RENDERED: MARCH 8, 2024; 10:00 A.M. NOT TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals NO. 2022-CA-0596-DG
JOSHUA BANISTER APPELLANT
ON DISCRETIONARY REVIEW FROM v. MEADE CIRCUIT COURT HONORABLE BRUCE T. BUTLER, JUDGE ACTION NO. 21-XX-00003
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AFFIRMING
** ** ** ** **
BEFORE: ACREE, CALDWELL, AND CETRULO, JUDGES.
ACREE, JUDGE: Joshua Banister, Appellant, appeals the Meade Circuit Court’s
April 29, 2022 Opinion Affirming the Meade District Court’s November 16, 2018
Order denying Appellant’s suppression motion. Appellant entered a conditional
guilty plea to appeal the denial of his motion, arguing a Kentucky State Trooper lacked the requisite reasonable suspicion of illegal activity when he observed
Appellant pulling a trailer on a public roadway with a woman riding on the trailer.
This Court granted discretionary review. We affirm.
BACKGROUND
On September 9, 2017, Trooper Richard Ellis encountered a GMC
Suburban pulling a trailer. He noticed a woman riding on the trailer rather than
within the safe confines of the vehicle and stopped the Suburban.
Trooper Ellis smelled a strong odor of alcohol when he approached
the vehicle. He administered field sobriety tests to Appellant who was driving the
Suburban. Testing revealed he was intoxicated. Trooper Ellis arrested Appellant
for driving under the influence of alcohol.
In the district court, Appellant filed a motion to suppress the evidence
of his offense arguing the female passenger riding in the trailer did not constitute a
violation of KRS1 189.125, Kentucky’s seatbelt statute. Accordingly, he argued,
Trooper Ellis did not have a reasonable and articulable suspicion of illegal activity
necessary to support the traffic stop. Following a suppression hearing, the district
court denied the motion. The court concluded the circumstances did support
Trooper Ellis’s reasonable and articulable suspicion sufficient to stop Appellant’s
1 Kentucky Revised Statutes.
-2- vehicle. The district court determined a person riding on a trailer constitutes a
violation of KRS 189.125(6).2 The appeal centers on this ruling.
ANALYSIS
Where, as here, there are no facts in dispute and the appeal raises only
legal questions, the appellate court undertakes a de novo review. In considering
the applicable law, we start with Appellant’s Fourth Amendment protections.
“In order to uphold the protections of the Fourth Amendment, an
officer conducting an investigatory stop must have a reasonable suspicion, based
on objective and articulable facts, that criminal activity has occurred, is occurring,
or is about to occur.” Commonwealth v. Morgan, 248 S.W.3d 538, 540 (Ky. 2008)
(footnote omitted) (citing Brown v. Texas, 443 U.S. 47, 51, 99 S. Ct. 2637, 2641,
61 L. Ed. 2d 357 (1979)).
As Appellant argues, Trooper Ellis could not have reasonably
suspected criminal activity was afoot because the seatbelt statute did not apply to
the woman who rode on Appellant’s trailer. Accordingly, Appellant and the
Commonwealth respectively urge us to define the scope of KRS 189.125 narrowly
or broadly. Appellant insists the statute does not apply to those riding in cargo
areas, such as a pickup bed or a trailer. The Commonwealth asserts that all
passengers must wear a seatbelt, no matter their location.
2 Procedurally, the case was a bit more circuitous, but in ways that do not affect the outcome.
-3- However, we need not determine this specific question. There is a
simpler and more direct resolution. “[R]easonable suspicion can rest on a mistaken
understanding of the scope of a legal prohibition . . . .” Heien v. North Carolina,
574 U.S. 54, 60, 135 S. Ct. 530, 536, 190 L. Ed. 2d 475 (2014). This is because
reasonableness is “the ultimate touchtone” of Fourth Amendment jurisprudence.
Id. (quoting Riley v. California, 573 U.S. 373, 381, 134 S. Ct. 2473, 2482, 189 L.
Ed. 2d 430 (2014)). “To be reasonable is not to be perfect, and so the Fourth
Amendment allows for some mistakes on the part of government officials[.]” Id. at
60-61, 135 S. Ct. at 536 (citing Brinegar v. United States, 338 U.S. 160, 176, 69 S.
Ct. 1302, 1311, 93 L. Ed. 1879 (1949)).
This extends to police officers’ reasonable suspicions: “Reasonable
suspicion arises from the combination of an officer’s understanding of the facts
and his understanding of the relevant law.” Id. at 61, 135 S. Ct. at 536. A police
officer may hold a “reasonably mistaken” understanding under either category. Id.
However, “[t]he Fourth Amendment tolerates only reasonable mistakes, and those
mistakes – whether of fact or of law – must be objectively reasonable.” Id. at 66,
135 S. Ct. at 539 (emphasis original).
Such objectively reasonable, but mistaken, understanding of law
existed in Heien, where a law enforcement officer pulled a driver over because one
of the driver’s brake lights was out. Id. at 57, 135 S. Ct. 534. But North Carolina
-4- law only required one of a vehicle’s brake lights to be functioning, not both. Id.
Though the statute required vehicles to be equipped with “a stop lamp” and not
two or more stop lamps, the statute provided that the stop lamp “may be
incorporated into a unit with one or more other rear lamps.” Id. at 59, 135 S. Ct. at
535 (quoting N.C. Gen. Stat. § 20-129(g) (2007)). Another provision of the statute
required that all vehicles “have all originally equipped rear lamps or the equivalent
in good working order[.]” Id. at 68, 135 S. Ct. at 540 (quoting N.C. Gen. Stat. §
20-129(d) (2007)). Accordingly, the Court found it reasonable to conclude that a
stop lamp is a type of rear lamp and, therefore, a vehicle equipped with multiple
stop lamps must have all stop lamps in working order. Id. at 67-68, 135 S. Ct. at
540. The Supreme Court had “little difficulty” in determining the officer held a
reasonable misunderstanding of the law. Id. at 67, 135 S. Ct. at 540.
It is not necessary to interpret the scope of KRS 189.125 to affirm the
district court. Assuming, arguendo, that Kentucky’s seatbelt statute did not require
passengers riding in trailers or in the beds of pickup trucks to wear seatbelts, it
would be completely reasonable for Trooper Ellis to have misunderstood the law to
prohibit individuals from riding in such areas without seatbelts. The seatbelt
statute, with narrow exceptions irrelevant to this appeal, states: “A person shall not
operate a motor vehicle manufactured after 1981 on the public roadways of this
state unless the driver and all passengers are wearing a properly adjusted and
Free access — add to your briefcase to read the full text and ask questions with AI
RENDERED: MARCH 8, 2024; 10:00 A.M. NOT TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals NO. 2022-CA-0596-DG
JOSHUA BANISTER APPELLANT
ON DISCRETIONARY REVIEW FROM v. MEADE CIRCUIT COURT HONORABLE BRUCE T. BUTLER, JUDGE ACTION NO. 21-XX-00003
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AFFIRMING
** ** ** ** **
BEFORE: ACREE, CALDWELL, AND CETRULO, JUDGES.
ACREE, JUDGE: Joshua Banister, Appellant, appeals the Meade Circuit Court’s
April 29, 2022 Opinion Affirming the Meade District Court’s November 16, 2018
Order denying Appellant’s suppression motion. Appellant entered a conditional
guilty plea to appeal the denial of his motion, arguing a Kentucky State Trooper lacked the requisite reasonable suspicion of illegal activity when he observed
Appellant pulling a trailer on a public roadway with a woman riding on the trailer.
This Court granted discretionary review. We affirm.
BACKGROUND
On September 9, 2017, Trooper Richard Ellis encountered a GMC
Suburban pulling a trailer. He noticed a woman riding on the trailer rather than
within the safe confines of the vehicle and stopped the Suburban.
Trooper Ellis smelled a strong odor of alcohol when he approached
the vehicle. He administered field sobriety tests to Appellant who was driving the
Suburban. Testing revealed he was intoxicated. Trooper Ellis arrested Appellant
for driving under the influence of alcohol.
In the district court, Appellant filed a motion to suppress the evidence
of his offense arguing the female passenger riding in the trailer did not constitute a
violation of KRS1 189.125, Kentucky’s seatbelt statute. Accordingly, he argued,
Trooper Ellis did not have a reasonable and articulable suspicion of illegal activity
necessary to support the traffic stop. Following a suppression hearing, the district
court denied the motion. The court concluded the circumstances did support
Trooper Ellis’s reasonable and articulable suspicion sufficient to stop Appellant’s
1 Kentucky Revised Statutes.
-2- vehicle. The district court determined a person riding on a trailer constitutes a
violation of KRS 189.125(6).2 The appeal centers on this ruling.
ANALYSIS
Where, as here, there are no facts in dispute and the appeal raises only
legal questions, the appellate court undertakes a de novo review. In considering
the applicable law, we start with Appellant’s Fourth Amendment protections.
“In order to uphold the protections of the Fourth Amendment, an
officer conducting an investigatory stop must have a reasonable suspicion, based
on objective and articulable facts, that criminal activity has occurred, is occurring,
or is about to occur.” Commonwealth v. Morgan, 248 S.W.3d 538, 540 (Ky. 2008)
(footnote omitted) (citing Brown v. Texas, 443 U.S. 47, 51, 99 S. Ct. 2637, 2641,
61 L. Ed. 2d 357 (1979)).
As Appellant argues, Trooper Ellis could not have reasonably
suspected criminal activity was afoot because the seatbelt statute did not apply to
the woman who rode on Appellant’s trailer. Accordingly, Appellant and the
Commonwealth respectively urge us to define the scope of KRS 189.125 narrowly
or broadly. Appellant insists the statute does not apply to those riding in cargo
areas, such as a pickup bed or a trailer. The Commonwealth asserts that all
passengers must wear a seatbelt, no matter their location.
2 Procedurally, the case was a bit more circuitous, but in ways that do not affect the outcome.
-3- However, we need not determine this specific question. There is a
simpler and more direct resolution. “[R]easonable suspicion can rest on a mistaken
understanding of the scope of a legal prohibition . . . .” Heien v. North Carolina,
574 U.S. 54, 60, 135 S. Ct. 530, 536, 190 L. Ed. 2d 475 (2014). This is because
reasonableness is “the ultimate touchtone” of Fourth Amendment jurisprudence.
Id. (quoting Riley v. California, 573 U.S. 373, 381, 134 S. Ct. 2473, 2482, 189 L.
Ed. 2d 430 (2014)). “To be reasonable is not to be perfect, and so the Fourth
Amendment allows for some mistakes on the part of government officials[.]” Id. at
60-61, 135 S. Ct. at 536 (citing Brinegar v. United States, 338 U.S. 160, 176, 69 S.
Ct. 1302, 1311, 93 L. Ed. 1879 (1949)).
This extends to police officers’ reasonable suspicions: “Reasonable
suspicion arises from the combination of an officer’s understanding of the facts
and his understanding of the relevant law.” Id. at 61, 135 S. Ct. at 536. A police
officer may hold a “reasonably mistaken” understanding under either category. Id.
However, “[t]he Fourth Amendment tolerates only reasonable mistakes, and those
mistakes – whether of fact or of law – must be objectively reasonable.” Id. at 66,
135 S. Ct. at 539 (emphasis original).
Such objectively reasonable, but mistaken, understanding of law
existed in Heien, where a law enforcement officer pulled a driver over because one
of the driver’s brake lights was out. Id. at 57, 135 S. Ct. 534. But North Carolina
-4- law only required one of a vehicle’s brake lights to be functioning, not both. Id.
Though the statute required vehicles to be equipped with “a stop lamp” and not
two or more stop lamps, the statute provided that the stop lamp “may be
incorporated into a unit with one or more other rear lamps.” Id. at 59, 135 S. Ct. at
535 (quoting N.C. Gen. Stat. § 20-129(g) (2007)). Another provision of the statute
required that all vehicles “have all originally equipped rear lamps or the equivalent
in good working order[.]” Id. at 68, 135 S. Ct. at 540 (quoting N.C. Gen. Stat. §
20-129(d) (2007)). Accordingly, the Court found it reasonable to conclude that a
stop lamp is a type of rear lamp and, therefore, a vehicle equipped with multiple
stop lamps must have all stop lamps in working order. Id. at 67-68, 135 S. Ct. at
540. The Supreme Court had “little difficulty” in determining the officer held a
reasonable misunderstanding of the law. Id. at 67, 135 S. Ct. at 540.
It is not necessary to interpret the scope of KRS 189.125 to affirm the
district court. Assuming, arguendo, that Kentucky’s seatbelt statute did not require
passengers riding in trailers or in the beds of pickup trucks to wear seatbelts, it
would be completely reasonable for Trooper Ellis to have misunderstood the law to
prohibit individuals from riding in such areas without seatbelts. The seatbelt
statute, with narrow exceptions irrelevant to this appeal, states: “A person shall not
operate a motor vehicle manufactured after 1981 on the public roadways of this
state unless the driver and all passengers are wearing a properly adjusted and
-5- fastened seat belt[.]” KRS 189.125(6). While Kentucky’s motor vehicle statute
does define what a “vehicle” is, it does not do so in a manner that would exempt or
include a trailer from the statute’s provisions. See KRS 189.010(19).3 The statute
does not provide a definition of “passenger” at all. See KRS 189.010 et seq. And
we have this from Black’s Law Dictionary:
vehicle (vee-ə-kəl) n. (17c) 1. An instrument of transportation or conveyance. 2. Any conveyance used in transporting passengers or things by land, water, or air. - motor vehicle. (1890) A wheeled conveyance that does not run on rails and is self-propelled, esp. one powered by an internal-combustion engine, a battery or fuel-cell, or a combination of these.
Vehicle, BLACK’S LAW DICTIONARY (11th ed. 2019). We note particularly that
Black’s treats motor vehicles as a subcategory of vehicles in general. The same
distinction is made between KRS 189.010(19)(a) (“vehicle”) and KRS
189.010(19)(b) (“motor vehicle”). And the vehicle in general in this case was
“used in transporting [a] passenger” and that is who drew Trooper Ellis’s attention.
It was therefore reasonable for Trooper Ellis to believe the passenger
being transported by Appellant was in a vehicle without being restrained by a
seatbelt. Even if we assume Trooper Ellis was wrong about the law when he
stopped Appellant, we cannot say his mistake of the law was unreasonable.
3 KRS 189.010(19)(a), as relevant, defines a “vehicle” to include “[a]ll vehicles passing over or upon the highways.” While the statute goes on to list exceptions to this definition in subsection 19(b), a trailer is not one of these exceptions.
-6- If Appellant was contesting a conviction under the seatbelt statute
itself, we would then be required to determine whether a person riding in a trailer
without wearing a seatbelt violates KRS 189.125. But, because Appellant instead
challenges the traffic stop which resulted in his arrest for DUI, this analysis is
unnecessary.
Given the uncontested facts of this case and the ruling in Heien by the
Supreme Court of the United States interpreting the Fourth Amendment, it is
unnecessary for this Court to discern the General Assembly’s intention from the
language of the seatbelt statute.
CONCLUSION
Based on the foregoing, we affirm the Meade Circuit Court’s April
29, 2022 Opinion Affirming.
CALDWELL, JUDGE, CONCURS.
CETRULO, JUDGE, CONCURS IN RESULT ONLY.
BRIEF FOR APPELLANT: BRIEF FOR APPELLEE:
Larry D. Ashlock Daniel Cameron Elizabethtown, Kentucky Attorney General of Kentucky
Kristen L. Conder Assistant Attorney General Frankfort, Kentucky
-7-