Jose Ramon Lima v. State

107 S.W.3d 774, 2003 Tex. App. LEXIS 4327
CourtCourt of Appeals of Texas
DecidedMay 22, 2003
Docket13-01-00664-CR
StatusPublished
Cited by6 cases

This text of 107 S.W.3d 774 (Jose Ramon Lima v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jose Ramon Lima v. State, 107 S.W.3d 774, 2003 Tex. App. LEXIS 4327 (Tex. Ct. App. 2003).

Opinion

OPINION

Opinion by

Justice YÁÑEZ.

By two points of error, appellant Jose Ramon Lima challenges his conviction for making a false record. 1 A jury found him guilty and assessed punishment at four years imprisonment and a $3,000 fine. On the jury’s recommendation, the trial judge suspended the sentence and placed Lima on four years of community supervision. We affirm.

Background

In 1997 Lima was a licensed midwife and administrator of a birthing center in Mission. On October 21, 1997, a pregnant mother visited the center to give birth. Appellant’s wife, Irma, assisted the mother in the delivery of the baby. Irma was not allowed to practice midwifery as of the date of this delivery. Appellant was not present during the delivery.

The birth certificate reflects the following: appellant’s name and address are typed below the words “Attendant’s Name and Mailing Address” in section 8a; appellant’s signature, dated November 1, appears below the word “Certifier” in section 9a; and a box, underneath the signature, marked “Attendant” is checked in section 9b. There are two other boxes below the signature line, in section 9b, that could have been checked, “Facility Administrator/Designee” and “Other (Specify).” The certificate was received by the local registrar and Bureau of Vital Statistics on November 5.

Applicable Law

The health and safety code states, in relevant parts:

§ 192.003. Birth Certificate Filed or Birth Reported
(a) The physician, midwife, or person acting as a midwife in attendance at a birth shall file the birth certificate with the local registrar of the registration district in which the birth occurs.
(b) If a birth occurs in a hospital or birthing center, the hospital administrator, the birthing center administrator, or a designee of the appropriate administrator may file the birth certificate in lieu of a person listed by Subsection (a).

Tex. Health & Safety Code Ann. § 192.003 (Vernon 2001). The health and safety code also provides that a person commits the offense of making a false record if he or she intentionally or knowingly makes a false statement in a birth certificate. Id. § 195.003.

According to the penal code, a person acts intentionally if it is his conscious ob *776 jective or desire to engage in the conduct or cause the result. Tex. Pen.Code Ann. § 6.03(a) (Vernon 2003). A person acts knowingly when he is aware of the nature of his conduct or that the circumstances exist. Id. § 6.03(b).

Analysis

A. Legal Sufficiency

In his second point of error, Lima challenges the legal sufficiency of the evidence. For such a challenge, we review the evidence in a light most favorable to the verdict to determine whether any rational trier of fact could have found the essential elements of the offense beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); Johnson v. State, 23 S.W.3d 1, 7 (Tex.Crim.App.2000). Appellant specifically contends the State offered no evidence that he intentionally or knowingly made a false statement. We disagree.

Whether a defendant acted intentionally or knowingly (i.e., defendant’s culpable mental state) must usually be inferred from the facts and circumstances. See Hernandez v. State, 819 S.W.2d 806, 810 (Tex.Crim.App.1991). Thus, the jury may infer intent or knowledge from any facts in evidence that tend to prove the existence of such a culpable mental state. Id.

At trial, the State elicited testimony from Edward Mata, an investigator/administrator for the Bureau of Vital Statistics (“the Bureau”). Mata testified, “Midwives must be documented on an annual basis. They receive training, so many hours of training. And so every year they have to renew their certification.” Mata stated that Lima’s registration was current for 1997. Mata also answered “no” when asked if appellant’s wife was allowed to practice midwifery on the date of the delivery in question.

The State also elicited testimony from Debra Owens, a state registrar chief for the Bureau. Owens explained that the Bureau is “the official custodian of all Texas records found: Birth, death, marriage applications and divorce applications.” Owens also explained, regarding the birth certificate itself, “The fields of information is [sic] completed typically by the person who is ... attending the mother at the time of the birth. After that also there is a certifier, and that’s the person who assures that everything on the particular birth certificate document is accurate and correct information.” Her testimony further revealed that only a person who actually attended the birth should be listed as the attendant in section 8a of a birth certificate. Owens then answered affirmatively when asked if Lima had certified that he was the attendant midwife on the document.

The State then offered the birth certificate. Finally, the State presented evidence that Lima’s wife was present at the delivery, while he was not.

In sum, the face of the birth certificate misrepresents Lima as the attendant to the delivery twice. First, appellant’s name and address are listed as that of the attendant. Second, the box under appellant’s certifying signature is marked “Attendant.” Despite these representations, appellant’s wife was the attendant at the delivery and appellant was not. We conclude the twice-made misrepresentation on the birth certificate and the witnesses’ testimony were sufficient to allow the jury to infer Lima’s mental state and find beyond a reasonable doubt that he intentionally or knowingly made a false record. After reviewing the evidence in a fight most favorable to the verdict, we conclude that a rational trier of fact could have found the *777 essential elements of the offense beyond a reasonable doubt. We hold that the evidence is legally sufficient to support appellant’s conviction. Appellant’s second point of error is overruled.

B. Ineffective Assistance

In his first point of error, Lima contends he was denied effective assistance of counsel. Appellant specifically argues that his conviction should be reversed because counsel failed to request an instruction on the defense of mistake of fact or, in the alternative, counsel failed to pursue this defense at all. We disagree.

Appellant bears the burden of proving by a preponderance of the evidence that counsel was ineffective. Thompson v. State, 9 S.W.3d 808, 813 (Tex.Crim.App.1999). To prevail on an ineffective assistance point in accordance with Strickland v. Washington,

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107 S.W.3d 774, 2003 Tex. App. LEXIS 4327, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jose-ramon-lima-v-state-texapp-2003.