COURT OF APPEALS EIGHTH DISTRICT OF TEXAS EL PASO, TEXAS
JOSE VALDEZ-MARTINEZ, § No. 08-17-00193-CR Appellant, § v. Appeal from the § THE STATE OF TEXAS, 171st District Court § Appellee. of El Paso County, Texas § (TC# 20160D03097) §
MEMORANDUM OPINION
Appellant Jose Valdez-Martinez was convicted on two counts of indecency with a child by
engaging in sexual contact. See TEX.PENAL CODE ANN. § 21.11(a)(1). He was sentenced to three
years in prison. Two issues have been raised on appeal. First, Appellant challenges two separate
evidentiary rulings, both sustaining hearsay objections. Second, he contends that the State
improperly sought to shift its burden of proof. We affirm.
The complainant was around seven years old at the time of two incidents of indecent sexual
contact by Appellant. She was in high school at the time of her outcry and at the time of trial.
Because there is no challenge to the sufficiency of the evidence to support the convictions, and in
the interest of protecting the identities of the implicated minors, we limit our discussion of the factual and procedural background of this appeal to the information necessary to analyze the
discrete issues raised about various trial rulings.
I. Rule 803(3) hearsay exception for statement of declarant’s state of mind
Appellant challenges two evidentiary rulings, each sustaining hearsay objections. In each
instance, Appellant invoked Rule 803(3)—an exception to the hearsay rule for a statement of a
declarant’s then-existing mental, emotional, or physical condition—to justify the admission of
evidence of a speaker’s state of mind. First, on cross-examination Appellant attempted to elicit
from the complainant’s mother testimony that when she learned from a Child Protective Services
worker about the complainant’s outcry relating to Appellant, she also learned that the complainant
made a separate outcry implicating another person. Later, defense counsel attempted to elicit from
Appellant’s daughter evidence about untruthful statements made by the complainant, as examples
supporting testimony that the complainant had a reputation as an untruthful person.
“Hearsay” is a statement that “(1) the declarant does not make while testifying at the current
trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the
statement.” TEX.R.EVID. 801(d). Hearsay is generally inadmissible unless otherwise provided by
statute or the Rules of Evidence. See TEX.R.EVID. 802. The exception relied upon by Appellant
in this appeal applies to:
Then-Existing Mental, Emotional, or Physical Condition. A statement of the declarant’s then-existing state of mind (such as motive, intent, or plan) or emotional, sensory, or physical condition (such as mental feeling, pain, or bodily health), but not including a statement of memory or belief to prove the fact remembered or believed unless it relates to the validity or terms of the declarant’s will.
2 TEX.R.EVID. 803(3). We generally review evidentiary rulings for abuse of discretion, and we will
not find error in an evidentiary ruling unless it was outside the zone of reasonable disagreement.
See, e.g., De La Paz v. State, 279 S.W.3d 336, 343-44 (Tex.Crim.App. 2009).
a. Separate outcry
Outside the presence of the jury, defense counsel elicited from the complainant’s mother
proposed testimony that while receiving in-patient counseling at University Behavioral Health
Center (UBH), in addition to an outcry against Appellant, the complainant also made a separate
outcry that accused another person of sexual abuse. The mother confirmed that she learned of both
outcry statements in the same phone call she received “from CPS.” The mother was not present
at the time the complainant made her outcries to a therapist at UBH, and she did not know any
details relating to the other outcry. The State objected to the proposed testimony based on
irrelevance, hearsay, and unfair prejudice. The trial sustained the hearsay objection.
Appellant contends that the mother’s testimony was admissible as evidence of the
complainant’s state of mind, pursuant to the hearsay exception in Rule 803(3). But that exception
“applies only to a statement of the declarant,” and it “‘does not authorize receipt of a statement by
one person as proof of another’s state of mind.’” 2 Steven Goode & Olin Guy Wellborn III, Texas
Practice: Guide to the Texas Rules of Evidence § 803.6 (4th ed. 2019)(quoting Hong v. Children’s
Mem’l Hosp., 993 F.2d 1257, 1265 (7th Cir. 1993)). The witness—complainant’s mother—had
never discussed the separate outcry with the complainant, she only learned of it from the CPS
worker. For purposes of the hearsay exception, the declarant was the CPS worker, not the
complainant. As such, Rule 803(3) did not provide a basis for admitting double-hearsay about
what the complainant told the CPS worker, who then told the complainant’s mother. Moreover,
3 as observed by the trial judge, the same information could be (and ultimately was) elicited directly
from the complainant herself. See TEX.R.APP.P. 44.2(b).
b. Extrinsic evidence of complainant’s untruthfulness
As part of Appellant’s case-in-chief, he called his daughter, L.V., to testify in his defense.
L.V. had known the complainant her entire life, and she testified that the complainant had a
reputation for being “untruthful.” See TEX.R.EVID. 608(a)(witness’s credibility may be attacked
by testimony about the witness’s reputation for having a character for untruthfulness); see also
TEX.R.EVID. 608(b)(“a party may not inquire into or offer extrinsic evidence to prove specific
instances of the witness’s conduct in order to attack or support the witness’s character for
truthfulness”). Defense counsel then asked L.V. to provide an example of the complainant’s
untruthfulness. The witness testified that when she and the complainant were “around twelve,”
the complainant told her “a whole story about how she met this guy at the park, that they were
dating.” According to L.V., the complainant “went on with the story for about . . . four months,”
but then a “couple of months later” she admitted she had been lying about it.
Defense counsel then asked: “What kind of things did she tell you, her, and her boyfriend
did?” The State objected on the ground of hearsay, and defense counsel responded that it “goes to
the state of mind,” again invoking Rule 803(3). The trial court sustained the hearsay objection.
In the trial court, Appellant did not argue that the hearsay rule did not apply, but instead
argued for application of the Rule 803(3) exception because the complainant’s “state of mind”
justified eliciting evidence of what complainant, at age twelve, falsely claimed she and her fictious
boyfriend “did.” Similarly on appeal, Appellant contends that an exception to the hearsay rule
applied, and because the trial court sustained the hearsay objection, the jury “never heard from the
witness examples of the many times [the complainant] would make-up sexual situations or make- 4 up boyfriends for purposes of getting attention,” thus limiting his ability to demonstrate the
complainant’s “motive and state of mind.”
Among other arguments, the State notes that Appellant made no offer of proof concerning
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COURT OF APPEALS EIGHTH DISTRICT OF TEXAS EL PASO, TEXAS
JOSE VALDEZ-MARTINEZ, § No. 08-17-00193-CR Appellant, § v. Appeal from the § THE STATE OF TEXAS, 171st District Court § Appellee. of El Paso County, Texas § (TC# 20160D03097) §
MEMORANDUM OPINION
Appellant Jose Valdez-Martinez was convicted on two counts of indecency with a child by
engaging in sexual contact. See TEX.PENAL CODE ANN. § 21.11(a)(1). He was sentenced to three
years in prison. Two issues have been raised on appeal. First, Appellant challenges two separate
evidentiary rulings, both sustaining hearsay objections. Second, he contends that the State
improperly sought to shift its burden of proof. We affirm.
The complainant was around seven years old at the time of two incidents of indecent sexual
contact by Appellant. She was in high school at the time of her outcry and at the time of trial.
Because there is no challenge to the sufficiency of the evidence to support the convictions, and in
the interest of protecting the identities of the implicated minors, we limit our discussion of the factual and procedural background of this appeal to the information necessary to analyze the
discrete issues raised about various trial rulings.
I. Rule 803(3) hearsay exception for statement of declarant’s state of mind
Appellant challenges two evidentiary rulings, each sustaining hearsay objections. In each
instance, Appellant invoked Rule 803(3)—an exception to the hearsay rule for a statement of a
declarant’s then-existing mental, emotional, or physical condition—to justify the admission of
evidence of a speaker’s state of mind. First, on cross-examination Appellant attempted to elicit
from the complainant’s mother testimony that when she learned from a Child Protective Services
worker about the complainant’s outcry relating to Appellant, she also learned that the complainant
made a separate outcry implicating another person. Later, defense counsel attempted to elicit from
Appellant’s daughter evidence about untruthful statements made by the complainant, as examples
supporting testimony that the complainant had a reputation as an untruthful person.
“Hearsay” is a statement that “(1) the declarant does not make while testifying at the current
trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the
statement.” TEX.R.EVID. 801(d). Hearsay is generally inadmissible unless otherwise provided by
statute or the Rules of Evidence. See TEX.R.EVID. 802. The exception relied upon by Appellant
in this appeal applies to:
Then-Existing Mental, Emotional, or Physical Condition. A statement of the declarant’s then-existing state of mind (such as motive, intent, or plan) or emotional, sensory, or physical condition (such as mental feeling, pain, or bodily health), but not including a statement of memory or belief to prove the fact remembered or believed unless it relates to the validity or terms of the declarant’s will.
2 TEX.R.EVID. 803(3). We generally review evidentiary rulings for abuse of discretion, and we will
not find error in an evidentiary ruling unless it was outside the zone of reasonable disagreement.
See, e.g., De La Paz v. State, 279 S.W.3d 336, 343-44 (Tex.Crim.App. 2009).
a. Separate outcry
Outside the presence of the jury, defense counsel elicited from the complainant’s mother
proposed testimony that while receiving in-patient counseling at University Behavioral Health
Center (UBH), in addition to an outcry against Appellant, the complainant also made a separate
outcry that accused another person of sexual abuse. The mother confirmed that she learned of both
outcry statements in the same phone call she received “from CPS.” The mother was not present
at the time the complainant made her outcries to a therapist at UBH, and she did not know any
details relating to the other outcry. The State objected to the proposed testimony based on
irrelevance, hearsay, and unfair prejudice. The trial sustained the hearsay objection.
Appellant contends that the mother’s testimony was admissible as evidence of the
complainant’s state of mind, pursuant to the hearsay exception in Rule 803(3). But that exception
“applies only to a statement of the declarant,” and it “‘does not authorize receipt of a statement by
one person as proof of another’s state of mind.’” 2 Steven Goode & Olin Guy Wellborn III, Texas
Practice: Guide to the Texas Rules of Evidence § 803.6 (4th ed. 2019)(quoting Hong v. Children’s
Mem’l Hosp., 993 F.2d 1257, 1265 (7th Cir. 1993)). The witness—complainant’s mother—had
never discussed the separate outcry with the complainant, she only learned of it from the CPS
worker. For purposes of the hearsay exception, the declarant was the CPS worker, not the
complainant. As such, Rule 803(3) did not provide a basis for admitting double-hearsay about
what the complainant told the CPS worker, who then told the complainant’s mother. Moreover,
3 as observed by the trial judge, the same information could be (and ultimately was) elicited directly
from the complainant herself. See TEX.R.APP.P. 44.2(b).
b. Extrinsic evidence of complainant’s untruthfulness
As part of Appellant’s case-in-chief, he called his daughter, L.V., to testify in his defense.
L.V. had known the complainant her entire life, and she testified that the complainant had a
reputation for being “untruthful.” See TEX.R.EVID. 608(a)(witness’s credibility may be attacked
by testimony about the witness’s reputation for having a character for untruthfulness); see also
TEX.R.EVID. 608(b)(“a party may not inquire into or offer extrinsic evidence to prove specific
instances of the witness’s conduct in order to attack or support the witness’s character for
truthfulness”). Defense counsel then asked L.V. to provide an example of the complainant’s
untruthfulness. The witness testified that when she and the complainant were “around twelve,”
the complainant told her “a whole story about how she met this guy at the park, that they were
dating.” According to L.V., the complainant “went on with the story for about . . . four months,”
but then a “couple of months later” she admitted she had been lying about it.
Defense counsel then asked: “What kind of things did she tell you, her, and her boyfriend
did?” The State objected on the ground of hearsay, and defense counsel responded that it “goes to
the state of mind,” again invoking Rule 803(3). The trial court sustained the hearsay objection.
In the trial court, Appellant did not argue that the hearsay rule did not apply, but instead
argued for application of the Rule 803(3) exception because the complainant’s “state of mind”
justified eliciting evidence of what complainant, at age twelve, falsely claimed she and her fictious
boyfriend “did.” Similarly on appeal, Appellant contends that an exception to the hearsay rule
applied, and because the trial court sustained the hearsay objection, the jury “never heard from the
witness examples of the many times [the complainant] would make-up sexual situations or make- 4 up boyfriends for purposes of getting attention,” thus limiting his ability to demonstrate the
complainant’s “motive and state of mind.”
Among other arguments, the State notes that Appellant made no offer of proof concerning
the substance of the excluded evidence. To preserve error in a ruling to exclude evidence, the
party must inform the court of its substance by an offer of proof, unless the substance was apparent
from the context. See TEX.R.EVID. 103(a); Holmes v. State, 323 S.W.3d 163, 168 (Tex.Crim.App.
2009)(primary purpose of the offer of proof is to enable an appellate court to determine whether
the exclusion was erroneous and harmful; secondary purpose is to permit the trial judge to
reconsider the ruling in light of actual evidence). There was no formal offer of proof about how
Appellant’s daughter would have answered the question, nor any context to suggest that the answer
involved made-up “sexual situations . . . for purposes of getting attention.” We conclude that
Appellant did not preserve error by presenting a record to establish that his substantial rights were
harmed by the exclusion of evidence that the complainant, at age twelve, lied about sexual
engagements with fictitious boyfriends to seek attention. TEX.R.EVID. 103(a);
TEX.R.APP.P. 44.2(b). Accordingly, we overrule Appellant’s first issue.
II. Impermissible burden-shifting
In his second issue, Appellant contends that the State impermissibly attempted to shift the
burden of proof through its cross-examination of a witness. Appellant’s wife was called as part of
the defense case, and on direct examination she testified that she never spoke to the police about
the criminal allegations against her husband, and that the police never asked her or their daughter
about it. On cross-examination, the prosecutor asked whether the witness had called the police to
ask them to take a statement from her daughter. She said she had not done so. The prosecutor
then began to ask whether she thought “that would have been helpful, to further exonerate, to show 5 the --.” Defense counsel objected to the relevance of the question, which the trial court sustained.
Counsel then asked that the jury be instructed to disregard the question, and the trial court
complied.
The prosecutor then asked for “a little bit of leeway in that realm,” arguing that the witness
had “opened up that door,” and if she or her daughter “wanted to give statements at the time,
they’re free people. They could have called the cops and said, we want to give a statement.”
Defense counsel again objected, this time stating that the prosecutor was “shifting the burden.”
Counsel argued that “[i]t is not a private citizen’s responsibility to know what the police are
investigating.” She further argued that the prosecutor had “made a speaking objection, in front of
this jury, shifting the burden. It is not [the witness’s] responsibility to exonerate a person who is
innocent until prove[n] guilty.” The trial court sustained Appellant’s objection. After a conference
at the bench, the judge instructed the jury to disregard the prosecutor’s remarks, reminding them
that “the burden has always been, and still remains, on the State.”
On appeal, Appellant argues that the trial court abused its discretion and failed to “cure the
error created by the State when it shifted the burden of proof” to him. Among other arguments,
the State argues that Appellant failed to preserve error by pursuing his objection to an adverse
ruling. The trial judge sustained Appellant’s objections and gave all requested instructions for the
jury to disregard the prosecutor’s statements; accordingly, Appellant received all the relief he
requested at trial.
To preserve error for appellate review, the record must show not only that a complaint was
made to the trial court by timely objection, but also that the trial court ruled on the request (or
refused to do so). See TEX.R.APP.P. 33.1(a). Critically, the objection must be pursued to an
adverse ruling, otherwise there is nothing to appeal. “The essential requirement is a timely, 6 specific request that the trial court refuses.” Young v. State, 137 S.W.3d 65, 69 (Tex.Crim.App.
2004).
Appellant did not request a mistrial after the trial court sustained his objections and
instructed the jury to disregard the prosecutor’s comments. See id. (“the traditional and preferred
procedure for a party to voice its complaint has been . . . (1) to object when it is possible, (2) to
request an instruction to disregard if the prejudicial event has occurred, and (3) to move for a
mistrial if a party thinks an instruction to disregard was not sufficient”). And although Appellant’s
brief also references the denial of a motion for new trial, that motion did not re-urge the specific
issue relating to the prosecutor’s purported burden shifting. Accordingly, we conclude that
Appellant failed to preserve error, and we overrule his second issue.
Conclusion
We affirm the judgment of conviction.
September 25, 2019 MICHAEL MASSENGALE, Former Justice
Before Rodriguez, J., Palafox, J., and Massengale, Former Justice Massengale, Former Justice (Sitting by Assignment)
(Do Not Publish)