Joyce v. State

152 A.D.2d 306, 549 N.Y.S.2d 191, 1989 N.Y. App. Div. LEXIS 15648
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 14, 1989
StatusPublished
Cited by3 cases

This text of 152 A.D.2d 306 (Joyce v. State) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joyce v. State, 152 A.D.2d 306, 549 N.Y.S.2d 191, 1989 N.Y. App. Div. LEXIS 15648 (N.Y. Ct. App. 1989).

Opinion

OPINION OF THE COURT

Weiss, J.

In this appeal from a judgment dismissing a claim for damages for personal injuries sustained in an accident at the Empire State Plaza (hereinafter Plaza) in the City of Albany, we are called upon to determine whether the doctrine of "limited government liability”, which bars holding a governmental unit liable in negligence for errors or defects in a plan adopted for the construction of a public improvement, may properly be applied in this case. For the reasons which follow, we hold that the Court of Claims correctly held the doctrine to be applicable and therefore affirm the judgment.

The facts are not complicated. Claimant and his family went to the Plaza at about 6:30 p.m. on July 4, 1983 to view the fireworks display. Claimant’s 12-year-old daughter became separated from the family and still had not been found by the time the fireworks were over and the crowd, estimated at 40,000 to 60,000 persons, began to leave the Plaza. While walking around the Plaza looking for his daughter, claimant ascended the steps leading to a restaurant. He then turned, stepped up and began to walk on the surface of an elevated marble wall which ran parallel to one of the wide ground-level Plaza sidewalks. This wall was 54 inches wide and 19 inches high and was closely bordered on one side by high shrubs. The elevation enabled claimant to better scan the crowd while walking. Although it was dark and there was no direct artificial lighting in this immediate area, claimant walked along the wall, taking advantage of the higher level to search through the crowd for his daughter. He continued for a distance of about 125 feet until he reached a plenum or opening in the wall used as an air intake for air conditioning equipment. The opening extended for 33 feet along the top of the wall with IOV2 inches of marble identical to the other surface areas of the wall on each side of the opening. A metal grate covered the opening and consisted of varied rectangular-shaped open metal boxes or frames measuring from 2 to 8 inches in size with the tops of the rectangles set at different heights above the wall surface. Claimant saw the grating and initially avoided it by stepping on the 10 ^-inch-wide surface between the grating and the shrubs. When he consciously [308]*308attempted to walk on the grate, he lost his balance and his left foot went through one of the rectangular openings, resulting in a serious laceration and "degloving” injury to his left leg.

Claimant commenced this suit against the State seeking damages for conventional tort liability and negligence in the design, construction, installation and maintenance of the grating. Following a trial, the Court of Claims rendered judgment in favor of the State based upon the doctrine of qualified governmental immunity for errors and defects in a plan adopted for the construction of a public improvement. This appeal followed.

The Plaza is part of a huge, unique governmental office, convention center, museum, theater, park, plaza and parking complex. The design of the plenum was an integral part of the international style architectural theme used throughout the entire development. The Plaza was designed by renowned architects and the plans, along with each and every element and phase thereof, were reviewed in detail by a panel of experts called the South Mall Construction Group, which had been assembled from employees of the State Office of General Services. Claimant contends that the doctrine of qualified governmental immunity is limited to highways, streets, sidewalks and sewers, and should not be applied to the Plaza, and that the State is subject to the same principles of law as a private landowner (see, Basso v Miller, 40 NY2d 233).

The enactment of Court of Claims Act § 8 resulted in a waiver of the sovereign immunity enjoyed by the State, which thereafter assumed liability for its conduct and consented to have such liability determined in accordance with the same rules of law applicable to individuals and corporations (Florence v Goldberg, 44 NY2d 189, 194). However, "[a]t the same time, the State * * * retained its immunity in areas involving the exercise of expert judgment in the course of governmental planning for the public safety” (Southworth v State of New York, 62 AD2d 731, 740, affd 47 NY2d 874; see, Weiss v Fote, 7 NY2d 579, 587). This shield against liability for the unique character of lawfully authorized planning by governmental bodies provides special treatment limiting the extent to which tort liability may arise and prevents submitting to a jury the question of the reasonableness of such deliberations by executive bodies (Weiss v Fote, supra). This defensive armor against tort liability is known as the doctrine of limited immunity.

[309]*309In determining whether the doctrine should be applied, its brief history is helpful. In the 1880’s, Ellen Urquhart commenced an action to recover damages for personal injuries sustained when she fell on a sidewalk in the City of Ogdensburg, St. Lawrence County. She complained that the slope of the sidewalk was defective and caused ice to form from water carelessly spilled prior to her accident. The defense was based upon the ground that "negligence cannot be predicated upon the plan or slope on which the walk was built for that was in the discretion of the common council” (Urquhart v City of Ogdensburg, 91 NY 67, 71). The Court of Appeals reversed a judgment in the plaintiffs favor, holding that: "The rule is well settled that where power is conferred on public officers or a municipal corporation to make improvements, such as streets, sewers, etc., and keep them in repair, the duty to make them is quasi judicial or discretionary, involving a determination as to their necessity, requisite capacity, location, etc., and for a failure to exercise this power or an erroneous estimate of the public needs, no civil action can be maintained” (supra, at 71). The raison d’etre for this decision is found in City of Lansing v Toolan (37 Mich 152, 154), which held that "[c]ourts and juries are not to say [municipal corporations] shall be punished in damages for not giving to the public more complete protection; for * * * that would be to take the administration of municipal affairs out of the hands to which it has been entrusted by law”. The progeny of Urquhart v City of Ogdensburg (supra) included a broad spectrum of cases in which the invocation of limited immunity protected municipalities from tort liability (Barrett v State of New York, 220 NY 423 [relocation of a beaver colony]; Watson v City of Kingston, 114 NY 88 [retaining wall and water runoff from a regraded street]; Monk v Town of New Utrecht, 104 NY 552 [involving a street and sidewalk plan without a fence along an embankment]; Summerville v City of Yonkers, 271 App Div 937, affd sub nom. Cauley v City of Yonkers, 297 NY 702 [splay connecting a sidewalk to a curb]; White v Board of Educ., 249 App Div 520, mod 250 App Div 777 [design of school doors]; Treadwell v City of Yonkers, 192 App Div 421 [cover of a drainage basin between a street and a sidewalk]; Owen v City of New York, 141 App Div 217 [a school sidewalk]; Pitman v City of New York, 141 App Div 670 [steps to a comfort station]).

In 1960, Weiss v Fote (7 NY2d 579, supra) revitalized and strengthened the doctrine of limited immunity. In reversing a [310]

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Bluebook (online)
152 A.D.2d 306, 549 N.Y.S.2d 191, 1989 N.Y. App. Div. LEXIS 15648, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joyce-v-state-nyappdiv-1989.