Joseph Amatel v. Janet Reno, Attorney General of the United States

156 F.3d 192, 332 U.S. App. D.C. 191
Court of Appeals for the D.C. Circuit·Decided December 11, 1998·No. 97-5293, 97-5294, 97-5295·Published·Cited by 100 cases

Opinions

Opinion for the Court filed by Circuit Judge WILLIAMS.

Dissenting opinion filed by Circuit Judge WALD.

STEPHEN F. WILLIAMS, Circuit Judge:

A group of prisoners and publishers challenges the constitutionality of a statutory ban on the use of Bureau of Prisons funds to distribute sexually explicit material to prisoners. The statute is not enforced directly; instead, the Bureau has promulgated regulations defining the terms of the proscription and significantly narrowing its scope. The district court, analyzing the statute, ruled that it was facially invalid as a violation of the First Amendment and enjoined its enforcement. Finding that scrutiny should be directed to the substance of the regulations instead, and disagreeing with the district court’s evaluation, we reverse and remand.

* * *

Before 1996, federal regulations authorized prison wardens to reject a publication “only if it [was] determined detrimental to the security, good order, or discipline of the institution or if it might facilitate criminal activity.” 28 C.F.R. § 540.71(b). Sexually explicit material fell into this category if it “by its nature or content pose[d] a threat to the security, good order, or discipline of the institution, or facilitated criminal activity.” 28 C.F.R. § 540.71(b)(7). Under this standard, explicit heterosexual material was ordinarily admitted. See Thornburgh v. Abbott, 490 U.S. 401, 405 n. 6, 109 S.Ct. 1874, 104 L.Ed.2d 459 (1989).

In 1996 Congress passed the Ensign Amendment, which bars the use of Bureau of Prisons funds to pay for the distribution of commercial material that “is sexually explicit or features nudity.”1 See Omnibus Consolidated Appropriations Act of 1997, Pub. L. No. 104-208 § 614.2 Regulations later adopted by the Bureau assign rather narrow meanings to these terms: “nudity” means “a pictorial depiction where genitalia or female breasts are exposed”; “features” means that “the publication contains depictions of nudity or sexually explicit conduct on a routine or regular basis or promotes itself based upon such depictions in the case of individual onetime issues.” Even material that otherwise would be said to “feature nudity” is excepted if it contains “nudity illustrative of medical, educational, or anthropological content.” “Sexually explicit” means “a pictorial depiction of actual or simulated sexual acts including sexual intercourse, oral sex, or masturbation.” 28 C.F.R. § 540.72(b). Under these regulations, then, there is no restriction whatever on non-pictorial sexually explicit material.

[195] In 1997, three inmates, each denied receipt of either Playboy or Penthouse, filed separate suits alleging that the Ensign Amendment violated the First Amendment. Their suits were consolidated, along with similar suits filed by the publishers of those magazines and a publishing trade organization; the consolidated plaintiffs moved for injunc-tive relief. The district court, purporting to apply the test set out in Turner v. Safley, 482 U.S. 78, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987), found the Ensign Amendment facially invalid — implicitly granting plaintiffs’ motion for summary judgment (which, in fact, they never made) — and permanently enjoined its enforcement. 975 F.Supp. 365, 370 (D.D.C. 1997).

Both sides agree that Safley sets out the appropriate framework for reviewing government regulation of prisons.3 But before beginning that analysis, we must note that our first difference with the district court is as to the proper object of judicial scrutiny.

Plaintiffs ask for relief against both the Ensign Amendment and its implementing regulations. The district court seemed to assume that the statute itself has been and will be applied to these plaintiffs; accordingly, it directed its analysis primarily towards the statute. Id. at 368-70. But there is no suggestion that any warden does or will apply the statute directly; so far as appears, all enforcement is mediated through the regulations.

Insofar as plaintiffs attack the proscriptions of the statute not embodied in the regulations, they effectively pursue a pre-enforcement challenge. Even in the First Amendment context, such a challenge presents a justiciable controversy only if the probability of enforcement is “real and substantial.” Salvation Army v. Dep’t of Comm. Affairs, 919 F.2d 183, 192 (3d Cir.1990); see also Steffel v. Thompson, 415 U.S. 452, 460, 94 S.Ct. 1209, 39 L.Ed.2d 505 (1974). In the statutory borderland beyond the implementing regulations (i.e., the statute’s apparent ban on some non-pictorial material, its vaguer language, and its lack of any exception for medical or educational material), the prospect of enforcement appears completely insubstantial. It is as if the government had waived certain provisions of the law. And with such a waiver, as Salvation Army explicitly holds, there is no standing to challenge the waived provisions. See 919 F.2d at 192-93 (“[T]he district court should decline to provide an advisory opinion regarding the constitutionality of these provisions.”). See also Forsyth County, Georgia v. Nationalist Movement, 505 U.S. 123, 131, 112 S.Ct. 2395, 120 L.Ed.2d 101 (1992) (evaluation of facial challenge to statute must take into account construction by enforcing body). We therefore limit our focus to the substantive prohibitions of the regulations.4

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Joseph Amatel v. Janet Reno, Attorney General of the United States, 156 F.3d 192, 332 U.S. App. D.C. 191 (D.C. Cir. 1998).

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