Joseph L. Smith v. Warden, Macon State Prison

CourtCourt of Appeals for the Eleventh Circuit
DecidedFebruary 10, 2020
Docket18-13801
StatusUnpublished

This text of Joseph L. Smith v. Warden, Macon State Prison (Joseph L. Smith v. Warden, Macon State Prison) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph L. Smith v. Warden, Macon State Prison, (11th Cir. 2020).

Opinion

Case: 18-13801 Date Filed: 02/10/2020 Page: 1 of 21

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 18-13801 Non-Argument Calendar ________________________

D.C. Docket No. 1:17-cv-05385-ELR

JOSEPH L. SMITH,

Petitioner-Appellant,

versus

WARDEN, MACON STATE PRISON,

Respondent-Appellee.

________________________

Appeal from the United States District Court for the Northern District of Georgia ________________________

(February 10, 2020)

Before JORDAN, BRANCH and HULL, Circuit Judges.

PER CURIAM: Case: 18-13801 Date Filed: 02/10/2020 Page: 2 of 21

Joseph Smith is a Georgia prisoner serving a life sentence plus 30 years for

involuntary manslaughter, felony murder, cruelty to children, aggravated assault,

false imprisonment, and reckless conduct in connection with the death of Smith’s

eight-year-old son Josef. Smith appeals the district court’s denial of his 28 U.S.C.

§ 2254 petition for a writ of habeas corpus.

During closing arguments at trial, the state prosecutor lit candles on a

birthday cake and sang happy birthday to Smith’s deceased son. Smith’s § 2254

petition asserted that: (1) the state prosecutor’s conduct violated his Fourteenth

Amendment due process right to a fair trial; and (2) his trial counsel’s failure to

object to the state prosecutor’s conduct violated his Sixth Amendment right to

effective assistance of counsel. The Georgia Supreme Court held on direct appeal

that Smith’s trial counsel was not constitutionally ineffective for failing to object.

For the reasons explained below, we conclude that the Georgia Supreme Court’s

decision was not contrary to, or an unreasonable application of, clearly established

federal law or based on an unreasonable determination of the facts in light of the

evidence presented to the state court. See 28 U.S.C. § 2254(d). Thus, we affirm

the district court’s denial of Smith’s claims.

2 Case: 18-13801 Date Filed: 02/10/2020 Page: 3 of 21

I. PROCEDURAL HISTORY

As the parties are already familiar with the facts of Josef’s injuries and death

that underpin Smith’s state court convictions, we do not recount them here and

instead address them in our discussion only as necessary.

A. Indictment and Trial in State Court

In 2006, a state court grand jury indicted petitioner Smith and his wife

Sonya on charges of malice murder (Count 1), three counts of felony murder

(Counts 2, 3, and 4), five counts of cruelty to children in the first degree (Counts 5,

8, 10, 12, and 14), three counts of aggravated assault (Counts 6, 9, and 11), and

two counts of false imprisonment (Counts 7 and 13). Smith and Sonya pled not

guilty to all counts.

After eight days of trial, the parties’ counsel gave their closing arguments.

At the end of her rebuttal, the state prosecutor had the lights in the courtroom

dimmed, removed a birthday cake from a bag, lit the candles, and then stated the

following:

I was thinking about something the other day. I was thinking about birthdays. Happy birthday to you. Happy birthday to you. Happy birthday, dear Josef. Happy birthday to you. There are eight candles on that cake. But you know what’s not on there? One more candle for his 9th birthday, because he didn’t get to see that. You may think that’s harsh, but it’s true. And it was at the hands of those people.

Neither defense counsel objected to the prosecutor’s actions, and the state trial

court did not issue a curative instruction. 3 Case: 18-13801 Date Filed: 02/10/2020 Page: 4 of 21

Following deliberations, the jury found Smith and his wife Sonya guilty of

the lesser included offense of involuntary manslaughter in Count 1, felony murder

in Count 2, cruelty to children in Counts 5, 8, 10 and 12, aggravated assault in

Counts 6, 9, and 11, false imprisonment in Count 13, and the lesser included

offense of reckless conduct in Count 14. 1 The jury found Smith and Sonya not

guilty of the felony murder charges in Counts 3 and 4 and the false imprisonment

charge in Count 7. The state trial court imposed a life sentence, plus 30 years, on

both Smith and Sonya.

B. Motion for a New Trial

After retaining new counsel, Richard Allen, Smith filed an amended motion

for a new trial. Smith argued, among other things, that his trial counsel was

constitutionally ineffective and that the state prosecutor’s conduct during closing

argument—singing happy birthday with a cake and candles—was a stunt designed

to inflame the jury’s passion and “the passivity of the [trial] Court and defense

counsel in allowing this stunt” denied Smith a fair trial under the Sixth and

Fourteenth Amendments.

During a hearing on the motion, Smith’s trial counsel, Manubir Arora,

testified that he was surprised by the prosecutor’s unprecedented conduct but

1 The felony murder charged in Count 2 alleged that on October 8, 2003, Smith caused Josef’s death “while in the commission of a felony, to wit: Cruelty to Children in the First Degree.” 4 Case: 18-13801 Date Filed: 02/10/2020 Page: 5 of 21

quickly decided not to object to it. He explained that he did not object because he

“didn’t want to call any more attention” to it as it was “so absurd,” and he thought

“it would turn the jurors off.” On cross-examination, trial counsel further

explained his strategic decision not to object once he realized what the prosecutor

was doing, stating, “What is there left to object to? At that point, the damage had

been done and if I get up and say ‘Judge, I object,’ what are we going to do? Blow

the candles out and put it away and say disregard something so preposterous.”

Trial counsel noted that prosecutors sometimes say “over the top” or “crazy”

things and “you just sort of go with it,” and “the only time you can really object

and get any benefit is had I known it was coming.” Trial counsel stated that the

prosecutor snapped her fingers, a deputy turned out the lights, and the cake was

“already out there” before he could object. Trial counsel added that the

prosecutor’s actions “caught everybody by surprise,” that he thought “it was too

late to object” and that an objection at that point would have caused a stir and

emphasized the prosecutor’s actions even more.

The state trial court subsequently found that trial counsel’s performance was

not deficient and denied Smith’s motion for a new trial.

C. Direct Appeal in State Court

In his direct appeal to the Georgia Supreme Court, Smith claimed that the

trial court erred in denying his motion for a new trial based on trial counsel’s

5 Case: 18-13801 Date Filed: 02/10/2020 Page: 6 of 21

ineffective assistance. 2 In his brief, Smith argued that the state prosecutor’s

conduct “was so egregious that counsel’s objection was not necessary” and that in

addition to his Sixth Amendment right to effective counsel, his Fourteenth

Amendment right to a fair trial was violated. While Smith referred to a Fourteenth

Amendment violation, he did not raise this claim as a separate enumeration of error

in his direct appeal brief.

In 2010, the Georgia Supreme Court consolidated Smith’s appeal with his

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Joseph L. Smith v. Warden, Macon State Prison, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-l-smith-v-warden-macon-state-prison-ca11-2020.