Jose Zamarripa Alvarado v. State

• Court: Court of Appeals of Texas
• Decided: January 18, 2012
• Docket: 08-10-00211-CR
• Status: Published

Opinion

COURT OF APPEALS EIGHTH DISTRICT OF TEXAS EL PASO, TEXAS

JOSE ZAMARRIPA ALVARADO, ' No. 08-10-00211-CR Appellant, ' Appeal from the v. ' 406th District Court ' THE STATE OF TEXAS, of Webb County, Texas ' Appellee. ' (TC# 2008-CRS-000589)

OPINION

In a bench trial, Appellant, Jose Zamarripa Alvarado, was found guilty of indecency with a

child by contact and was sentenced to confinement for eleven years. On appeal, Appellant

contends that trial counsel rendered ineffective assistance and that the evidence presented in the

guilt-innocence phase of trial was legally insufficient to support his conviction. We affirm.

BACKGROUND

By indictment, Appellant was charged with indecency with a child by contact. The

complainant was C.J., the eleven-year old daughter of Appellant’s wife.

At trial, C.J. testified that Appellant, her mother, and her two sisters slept on two mattresses

in one room. Appellant and C.J.’s mother slept on one mattress, and C.J. and her sisters slept on

the other mattress, which was separated from the adults’ bed. C.J’s mother always slept closest to

her daughters’ mattress, and C.J. always slept closest to her mother. On or about April 1, 2007,

C.J. went to bed with her clothes on, including underwear, blue jeans, and a blouse. C.J. awoke in the night because she saw and felt Appellant using his hand to touch her genitals underneath her

underwear. Appellant was in the bed where C.J.’s mother usually slept. After waking up to find

Appellant touching her in this way, C.J. moved away from where she was and Appellant left the

room for five to ten minutes. Appellant then returned to the adult bed and lay down where he

usually slept.

According to Yuridiana de Carmen Aranda, the certified outcry witness from the

Children’s Advocacy Center of Laredo who interviewed C.J. and testified at trial, C.J. reported

that Appellant had unbuttoned C.J.’s pants and touched C.J.’s vagina underneath her underwear

with his hand, causing C.J. pain.

Laredo Police Investigator Carlos Villarreal testified that he viewed the video recording of

C.J.’s outcry statement and asked Appellant to come to the police station so that he could speak

with Appellant about the allegations. After Villarreal advised Appellant of his constitutional

rights in English and Spanish, Appellant indicated that he understood his rights, placed his initials

next to each of the recited constitutional rights and wrote the word, “Si,” in answer to the

questions, “Do you understand your rights?” and “Do you elect to waive [your rights] and speak

with us at this time?” Within fifteen minutes, Appellant had completed his written statement and

was provided an opportunity to review the statement and make any changes or alterations.

Appellant’s written and signed warnings and voluntary statement were admitted into evidence

over the objection of Arturo Gallegos, Appellant’s trial counsel. Appellant’s confession, which

Appellant wrote by hand in Spanish, was read into the record by Villarreal and translated by the

trial court’s interpreter:

I, Jose Alvarado, make the following statement: That as [C.J.] accuses me of having touched her private part, I confess that it was so, but without bad

2 intention. It was because of accident. Because my lady, in other words, her mother, was supposed to be in the place that [C.J.] was at. And it was dark. I could not see. And since I’m always touching my lady, I got there and stuck my hand in her. But when I heard her talk, I removed my hand from there. She was not supposed to be in that place. But from there onwards, I tried that it will never happen again, and I never stick my hand into my lady until I am sure that it is her.

Although Appellant attempted to suppress the statement in a pretrial hearing, arguing that

it was involuntarily made because he was intoxicated, did not understand his rights, and was not

informed of a right to counsel, the trial court had found that Appellant’s Miranda rights were read

to him and that he knowingly, voluntarily, and intelligently waived them, and then ruled that

Appellant’s statement was admissible in evidence.

Appellant testified both at the suppression hearing and at trial. At trial, Appellant alleged

that he did not understand the warnings provided to him before making his statement, that he wrote

down what he was told to write at the police station, explained that his definition of “private parts”

includes “the breasts, in front on the bottom, and on the back,” and declared that he only touched

C.J.’s buttocks in the mistaken belief that he was touching his wife. Appellant testified that he

spanked C.J. as he routinely and lovingly spanks his wife, and remarked, “If that is touching, yes, I

did touch her.” As he had at the suppression hearing, Appellant again testified that his statement

was involuntarily made and denied any wrongdoing.

At the conclusion of the guilt-innocence phase of the bench trial, the trial court found

beyond a reasonable doubt that Appellant was read his Miranda rights and knowingly, voluntarily,

and intelligently waived them when he consented to provide the voluntary statement that was

admitted into evidence, and after taking into consideration all of the evidence that was presented,

found Appellant guilty of knowingly engaging in sexual contact with a child. During the

punishment phase, the trial court noted that Appellant’s statement that he stuck his hand in but

3 removed it when he heard C.J. speak was inconsistent with spanking. The trial court also

declared that it took into consideration the appearance and expression of C.J. when she testified

and likewise considered the demeanor and manner in which Appellant expressed himself in

responding to some of the questions and providing explanations during his testimony. Although

the State had offered Appellant plea agreements involving sentences of two years and three years,

the trial court sentenced Appellant to eleven years’ confinement so that Appellant would

“remember this act that [Appellant] committed [upon] an innocent 11-year-old girl” and would

remember how old C.J. was when Appellant committed the offense.

DISCUSSION

I.

In Issue One, Appellant contends trial counsel was ineffective and prejudiced his defense,

thereby depriving him of a fair trial. Appellant specifically complains that Mr. Gallegos rendered

ineffective assistance of counsel because: (1) Mr. Gallegos’ statements and acts before the trial

court in relation to Appellant’s refusal to accept the State’s plea offers undermined Appellant’s

presumption of innocence; (2) Mr. Gallegos failed to file a notice of appeal; (3) Mr. Gallegos

placed his own interests above Appellant’s right to a fair trial without prejudice; (4) Mr. Gallegos

failed to “invoke the rule” during the suppression hearing; (5) Mr. Gallegos failed to object to

“numerous leading questions” from the complaining witness; (6) Mr. Gallegos permitted exhibits

to be improperly admitted without certified translation thereof; (7) Mr. Gallegos failed to ask for a

directed verdict; and (8) Mr. Gallegos failed to argue that the evidence against Appellant was

insufficient to support his conviction.

In judging any claim of ineffective assistance of counsel, the benchmark must be “whether

4 counsel’s conduct so undermined the proper functioning of the adversarial process that the trial

cannot be relied on as having produced a just result.” Strickland v. Washington, 466 U.S. 668,

686, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). We analyze claims of ineffective assistance of

counsel under the Sixth Amendment by applying a two-prong test. Strickland, 466 U.S. at 686;

Ex parte Chandler, 182 S.W.3d 350, 353 (Tex.Crim.App. 2005). Under this framework,

Appellant must prove by preponderance of the evidence that his counsel’s performance was

deficient and there is a reasonable probability sufficient to undermine confidence in the result that

the outcome would have been different but for counsel’s deficient performance. Ex parte

Chandler, 182 S.W.3d at 353, citing Strickland, 466 U.S. at 694.

To establish deficient performance under the first prong of Strickland, Appellant must

show that counsel was not acting as a reasonably competent attorney and that his advice was not

within the range of competence demanded of attorneys in criminal cases. Ex parte Chandler, 182

S.W.3d at 354, citing Strickland, 466 U.S. at 687. Appellant must overcome the strong

presumption that counsel’s conduct fell within the wide range of reasonable professional

assistance. Strickland, 466 U.S. at 689. Thus, Appellant must overcome the presumption that,

under the circumstances, counsel’s challenged conduct may be considered sound trial strategy.

Miniel v. State, 831 S.W.2d 310, 323 (Tex.Crim.App. 1992), citing Strickland, 466 U.S. at 689.

While strategic choices made after thorough investigation of law and facts relevant to plausible

choices are virtually unchallengeable, counsel’s cited strategy does not prevent a reviewing court

from determining whether a specific act or omission was outside the wide range of professionally

competent assistance. Id. We judge the reasonableness of counsel’s performance according to

prevailing professional norms which includes an examination of all the facts and circumstances

5 involved in a particular case. See Strickland, 466 U.S. at 688, 690.

To meet his burden under the second prong of Strickland, Appellant must establish that

counsel’s constitutionally deficient performance prejudiced his defense; he must show that there is

a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding

would have been different. Ex parte Chandler, 182 S.W.3d at 354, citing Strickland, 466 U.S. at

694. A “reasonable probability” is “a probability sufficient to undermine confidence in the

outcome.” Strickland, 466 U.S. at 694. Any constitutionally deficient acts or omissions will be

considered in light of the totality of the evidence before the judge or jury when making this

determination. Strickland, 466 U.S. at 695; Ex parte Nailor, 149 S.W.3d 125, 130

(Tex.Crim.App. 2004).

The record on appeal must affirmatively demonstrate trial counsel’s alleged

ineffectiveness. Bone v. State, 77 S.W.3d 828, 835 (Tex.Crim.App. 2002). As the Texas Court

of Criminal Appeals has repeatedly said, a reviewing court will rarely be able to fairly evaluate the

merits of an ineffective-assistance-of-counsel claim on direct appeal because the record on direct

appeal is usually undeveloped and inadequately reflective of counsel’s reasons for his or her

actions at trial. Mata v. State, 226 S.W.3d 425, 430 (Tex.Crim.App. 2007); compare Cannon v.

State, 252 S.W.3d 342, 350 (Tex.Crim.App. 2008) (although rare, trial record was sufficient to

permit appellate court to decide merits of ineffective-assistance claim). “The lack of a clear

record usually will prevent the appellant from meeting the first part of the Strickland test, as the

reasonableness of counsel’s choices and motivations during trial can be proven deficient only

through facts that do not normally appear in the appellate record.” Mata, 226 S.W.3d at 430.

After conducting a thorough review, we find the record before us underdeveloped and

6 silent regarding the motivations underlying counsel’s tactical decisions.1 We find nothing in the

record that apprises us of counsel’s reasons for his acts or omissions at trial and about which

Appellant now complains in this direct appeal. Consequently, Appellant has not overcome the

strong presumption that counsel’s conduct was reasonable. See Mallett v. State, 65 S.W.3d 59, 63

(Tex.Crim.App. 2001). “[C]ollateral attack may be . . . the vehicle by which a thorough and

detailed examination of alleged ineffectiveness may be developed and spread upon a record.” Ex

parte Duffy, 607 S.W.2d 507, 513 (Tex.Crim.App. 1980). Issue One is overruled.

II.

In Issue Two, Appellant contends the evidence was legally insufficient to support his

conviction because the State failed to prove beyond a reasonable doubt the essential element of

intent. We disagree.

Standard of Review

In reviewing the sufficiency of the evidence to support a conviction, we view all of the

evidence in the light most favorable to the prosecution to determine whether any rational trier of

fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson v.

Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); Brooks v. State, 323 S.W.3d

893, 895 (Tex.Crim.App. 2010); Clayton v. State, 235 S.W.3d 772, 778 (Tex.Crim.App. 2007).

Such a standard not only gives full play to the responsibility of the trier of fact to resolve conflicts

in the testimony and to weigh the evidence accordingly, but it also enables the fact finder to draw

reasonable inferences from basic to ultimate facts. Jackson, 443 U.S. at 319; Clayton, 235

1 Appellant’s brief includes an affidavit that is not contained in either the clerk’s record or the reporter’s record, the two components which comprise the appellate record. TEX. R. APP. P. 34.1. We may not consider factual assertions that are outside the record, nor may a party circumvent this prohibition by submitting an affidavit for the first time on appeal. Whitehead v. State, 130 S.W.3d 866, 872 (Tex.Crim.App. 2004). 7 S.W.3d at 778. Indeed, the trier of fact is the sole judge of the weight and credibility of the

evidence, see Brown v. State, 270 S.W.3d 564, 568 (Tex.Crim.App. 2008), cert. denied, 129 S.Ct.

2075, 173 L.Ed.2d 1139 (2009), and therefore we, in performing our sufficiency review, may not

re-evaluate the weight and credibility of the evidence and substitute our judgment for that of the

fact finder. Dewberry v. State, 4 S.W.3d 735, 740 (Tex.Crim.App. 1999), cert. denied, 529 U.S.

1131, 120 S.Ct. 2008, 146 L.Ed.2d 958 (2000). Instead, we determine whether the necessary

inferences are reasonable based upon the combined and cumulative force of all the evidence when

viewed in the light most favorable to the verdict. Hooper v. State, 214 S.W.3d 9, 16-17

(Tex.Crim.App. 2007). Moreover, we presume that the fact finder resolved any conflicting

inferences in favor of the verdict and defer to that resolution. Jackson, 443 U.S. at 326; Clayton,

235 S.W.3d at 778.

The indictment charged Appellant with indecency with a child and alleged:

[O]n or about the 1st day of April, A.D., 2007 and anterior to the presentment of this indictment, in the County and State aforesaid, JOSE Z. ALVARADO, did then and there intentionally or knowingly, engage in sexual contact with “C.J.”, a child younger than 17 years of age, and not the spouse of JOSE Z. ALVARADO, by touching “C.J.’s” genitals with his hand, with the intent to arouse or gratify the sexual desire of any person, including his own sexual desire, Against the Peace and Dignity of the State.

Thus, to prove Appellant committed attempted aggravated sexual assault, the State was required to

show that on or about April 1, 2007, Appellant intentionally or knowingly touched C.J.’s genitals

with his hand with the intent to arouse or gratify his own sexual desire or that of another person and

that C.J. was under the age of 17 and was not Appellant’s spouse at the time of the offense. TEX.

PENAL CODE ANN. § 21.11(a)(1), (b)(1)(West 2011).

A person acts intentionally, or with intent with respect to the nature of his conduct or to a

8 result of his conduct when it is his conscious objective or desire to engage in conduct or cause the

result. TEX. PENAL CODE ANN. § 6.03(a)(West 2011). Proof of a culpable mental state

generally relies upon circumstantial evidence. Rodriguez v. State, 793 S.W.2d 744, 748

(Tex.App. – San Antonio 1990, no pet.). Circumstantial evidence of an accused’s mental state is

not treated differently than circumstantial evidence of other elements and is reviewed under the

same standard as direct evidence. Laster v. State, 275 S.W.3d 512, 521 (Tex.Crim.App. 2009).

Moreover, intent can be inferred from an accused’s actions, words, and conduct. Guevara v.

State, 152 S.W.3d 45, 50 (Tex.Crim.App. 2004); Maldonado v. State, 998 S.W.2d 239, 243

(Tex.Crim.App. 1999); Gallegos v. State, 340 S.W.3d 797, 802 (Tex.App. – San Antonio 2011, no

pet.). An accused’s intent is a question of fact to be determined by the fact finder from all the

facts and circumstances in evidence. Hemphill v. State, 505 S.W.2d 560, 562 (Tex.Crim.App.

1974). The specific intent required in proving indecency with a child may be inferred from a

defendant’s conduct, his remarks, and all of the surrounding circumstances. See McKenzie v.

State, 617 S.W.2d 211, 216 (Tex.Crim.App. 1981). An oral expression of intent is not required

and the conduct itself is sufficient to infer intent. C.F. v. State, 897 S.W.2d 464, 472 (Tex.App. –

El Paso 1995, no writ).

In his voluntary statement, Appellant admitted that he touched C.J.’s “private part” but

stuck his hand in her under the mistaken belief that he was touching his wife and removed his hand

when he heard C.J. speak. At trial, Appellant admitted touching C.J.’s buttocks, described the

touching as a spanking, denied touching C.J.’s genitals, and claimed the touching was accidental

because he believed he was contacting his wife. Rather, Appellant stated that it was not his

intention to touch C.J. as he intended to spank his wife as he did routinely. Appellant denied that

9 he spanked C.J. to satisfy any sexual desire.

C.J. testified that when she awoke, she felt and saw Appellant’s hand touching her genitals

underneath the blue jeans and underwear that she had worn to bed and that Appellant was located

where her mother usually slept. Ms. Aranda, the outcry witness, testified that C.J. cried upon

being interviewed, pointed to an anatomical drawing to show that Appellant had touched her

vagina, causing her pain, and disclosed that Appellant had unbuttoned the pants she was wearing

and touched her under her underwear.

Having viewed this conflicting evidence in the light most favorable to the verdict, we find

the trial court’s inference of intent from the evidence is reasonable based upon the combined and

cumulative force of all the evidence, and we conclude that any rational trier of fact could have

found the essential element of intent beyond a reasonable doubt. Hooper, 214 S.W.3d at 16-17;

Jackson, 443 U.S. at 326; Clayton, 235 S.W.3d at 778. Issue Two is overruled.

CONCLUSION

The trial court’s judgment is affirmed.

January 18, 2012 GUADALUPE RIVERA, Justice

Before McClure, C.J., Rivera, J., and Antcliff, J.

(Do Not Publish)