established as

reasonable and incurred by uncontroverted, sworn evidence. Arnold L. Levey, the appellee/cross-

appellant, asserts the trial court erred by: (1) dismissing his claims against Sprute and the

Association because they failed to produce the medical records necessary for the preparation of an

expert report; (2) denying his request for a jury trial to determine the reasonableness of the amount

of attorney’s fees to award; and (3) awarding any attorney’s fees. Alternatively, Levey asserts the

trial court did not abuse its discretion with regard to the amount of attorney’s fees awarded.

PROCEDURAL BACKGROUND

Levey’s mother passed away on February 15, 2011. On April 30, 2013, Levey, who is an

attorney, filed the underlying lawsuit against Sprute, the Association, and other defendants alleging

various causes of action relating to the medical care provided to Levey’s mother, her transfer to a

hospice program, and the medical treatment she received while in the hospice program. 1 In his

petition, Levey alleged that prior to filing the lawsuit, he sent the defendants notice of the claims

and a release to obtain medical records, thereby tolling the statute of limitations for a period of

seventy-five days. See TEX. CIV. PRAC. & REM. CODE ANN. § 74.051 (West 2011).

On May 31, 2013, Sprute and the Association filed special exceptions to Levey’s original

petition, asserting the allegations were vague, general, and indefinite. Sprute and the Association

also filed a plea in abatement, asserting Levey failed to allege and prove the necessary

requirements to establish that he had proper legal capacity to sue on behalf of his mother’s estate.

1 The claims against Sprute and the Association were subsequently severed from the claims against the other defendants, who are not parties to this appeal.

-2- 04-14-00358-CV

Sprute and the Association requested an abatement until Levey alleged and proved he had proper

legal capacity. On June 25, 2013, a hearing was held, and the trial court granted both motions.

On July 9, 2013, Levey filed an amended petition alleging no personal representative of

his mother’s estate was appointed because no estate administration was pending and none was

necessary. Accordingly, Levey alleged he had standing to bring the action on behalf of his

mother’s estate.

On October 4, 2013, Sprute and the Association filed a motion to dismiss because Levey

had not timely served them with an expert report as required by section 74.351 of the Code.

Because Levey’s original petition was filed on April 30, 2013, Sprute and the Association asserted

the 120-day deadline for serving the expert report expired on August 28, 2013. Although

recognizing the multiple causes of action alleged by Levey, Sprute and the Association asserted

that all of the claims constituted health care liability claims because they were based on and

inseparably related to the medical treatment provided to Levey’s mother. The motion requested

the trial court to dismiss the claims against them with prejudice and to award them attorney’s fees

and costs of court.

On October 14, 2013, Levey filed a response to the motion to dismiss which included a

motion to abate the proceedings retroactively until the medical records were produced and a motion

to extend the deadline for providing the expert report. Levey asserted the deadline for serving the

expert report should be extended because Sprute and the Association failed to produce medical

records in response to the release form he provided on February 14, 2013. Levey also asserted

that his claims included both health care liability claims and claims based strictly upon fraud which

were not health care liability claims.

On November 1, 2013, Sprute and the Association filed a reply to Levey’s response. In

the reply, Sprute and the Association cite numerous cases to support their contention that all of -3- 04-14-00358-CV

Levey’s claims were health care liability claims. In addition, Sprute and the Association asserted

Chapter 74 of the Code does not provide for the type of extension requested by Levey, and, even

if it did, Levey did not exercise sufficient due diligence to be entitled to such an extension. Sprute

and the Association contended that the medical record authorization form provided by Levey did

not comply with the Health Insurance Portability and Accountability Act (“HIPPA”). Sprute and

the Association further contended that Levey was informed of the form’s deficiencies at the prior

hearing on June 25, 2013, but no additional form was provided. Although the attorney for the

other defendants in the lawsuit sent Levey a HIPPA-compliant form on August 22, 2013, Sprute

and the Association alleged Levey failed to respond.

On November 5, 2013, the trial court held a hearing on the motion to dismiss. In addition

to asserting the arguments made in the motion, the response, and the reply, the attorney for Sprute

and the Association informed the trial court that the deficiency with Levey’s medical record release

form was discussed at the June 25, 2013 hearing on their special exceptions and plea in abatement,

but no further action was taken by Levey. The attorney further stated that Levey also had never

executed and provided the HIPPA-complaint form that was sent to him by the other defendants’

attorney. Levey argued that he sent a letter to Sprute and the Association to confirm that they

would accept the form provided by the other defendants’ attorney, but they never responded.

After the trial court announced it was granting the motion to dismiss, the attorney for Sprute

and the Association was given permission to proceed on the request for attorney’s fees and court

costs. An affidavit providing evidence of the reasonableness of the amount of attorney’s fees and

costs being requested was presented to the trial court. The total amount requested was $16,630.52.

The attorney also stated that an additional $480 in attorney’s fees had been incurred in preparing

for and attending the hearing.

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