Joyce v. United States

9 Cl. Ct. 440, 1986 U.S. Claims LEXIS 917
CourtUnited States Court of Claims
DecidedJanuary 27, 1986
DocketNo. 206-81C
StatusPublished

This text of 9 Cl. Ct. 440 (Joyce v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joyce v. United States, 9 Cl. Ct. 440, 1986 U.S. Claims LEXIS 917 (cc 1986).

Opinion

OPINION

MARGOLIS, Judge.

The plaintiff, John R. Joyce, brought this action to recover back pay and to set aside a decision of the Civil Service Commission (CSC), which sustained his removal from government employment. This court remanded the case to the successor of the CSC, the Merit Systems Protection Board (MSPB), so that the plaintiff could introduce testimony excluded by the CSC. Joyce v. United States, 2 Cl.Ct. 226 (1983). The MSPB has heard the testimony and returned the case. Both parties have renewed their motions for summary judgment. After hearing oral argument and considering the entire record, the court grants the plaintiff’s motion and denies the defendant’s motion.

FACTS

On July 29, 1974 the Veterans Administration (VA) hired the plaintiff as a Contact Representative and assigned him to Ohlone College in Fremont, California. One of his duties was to explain the VA educational benefits program to veterans on campus. The plaintiff was receiving VA educational benefits himself, and studied economics in a master’s degree program at the California State University in Hayward.

In May of 1975 the VA assigned the plaintiff to Fresno City College in Fresno, California. The plaintiff then transferred his course of studies to the Fresno campus of the California State University (CSUF). The VA sent the plaintiff payment in advance for the fall semester of 1975, but the agency later learned that the plaintiff had enrolled in a baccalaureate program in drama instead of a graduate program in economics. Because two courses in economics were cancelled, the plaintiff had switched to the drama program. Soon after enrolling at CSUF the plaintiff dropped his drama courses, but failed to notify the VA through the proper channels or to return the payments he had received for the fall semester.

[442]*442On January 19, 1976 the Veterans Service Officer, Charles R. Fikejs, sent the plaintiff a letter of proposed removal. The letter alleged that the plaintiff: changed his program of studies without required VA counseling and approval; registered for a class schedule that conflicted with his working hours; failed to attend classes or to notify the VA that he had dropped the classes; and continued to receive educational benefits even though he should have known that he was not entitled to them.

The plaintiff replied orally and in writing to the Deciding Official, R.F. Welch, on February 17 and 18, 1976. On February 24, 1976 the plaintiff submitted more written material, including a personal check to the VA for $350.20. On March 16, 1976 Mr. Fikejs sent the Deciding Official a memorandum and exhibits rebutting the plaintiff’s submissions (Fikejs memo). On March 30, 1976 the Deciding Official sustained all the allegations listed in the letter of proposed removal.

The plaintiff appealed to the Civil Service Commission, which held a de novo hearing on July 6, 1976. On December 6, 1976 the Appeals Officer found that a preponderance of the evidence supported six of the nine paragraphs of allegations in the letter of proposed removal, and held that the removal was “based on the sustained charges [and] was taken for such cause as would promote the efficiency of the service.”

The plaintiff submitted a request for reconsideration to the CSC Appeals Review Board. Its successor, the MSPB Office of Appeals Review, denied the request on April 18,1979. On April 21,1980 the plaintiff filed a complaint with the U.S. District Court for the Eastern District of California, which transferred the case to the U.S. Court of Claims on March 26, 1981.

DISCUSSION

A. Procedure

In both his original and his renewed motions the plaintiff argues that submission of the ex parte Fikejs memo to the Deciding Official tainted the removal procedure, deprived the plaintiff of due process, and requires his reinstatement. He cites Camero v. United States, 179 Ct.Cl. 520, 527, 375 F.2d 777, 780-81 (1967) (Army Regulations implicitly forbade representative of removing agency to communicate his recommendation privately to decision makers in adversary hearing.).

The court rejects this argument. The Deciding Official held no hearing. He sought the plaintiff’s views and could also consider “internal documents of an advisory nature” submitted by the agency. See Della Valle v. United States, 231 Ct.Cl. 818, 821 (1982). No VA regulation prohibited such ex parte communications with the Deciding Official. See generally Welcker v. United States, 752 F.2d 1577, 1582-83 (Fed.Cir.), cert. denied, — U.S.-, 106 S.Ct. 83, 88 L.Ed.2d 68 (1985). (Ex parte communications prejudicial only if precluded by statute, regulation, or agency practice.). “In Joyce the writer of the memo was not shown to be an adversary of the plaintiff,” as the Court of Appeals for the Federal Circuit has noted. Sullivan v. Department of the Navy, 720 F.2d 1266, 1273 (Fed.Cir.1983).

In sum, the plaintiff had adequate written notice of the charges against him and an opportunity to respond. He has failed to show that an adversary drafted the Fikejs memo and that the VA violated regulations by submitting it to the Deciding Official. This is not the kind of ex parte communication that the court finds offensive to due process. See Della Valle, 231 Ct.Cl. at 821.

B. The Merits

This court limits its review of administrative decisions to a determination of whether substantial evidence supports them. E.g., Boyce v. United States, 211 Ct.Cl. 57, 60, 543 F.2d 1290, 1292 (1976). In this case, at least some evidence supports the CSC’s finding that the plaintiff “was fully aware of [VA educational program] requirements by virtue of his posi[443]*443tion with the agency[,] ... did not inform the VA of his non-attendance and consequential non-entitlement to educational funds[,] or return those funds in a timely manner____” The CSC also affirmed the penalty of dismissal from government service.

Executive agencies have wide discretion to punish their employees for misconduct. However, if the punishment exceeds the range of sanctions permitted by statute or regulation, or if the penalty is so harsh that it amounts to an abuse of discretion, this court will not permit it to stand. Boyce, 211 Ct.Cl. at 61, 543 F.2d at 1292 (citing cases).

Cases reversing agency-imposed penalties have emphasized the importance of the employee’s intent. Cully v. United States, 221 Ct.Cl. 967, 968 (1979). If the evidence supporting guilt is slim, the court may doubt if the employee violated agency policies knowingly and wilfully. See Boyce, 211 Ct.Cl. at 61, 543 F.2d at 1292. If the violation was not wilful, “such inadvertent conduct should be reflected in the penalty imposed.” Id. at 63, 543 F.2d at 1293; see also Douglas v. Veterans Administration, 5 MSPB 313, 332, 5 M.S.P.R. 280 (1981) (factors considered by MSPB when mitigating agency-imposed penalty).

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Related

Frank Camero v. The United States
375 F.2d 777 (Court of Claims, 1967)
Harold J. Sullivan v. Department of the Navy
720 F.2d 1266 (Federal Circuit, 1983)
Stanford Monroe Welcker v. The United States
752 F.2d 1577 (Federal Circuit, 1985)
Joyce v. United States
2 Cl. Ct. 226 (Court of Claims, 1983)
Camero v. United States
180 Ct. Cl. 1314 (Court of Claims, 1967)
Power v. United States
531 F.2d 505 (Court of Claims, 1976)
Boyce v. United States
543 F.2d 1290 (Court of Claims, 1976)
Power v. United States
597 F.2d 258 (Court of Claims, 1979)
Cully
618 F.2d 124 (Court of Claims, 1979)
Della Valle v. United States
231 Ct. Cl. 818 (Court of Claims, 1982)
Wolf v. Richmond County Hospital Authority
474 U.S. 826 (Supreme Court, 1985)

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9 Cl. Ct. 440, 1986 U.S. Claims LEXIS 917, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joyce-v-united-states-cc-1986.