TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-24-00816-CV
Juan Enriquez, Appellant
v.
Dale Wainwright, 1 Chairman, Texas Board of Criminal Justice; Bryan Collier, Executive Director, Texas Department of Criminal Justice; Brad Livingston, Executive Director, Texas Department of Criminal Justice; and Board of Regents of University of Texas, Appellees
FROM THE 126TH DISTRICT COURT OF TRAVIS COUNTY NO. D-1-GN-16-005852, THE HONORABLE LAURIE EISERLOH, JUDGE PRESIDING
MEMORANDUM OPINION
Juan Enriquez appeals “the Order entered on November 25, 2024, relating to the
sealing or unsealing of court records.”2 Because the record shows that there is no way for
Enriquez to demonstrate that the trial court abused its discretion in its order denying any
argument by Enriquez as a motion to seal, we will affirm the order without the submission of
1 We take judicial notice that, since this case began, Eric Nichols has become the Chairman of the Texas Board of Criminal Justice, succeeding Dale Wainwright. While successors to public officials sued in their official capacity can be automatically substituted as a party when appropriate, see Tex. R. App. P. 7.2(a), we will refrain from substituting a party because it is not clear whether Wainwright was an appellee in his official or individual capacity or both. Because that question does not affect our resolution of the appeal, we will rule on the appeal with the parties as presented to us on the record. 2 Although the trial court ruled on the motion orally at the November 25, 2024 hearing, the written order denying the motion was signed November 26, 2024. briefs. See Tex. R. App. P. 2 (allowing court to suspend rules to expedite decision); Tex. R. Civ.
P. 76a (outlining procedure for motions to seal).
BACKGROUND
This appeal arises from a lawsuit related to Enriquez’s medical treatment in the
Texas prison system.3 In 2022, Dale Wainwright and other parties filed a motion to seal their
plea to the jurisdiction and motion for summary judgment and exhibits. Enriquez opposed that
motion to seal. By order dated October 7, 2022, 4 the trial court denied the motion to seal,
writing that Enriquez “wished the entire motion and attached medical records to be a matter of
public record.”
In late 2024, a hearing was set to consider appellees’ plea to the jurisdiction and
summary-judgment motion. 5 On November 18, 2024, Enriquez filed Plaintiff’s Supplemental
Objection to Defendants’ Plea to the Jurisdiction that included his objection “pursuant to Texas
Rules of Evidence 509 and 510 to the use by Defendants of privileged medical information in
support of Defendants[’] Plea to the Jurisdiction.” Those rules concern privileges from the
disclosure of information. See Tex. R. Evid. 509 (physician-patient privilege), 510
(mental-health information privilege). At the November 25, 2024 hearing, Enriquez reiterated
3 The original lawsuit has been severed into many subparts, one of which contains a discussion of the underlying merits. See Enriquez v. Wainwright, No. 03-18-00189-CV, 2018 WL 6565017 (Tex. App.—Austin Dec. 13, 2018, no pet.) (mem. op.). 4 The order was signed October 7, 2022, and filed October 12, 2022. A later trial-court order refers to it as “the Court’s October 12, 2022 Order.” 5 The hearing became a wider-ranging status hearing, in part because the trial court recognized that the plea to the jurisdiction and summary-judgment motion had not been filed with the clerk. When appellees sought in February 2022 to file their plea and summary- judgment motion under seal, they sent the plea and motion directly to the visiting judge who held the hearing; the plea and motion, however, were not filed with the clerk after the 2022 hearing and denial of the motion to seal. 2 that he objected on grounds that he had not consented to disclose or to allow others to disclose
confidential communications between him and medical and mental-health professionals. He
asserted that appellees had not shown that their use of the records fell within the exceptions to
confidentiality. See Tex. R. Evid. 509(e) (listing exceptions to physician-patient privilege
including relevance to claim or defense in proceeding against physician, reliance of claim or
defense on patient’s condition, or patient’s consent), id. 510(d) (similar). Enriquez stated, “I
don’t want those records sealed because I need them into evidence. But that doesn’t mean that
I ever agreed or consented that they could file everything else in there.” (Emphasis added.) He
also stated, “I’m objecting to the use in any manner of any confidential information that they are
attempting to use to support that—the plea to the jurisdiction they were authorized to file, and—
and the motion for summary judgment . . . .”
As the trial court was concluding the hearing and contemplating how to formulate
an order, Enriquez said, “I want you to look again through that objection to the introduction of
evidence, my private medical records.” The court replied, “The motion to seal has already been
ruled on by Judge Phillips; and, therefore, I’m going to deny it because it’s already been ruled on
by him, so we’re—we’re sticking with that.” Enriquez said, “[N]ow that they’ve actually filed
[the plea and summary-judgment motion] and want to introduce [the records] for you to look at,
that’s going to be a second issue.” The court responded, “I’ve ruled on your motion to seal as
denied.” In its order dated November 26, 2024, the trial court wrote, “The Court DENIES
Plaintiff’s motion to seal with respect to the motion for summary judgment and plea to the
jurisdiction based on the Court’s October 12, 2022 Order.” The order also set up a schedule for
filing appellees’ plea to the jurisdiction and summary-judgment motion.
3 Enriquez filed this appeal as a challenge to an order relating to sealing under
Texas Rule of Civil Procedure 76a(8). By rule, an order related to sealing is deemed severed
from the underlying cause of action and treated as a “final judgment” subject to appeal. See id.
APPLICABLE LAW
The rules of civil procedure establish the substantive standards and procedural
steps for sealing court records and appealing related orders. Tex. R. Civ. P. 76a; HouseCanary,
Inc. v. Title Source, Inc., 622 S.W.3d 254, 259 (Tex. 2021). Court records are presumed open to
the public and can be sealed only when a party has shown a specific, serious, and substantial
interest that outweighs both this presumption of openness and any probable adverse effect
sealing will have on general public health or safety. Tex. R. Civ. P. 76a(1)(a). The party seeking
to seal the records must also show that no less restrictive means than sealing records will
adequately and effectively protect its asserted interest. Id. R. 76a(1)(b). “Parties attempting to
meet this standard must follow the rule’s procedural requirements.” HouseCanary, 622 S.W.3d
at 259. In addition to filing a written motion with the court, a party must post a notice informing
the public of the nature of the controversy, the nature of the records sought to be sealed, the
public’s right to intervene, and the time and place of the hearing to be held in open court. Tex.
R. Civ. P. 76a(3); HouseCanary, 622 S.W.3d at 259. Immediately after posting the notice, the
movant must file a verified copy of the posted notice with the clerk of the court in which the case
is pending and the Texas Supreme Court’s clerk. Tex. R. Civ. P. 76a(3).
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TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-24-00816-CV
Juan Enriquez, Appellant
v.
Dale Wainwright, 1 Chairman, Texas Board of Criminal Justice; Bryan Collier, Executive Director, Texas Department of Criminal Justice; Brad Livingston, Executive Director, Texas Department of Criminal Justice; and Board of Regents of University of Texas, Appellees
FROM THE 126TH DISTRICT COURT OF TRAVIS COUNTY NO. D-1-GN-16-005852, THE HONORABLE LAURIE EISERLOH, JUDGE PRESIDING
MEMORANDUM OPINION
Juan Enriquez appeals “the Order entered on November 25, 2024, relating to the
sealing or unsealing of court records.”2 Because the record shows that there is no way for
Enriquez to demonstrate that the trial court abused its discretion in its order denying any
argument by Enriquez as a motion to seal, we will affirm the order without the submission of
1 We take judicial notice that, since this case began, Eric Nichols has become the Chairman of the Texas Board of Criminal Justice, succeeding Dale Wainwright. While successors to public officials sued in their official capacity can be automatically substituted as a party when appropriate, see Tex. R. App. P. 7.2(a), we will refrain from substituting a party because it is not clear whether Wainwright was an appellee in his official or individual capacity or both. Because that question does not affect our resolution of the appeal, we will rule on the appeal with the parties as presented to us on the record. 2 Although the trial court ruled on the motion orally at the November 25, 2024 hearing, the written order denying the motion was signed November 26, 2024. briefs. See Tex. R. App. P. 2 (allowing court to suspend rules to expedite decision); Tex. R. Civ.
P. 76a (outlining procedure for motions to seal).
BACKGROUND
This appeal arises from a lawsuit related to Enriquez’s medical treatment in the
Texas prison system.3 In 2022, Dale Wainwright and other parties filed a motion to seal their
plea to the jurisdiction and motion for summary judgment and exhibits. Enriquez opposed that
motion to seal. By order dated October 7, 2022, 4 the trial court denied the motion to seal,
writing that Enriquez “wished the entire motion and attached medical records to be a matter of
public record.”
In late 2024, a hearing was set to consider appellees’ plea to the jurisdiction and
summary-judgment motion. 5 On November 18, 2024, Enriquez filed Plaintiff’s Supplemental
Objection to Defendants’ Plea to the Jurisdiction that included his objection “pursuant to Texas
Rules of Evidence 509 and 510 to the use by Defendants of privileged medical information in
support of Defendants[’] Plea to the Jurisdiction.” Those rules concern privileges from the
disclosure of information. See Tex. R. Evid. 509 (physician-patient privilege), 510
(mental-health information privilege). At the November 25, 2024 hearing, Enriquez reiterated
3 The original lawsuit has been severed into many subparts, one of which contains a discussion of the underlying merits. See Enriquez v. Wainwright, No. 03-18-00189-CV, 2018 WL 6565017 (Tex. App.—Austin Dec. 13, 2018, no pet.) (mem. op.). 4 The order was signed October 7, 2022, and filed October 12, 2022. A later trial-court order refers to it as “the Court’s October 12, 2022 Order.” 5 The hearing became a wider-ranging status hearing, in part because the trial court recognized that the plea to the jurisdiction and summary-judgment motion had not been filed with the clerk. When appellees sought in February 2022 to file their plea and summary- judgment motion under seal, they sent the plea and motion directly to the visiting judge who held the hearing; the plea and motion, however, were not filed with the clerk after the 2022 hearing and denial of the motion to seal. 2 that he objected on grounds that he had not consented to disclose or to allow others to disclose
confidential communications between him and medical and mental-health professionals. He
asserted that appellees had not shown that their use of the records fell within the exceptions to
confidentiality. See Tex. R. Evid. 509(e) (listing exceptions to physician-patient privilege
including relevance to claim or defense in proceeding against physician, reliance of claim or
defense on patient’s condition, or patient’s consent), id. 510(d) (similar). Enriquez stated, “I
don’t want those records sealed because I need them into evidence. But that doesn’t mean that
I ever agreed or consented that they could file everything else in there.” (Emphasis added.) He
also stated, “I’m objecting to the use in any manner of any confidential information that they are
attempting to use to support that—the plea to the jurisdiction they were authorized to file, and—
and the motion for summary judgment . . . .”
As the trial court was concluding the hearing and contemplating how to formulate
an order, Enriquez said, “I want you to look again through that objection to the introduction of
evidence, my private medical records.” The court replied, “The motion to seal has already been
ruled on by Judge Phillips; and, therefore, I’m going to deny it because it’s already been ruled on
by him, so we’re—we’re sticking with that.” Enriquez said, “[N]ow that they’ve actually filed
[the plea and summary-judgment motion] and want to introduce [the records] for you to look at,
that’s going to be a second issue.” The court responded, “I’ve ruled on your motion to seal as
denied.” In its order dated November 26, 2024, the trial court wrote, “The Court DENIES
Plaintiff’s motion to seal with respect to the motion for summary judgment and plea to the
jurisdiction based on the Court’s October 12, 2022 Order.” The order also set up a schedule for
filing appellees’ plea to the jurisdiction and summary-judgment motion.
3 Enriquez filed this appeal as a challenge to an order relating to sealing under
Texas Rule of Civil Procedure 76a(8). By rule, an order related to sealing is deemed severed
from the underlying cause of action and treated as a “final judgment” subject to appeal. See id.
APPLICABLE LAW
The rules of civil procedure establish the substantive standards and procedural
steps for sealing court records and appealing related orders. Tex. R. Civ. P. 76a; HouseCanary,
Inc. v. Title Source, Inc., 622 S.W.3d 254, 259 (Tex. 2021). Court records are presumed open to
the public and can be sealed only when a party has shown a specific, serious, and substantial
interest that outweighs both this presumption of openness and any probable adverse effect
sealing will have on general public health or safety. Tex. R. Civ. P. 76a(1)(a). The party seeking
to seal the records must also show that no less restrictive means than sealing records will
adequately and effectively protect its asserted interest. Id. R. 76a(1)(b). “Parties attempting to
meet this standard must follow the rule’s procedural requirements.” HouseCanary, 622 S.W.3d
at 259. In addition to filing a written motion with the court, a party must post a notice informing
the public of the nature of the controversy, the nature of the records sought to be sealed, the
public’s right to intervene, and the time and place of the hearing to be held in open court. Tex.
R. Civ. P. 76a(3); HouseCanary, 622 S.W.3d at 259. Immediately after posting the notice, the
movant must file a verified copy of the posted notice with the clerk of the court in which the case
is pending and the Texas Supreme Court’s clerk. Tex. R. Civ. P. 76a(3).
We review a trial court’s decision on a Rule 76a motion to seal court records for
an abuse of discretion. HouseCanary, 622 S.W.3d at 259. A trial court does not abuse its
discretion when basing a decision on conflicting evidence. Id. But failure to analyze or apply
the law correctly is an abuse of discretion. Id. A trial court abuses its discretion if it acts “in an 4 arbitrary or unreasonable manner” or “without reference to any guiding rules or principles.”
Upjohn Co. v. Freeman, 906 S.W.2d 92, 95 (Tex. App.—Dallas 1995, no writ); see Walker
v. Baptist St. Anthony’s Hosp., 703 S.W.3d 339, 343 (Tex. 2024).
DISCUSSION
The insurmountable challenge in this appeal for Enriquez evident from a review
of the record is a misalignment of his filed motion and his argument, the trial court’s order, and
the rule enabling the appellate relief sought. By his November 2024 motion, Enriquez objected
under Texas Rules of Evidence 509 and 510 to appellees’ use of his privileged medical
information in their plea to the jurisdiction. He has not pointed us to nor do we find in the record
a written motion to seal filed by him; his November 2024 motion does not use the word “seal” or
invoke Texas Rule of Civil Procedure 76a. The 2022 motion to seal in this cause was filed by
appellees, opposed by Enriquez, and denied by the trial court in October 2022. 6 In November
2024, the court denied “Plaintiff’s motion to seal . . . based on the Court’s October 12, 2022
Order.”
The record plainly shows that Enriquez’s objection under Rules of Evidence 509
and 510 did not comply with unique requirements of a motion to seal under rule 76a such as
alleging and showing that no less restrictive means than sealing the records would adequately
and effectively protect his interest in not having his private medical records published; posting
notice to the public of the motion to seal—including the time and place of the hearing—where
notices for meetings of county governmental bodies are required to be posted; stating in the
public notice that any person could intervene and be heard; and filing a verified copy of the
6 Enriquez does not appeal from the denial of appellees’ 2022 motion to seal. Even if he had tried, his November 2024 notice of appeal was too late. See Tex. R. App. P. 26.1. Further, Enriquez received the relief—denial of the motion—he sought. 5 posted notice with the trial-court clerk and with the Texas Supreme Court clerk. See Tex. R.
Civ. P. 76a. Enriquez’s objection does not mention Rule 76a by citation or substance and there
is no indication Enriquez attempted the required public notice.
Further, Enriquez’s objection does not satisfy the requirements for obtaining the
relief he seeks under Rule 76a because the interests and his arguments for and against relief
under Rules of Evidence 509 and 510 and Rule of Civil Procedure 76a are not coextensive.
Under Rule 76a, Enriquez must show a specific, serious, and substantial interest that clearly
outweighs the presumption of openness of court records and any probable adverse effect that
sealing will have upon the general public health or safety as well as that no less restrictive means
than sealing records would adequately and effectively protect the specific interest asserted. See
Tex. R. Civ. P. 76a(1). The substance of his claim concerns whether his medical conditions were
being properly treated and, more broadly, whether the Texas prison system adequately provides
medical care to one of its inmates—an issue of public interest on many levels. While there are
ways short of wholesale sealing of appellees’ motion and attached records to address Enriquez’s
privacy concerns, he did not articulate them in his objection or argument.
Enriquez did not make the arguments necessary to support sealing records.
Instead, he argued against sealing of the records while seeking to invoke his privileges. He
stated at the November 2024 hearing, “I don’t want those records sealed.” We see no basis in the
record on which Enriquez could persuade us to find that the trial court abused its discretion in
denying any unwritten, oral, or implied motion to seal by Enriquez.
Because the record presented plainly shows no abuse of discretion in denying a
motion to seal that Enriquez did not file and which he opposed, and because our decision
6 concerns a long-pending trial-court proceeding, 7 we will take the extraordinary step of
dispensing with the briefing process. See Tex. R. App. P. 2 (allowing suspension of rules to
expedite decision), 38 (setting briefing rules). Dispensing with the filing of briefs will expedite
the decision in this appeal arising from a cause filed in 2016 concerning previous medical
treatment (or lack of medical treatment) of an inmate in the Texas prison system that remains
pending on the merits in the trial court. See Tex. R. App. P. 2, 38; cf. Hutchison v. Hamlin,
No. 05-02-01419-CV, 2002 WL 31018580, at *1 (Tex. App.—Dallas Sept. 11, 2002, no pet.)
(mem. op.) (suspending requirement to file briefs in election appeal).
Our ruling does not address Enriquez’s written objection under Rules of Evidence
509 and 510 to the use of the records. A ruling on an objection to the admission of evidence is
not subject to interlocutory appeal. See Tex. Civ. Prac. & Rem. Code § 51.014; cf. Waste Mgmt.
v. Blackwell, 130 S.W.3d 337, 342 (Tex. App.—Houston [14th Dist.] 2004, no pet.) (holding
interlocutory appeal not available from order to produce information and documents privileged
under Audit Privilege Act). Any ruling on that objection is outside the scope of the unique
rule-based appellate process for motions to seal, see Tex. R. Civ. P. 76a(8), and remains part of
the original underlying cause of action as the trial court considers appellees’ plea to the
jurisdiction, summary-judgment motion, and other issues.
CONCLUSION
We affirm the order. As this order was by rule deemed severed from the
underlying cause of action in the trial court, see Tex. R. Civ. P. 76a(8), the underlying cause can
proceed without further action from this Court.
7 See generally Enriquez, 2018 WL 6565017, at *1-2. 7 __________________________________________ Darlene Byrne, Chief Justice
Before Chief Justice Byrne, Justices Kelly and Ellis
Affirmed
Filed: June 6, 2025