Joseph Pellegrini v. Kilolo Kijakazi

CourtDistrict Court, C.D. California
DecidedSeptember 8, 2022
Docket5:21-cv-01075
StatusUnknown

This text of Joseph Pellegrini v. Kilolo Kijakazi (Joseph Pellegrini v. Kilolo Kijakazi) is published on Counsel Stack Legal Research, covering District Court, C.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph Pellegrini v. Kilolo Kijakazi, (C.D. Cal. 2022).

Opinion

Case 5:21-cv-01075-GJS Document 25 Filed 09/08/22 Page 1 of 14 Page ID #:659

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10

11 JOSEPH P.,1 Case No. 5:21-cv-1075-GJS

12 Plaintiff

13 v. MEMORANDUM OPINION AND ORDER 14 KILOLO KIJAKAZI, Acting Commissioner of Social Security, 15 Defendant. 16

17 I. PROCEDURAL HISTORY 18 Plaintiff Joseph P. (“Plaintiff”) filed a complaint seeking review of the 19 decision of the Commissioner of Social Security terminating his previously granted 20 Disability Insurance Benefits (“DIB”) awarded under Title II of the Social Security 21 Act. [Dkt. 1.] The parties filed consents to proceed before the undersigned United 22 States Magistrate Judge [Dkts. 11 and 12] and briefs addressing disputed issues in 23 the case [Dkt. 20 (“Pltf. Br.”) and Dkt. 24 (“Def. Br.”)]. The Court has taken the 24 parties’ briefing under submission without oral argument. For the reasons discussed 25 below, the Court finds that this matter should be affirmed. 26

27 1 In the interest of privacy, this Order uses only the first name and the initial of the last name of the non-governmental party. 28 Case 5:21-cv-01075-GJS Document 25 Filed 09/08/22 Page 2 of 14 Page ID #:660

1 II. ADMINISTRATIVE DECISION UNDER REVIEW 2 Following a decision dated May 10, 2013, which is the comparison point 3 decision (“CPD”), Plaintiff began receiving disability benefits due to impairments 4 caused by a mood disorder. [AR 133.] Upon subsequent review, the Commissioner 5 found that Plaintiff’s impairments had medically improved such that he was able to 6 return to work and no longer disabled as of April 1, 2017. [AR 116, 142.] Plaintiff 7 requested reconsideration before a Disability Hearing Officer (“DHO”). [AR 123.] 8 On October 18, 2017, the DHO held a hearing and issued a decision upholding the 9 determination of Plaintiff’s medical improvement relating to his ability to work and 10 finding him “not disabled.” [AR 124-141.] Plaintiff appealed the DHO’s decision 11 and requested a hearing before an ALJ. [AR 145.] 12 On December 5, 2019, Plaintiff appeared via video and testified in a hearing 13 held before Administrative Law Judge Josephine Arno. [AR 11, 32 -62.] The ALJ 14 advised him of his right to representation at the outset and, after being so advised, 15 Plaintiff confirmed that he signed a waiver form indicating his desire to proceed 16 unrepresented. [AR 34.] Testimony was heard from Plaintiff, his mother, and a 17 vocational expert (“VE”). [AR 11, 33-34.] 18 In a decision dated September 25, 2020, the ALJ found Plaintiff’s 19 impairments had medically improved after the CPD such that he was no longer 20 disabled as of April 1, 2017. [AR 15.] After considering Plaintiff’s stated reasons 21 for disagreeing with the ALJ’s decision, the Appeals Council denied his request for 22 review, making the ALJ’s decision the final decision of the Commissioner. [AR 1- 23 10.] This action followed. 24 III. GOVERNING STANDARD 25 Under 42 U.S.C. § 405(g), the Court reviews the Commissioner’s decision to 26 determine if: (1) the Commissioner’s findings are supported by substantial 27 evidence; and (2) the Commissioner used correct legal standards. Carmickle v. 28 Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1159 (9th Cir. 2008); Hoopai v. Astrue, 2 Case 5:21-cv-01075-GJS Document 25 Filed 09/08/22 Page 3 of 14 Page ID #:661

1 499 F.3d 1071, 1074 (9th Cir. 2007). Substantial evidence is “such relevant 2 evidence as a reasonable mind might accept as adequate to support a conclusion.” 3 Richardson v. Perales, 402 U.S. 389, 401 (1971) (internal citation and quotations 4 omitted); see also Hoopai, 499 F.3d at 1074. 5 IV. DISCUSSION 6 Plaintiff argues the ALJ erred by: (1) failing to adequately advise him of his 7 right to representation; and (2) failing to develop the record. The Court addresses 8 Plaintiff’s contentions below and finds that reversal is not warranted. 9 1. Plaintiff’s Right to Representation 10 First, Plaintiff argues that he did not knowingly waive his right to 11 representation at the hearing before the ALJ. Specifically, Plaintiff contends that 12 although the ALJ verbally informed him that he had a right to be represented by 13 counsel, the ALJ never explained that he could obtain an attorney for little or no cost 14 even after Plaintiff repeatedly expressed that he did not obtain counsel because he 15 did not have the financial means to do so. (Pltf.’s Br. at 8-12.) According to 16 Plaintiff, the ALJ’s failure to “explain the availability of both free legal services and 17 contingency representation” at the administrative hearing failed to comply with the 18 waiver procedures established in the Commissioner’s Hearings, Appeals and 19 Litigation Manual (“HALLEX”). (Pltf.’s Br. at 9.) Defendant responds that 20 Plaintiff waived his right of representation on the record. Moreover, even if there 21 was no waiver, Plaintiff is not entitled to relief because HALLEX does not carry the 22 force of law and therefore it is not binding on the ALJ nor legally enforceable by the 23 Court. 24 A. Legal Standard 25 The Social Security Commissioner is required to notify claimants in writing 26 of their “options for obtaining attorneys [and] of the availability to qualifying 27 claimants of legal services organizations which provide legal services free of 28 charge.” 42 U.S.C. § 406(c). The Ninth Circuit requires the Commissioner to make 3 Case 5:21-cv-01075-GJS Document 25 Filed 09/08/22 Page 4 of 14 Page ID #:662

1 an extra effort to ensure a claimant fully understands contingency arrangements in 2 cases of financial hardship. Roberts v. Comm’r of the SSA, 644 F.3d 931, 934 (9th 3 Cir. 2011). However, a claimant may waive his right to counsel if he received 4 information enabling him to make an informed decision. Vasquez v. Astrue, Case 5 No. EDCV 11-883-OP, 2012 U.S. Dist. LEXIS 21596, 2012 WL 590019, at *2 6 (C.D. Cal. Feb. 21, 2012) (finding claimant knowingly waived right to counsel). 7 In Roberts v. Comm’r of the Soc. Sec. Admin., the Ninth Circuit Court of 8 Appeals held that an ALJ is not required to provide any disclosures beyond those 9 contained in 42 U.S.C. § 406(c) before obtaining a valid, informed waiver by a 10 claimant of his or her right to representation. 644 F.3d 931, 934 (9th Cir. 2011).

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Joseph Pellegrini v. Kilolo Kijakazi, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-pellegrini-v-kilolo-kijakazi-cacd-2022.