NUMBER 13-18-00583-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI – EDINBURG
JOSE MORENO ARRIAGA, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the County Court at Law of Navarro County, Texas.
MEMORANDUM OPINION Before Chief Justice Contreras and Justices Benavides and Longoria Memorandum Opinion by Justice Longoria
Appellant Jose Moreno Arriaga was convicted of continuous sexual abuse of a
child, a first-degree felony. See TEX. PENAL CODE ANN. § 21.02. By two issues on appeal,
Arriaga argues that (1) the trial court’s Allen charge was improperly coercive; and (2)
article 38.37, § 1 of the Texas Code of Criminal Procedure violates the separation of powers doctrine in the Texas Constitution. See TEX. CODE CRIM. PROC. ANN. art. 38.37.
We affirm.
I. BACKGROUND 1
Arriaga was indicted for continuous sexual abuse of a child, and the jury trial began
on September 10, 2018. See TEX. PENAL CODE ANN. § 21.02. During jury deliberations,
the jury sent four notes to the trial court indicating its difficulty in coming to a consensus.
The final note stated: “At this time, the jury is at a complete standstill. There is a juror
who feels judgment cannot be passed on this case.” In response, the trial court declared
its intention to read an Allen charge to the jury. See Allen v. United States, 164 U.S. 492,
501 (1896). Neither the State nor Arriaga objected to the Allen charge. The jury returned
a verdict of guilty about an hour after the Allen charge was read. The jury was
subsequently polled, and each juror indicated that the guilty verdict was their own. Arriaga
was sentenced to fifty years’ imprisonment in the Institutional Division of the Texas
Department of Criminal Justice. This appeal ensued.
II. ALLEN CHARGE
In his first issue, Arriaga asserts that the Allen charge submitted by the court
caused harm because it was “unduly coercive” and caused the jurors to do “violence to
their conscience.”
A. Standard of Review and Applicable Law.
An Allen charge is given to a deadlocked jury to inform them of the consequences if a verdict is not reached. An Allen charge is a supplemental charge sometimes given to a jury that declares itself deadlocked. It reminds the jury that if it is unable to reach a verdict, a mistrial will result, the case
1This case is before this Court on transfer from the Tenth Court of Appeals in Waco pursuant to a docket-equalization order issued by the Supreme Court of Texas. See TEX. GOV’T CODE ANN. § 73.001. 2 will still be pending, and there is no guarantee that a second jury would find the issue any easier to resolve.
Barnett v. State, 189 S.W.3d 272, 277 n.13 (Tex. Crim. App. 2006); see Allen, 164 U.S.
at 501. “An Allen charge jury instruction will constitute reversible error only if, on its face,
it is so improper as to render jury misconduct likely or jury misconduct is demonstrated to
have occurred in fact.” West v. State, 121 S.W.3d 95, 107 (Tex. App.—Fort Worth 2003,
pet. ref’d). One manner in which an Allen charge may be improper is if it is unduly
coercive; an Allen charge is unduly coercive only if it pressures jurors into reaching a
particular verdict or improperly conveys the trial court’s opinion on the case. See id.
B. Analysis
The trial court’s Allen charge instructed the jury as follows:
If this jury finds itself unable to arrive at a unanimous verdict, it will be necessary for the Court to declare a mistrial and discharge the jury.
The indictment will still be pending, and it is reasonable to assume that the case will be tried again before another jury at some future time. Any such future jury will be impaneled in the same way this jury has been impaneled, and will likely hear the same evidence which has been presented to this jury.
The questions to be determined by that jury will be the same questions confronting you, and there is no reason to hope that the next jury will find these questions any easier to decide than you have found them. With this additional instruction, you’re requested to continue deliberations in an effort to arrive at a verdict that is acceptable to all members of the jury if you can do so without doing violence to your conscience. Don’t do violence to your conscience, but continue deliberating.
This language is almost identical to the Allen charges upheld in other cases. See
Arrevalo v. State, 489 S.W.2d 569, 571–72 (Tex. Crim. App. 1973); West, 121 S.W.3d at
108; Willis v. State, 761 S.W.2d 434, 437–38 (Tex. App.—Houston [14th Dist.] 1988, pet.
ref’d); Rodela v. State, 666 S.W.2d 652, 652–53 (Tex. App.—Corpus Christi–Edinburg
3 1984, pet. ref’d); see also Olvera v. State, No. 13-13-00464-CR, 2014 WL 3542093, at *5
(Tex. App.—Corpus Christi–Edinburg July 17, 2014, no pet.) (mem. op., not designated
for publication). Arriaga fails to point out any specific language that he contends is
coercive. He merely argues that the charge must have been coercive because the jury
repeatedly indicated that it was deadlocked before the charge, but within an hour after
the supplemental charge was read to it, the jury was able to reach a verdict. But that is
the very purpose of an Allen charge: to inform the jurors of the consequence of a
deadlock and to encourage the jurors to resolve their differences without coercion. See
Allen, 164 U.S. at 501; Torres v. State, 961 S.W.2d 391, 393, n. 1 (Tex. App.—Houston
[1st Dist.] 1997, pet. ref’d). Furthermore, the Allen charge in this case does not contain
the type of problematic language that has been found to be coercive. See, e.g., Green v.
United States, 309 F.2d 852, 855 (5th Cir. 1962) (concluding that the Allen charge was
coercive because it told the jury that it is the duty of the minority to listen to the argument
of the majority with some distrust of their own judgment because the rule is that the
majority will have better judgment than the mere minority). The trial court in this case
even specifically instructed the jurors at the end of the Allen charge not to do violence to
their conscience. The trial court’s Allen charge was not improperly coercive. We overrule
Arriaga’s first issue.
III. ARTICLE 38.37
In his second issue, Arriaga argues that article 38.37, § 1 of the Texas Code of
Criminal Procedure is unconstitutional because it violates the separation of powers
provision of the Texas Constitution. See TEX. CONST. art. II, § 1; TEX. CODE CRIM. PROC.
ANN. art. 38.37.
4 A. Standard of Review and Applicable Law
We review the constitutionality of a statute in light of the presumption of the
statute’s validity. Ex parte Granviel, 561 S.W.2d 503, 511 (Tex. Crim. App. 1978); Morris
v.
Free access — add to your briefcase to read the full text and ask questions with AI
NUMBER 13-18-00583-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI – EDINBURG
JOSE MORENO ARRIAGA, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the County Court at Law of Navarro County, Texas.
MEMORANDUM OPINION Before Chief Justice Contreras and Justices Benavides and Longoria Memorandum Opinion by Justice Longoria
Appellant Jose Moreno Arriaga was convicted of continuous sexual abuse of a
child, a first-degree felony. See TEX. PENAL CODE ANN. § 21.02. By two issues on appeal,
Arriaga argues that (1) the trial court’s Allen charge was improperly coercive; and (2)
article 38.37, § 1 of the Texas Code of Criminal Procedure violates the separation of powers doctrine in the Texas Constitution. See TEX. CODE CRIM. PROC. ANN. art. 38.37.
We affirm.
I. BACKGROUND 1
Arriaga was indicted for continuous sexual abuse of a child, and the jury trial began
on September 10, 2018. See TEX. PENAL CODE ANN. § 21.02. During jury deliberations,
the jury sent four notes to the trial court indicating its difficulty in coming to a consensus.
The final note stated: “At this time, the jury is at a complete standstill. There is a juror
who feels judgment cannot be passed on this case.” In response, the trial court declared
its intention to read an Allen charge to the jury. See Allen v. United States, 164 U.S. 492,
501 (1896). Neither the State nor Arriaga objected to the Allen charge. The jury returned
a verdict of guilty about an hour after the Allen charge was read. The jury was
subsequently polled, and each juror indicated that the guilty verdict was their own. Arriaga
was sentenced to fifty years’ imprisonment in the Institutional Division of the Texas
Department of Criminal Justice. This appeal ensued.
II. ALLEN CHARGE
In his first issue, Arriaga asserts that the Allen charge submitted by the court
caused harm because it was “unduly coercive” and caused the jurors to do “violence to
their conscience.”
A. Standard of Review and Applicable Law.
An Allen charge is given to a deadlocked jury to inform them of the consequences if a verdict is not reached. An Allen charge is a supplemental charge sometimes given to a jury that declares itself deadlocked. It reminds the jury that if it is unable to reach a verdict, a mistrial will result, the case
1This case is before this Court on transfer from the Tenth Court of Appeals in Waco pursuant to a docket-equalization order issued by the Supreme Court of Texas. See TEX. GOV’T CODE ANN. § 73.001. 2 will still be pending, and there is no guarantee that a second jury would find the issue any easier to resolve.
Barnett v. State, 189 S.W.3d 272, 277 n.13 (Tex. Crim. App. 2006); see Allen, 164 U.S.
at 501. “An Allen charge jury instruction will constitute reversible error only if, on its face,
it is so improper as to render jury misconduct likely or jury misconduct is demonstrated to
have occurred in fact.” West v. State, 121 S.W.3d 95, 107 (Tex. App.—Fort Worth 2003,
pet. ref’d). One manner in which an Allen charge may be improper is if it is unduly
coercive; an Allen charge is unduly coercive only if it pressures jurors into reaching a
particular verdict or improperly conveys the trial court’s opinion on the case. See id.
B. Analysis
The trial court’s Allen charge instructed the jury as follows:
If this jury finds itself unable to arrive at a unanimous verdict, it will be necessary for the Court to declare a mistrial and discharge the jury.
The indictment will still be pending, and it is reasonable to assume that the case will be tried again before another jury at some future time. Any such future jury will be impaneled in the same way this jury has been impaneled, and will likely hear the same evidence which has been presented to this jury.
The questions to be determined by that jury will be the same questions confronting you, and there is no reason to hope that the next jury will find these questions any easier to decide than you have found them. With this additional instruction, you’re requested to continue deliberations in an effort to arrive at a verdict that is acceptable to all members of the jury if you can do so without doing violence to your conscience. Don’t do violence to your conscience, but continue deliberating.
This language is almost identical to the Allen charges upheld in other cases. See
Arrevalo v. State, 489 S.W.2d 569, 571–72 (Tex. Crim. App. 1973); West, 121 S.W.3d at
108; Willis v. State, 761 S.W.2d 434, 437–38 (Tex. App.—Houston [14th Dist.] 1988, pet.
ref’d); Rodela v. State, 666 S.W.2d 652, 652–53 (Tex. App.—Corpus Christi–Edinburg
3 1984, pet. ref’d); see also Olvera v. State, No. 13-13-00464-CR, 2014 WL 3542093, at *5
(Tex. App.—Corpus Christi–Edinburg July 17, 2014, no pet.) (mem. op., not designated
for publication). Arriaga fails to point out any specific language that he contends is
coercive. He merely argues that the charge must have been coercive because the jury
repeatedly indicated that it was deadlocked before the charge, but within an hour after
the supplemental charge was read to it, the jury was able to reach a verdict. But that is
the very purpose of an Allen charge: to inform the jurors of the consequence of a
deadlock and to encourage the jurors to resolve their differences without coercion. See
Allen, 164 U.S. at 501; Torres v. State, 961 S.W.2d 391, 393, n. 1 (Tex. App.—Houston
[1st Dist.] 1997, pet. ref’d). Furthermore, the Allen charge in this case does not contain
the type of problematic language that has been found to be coercive. See, e.g., Green v.
United States, 309 F.2d 852, 855 (5th Cir. 1962) (concluding that the Allen charge was
coercive because it told the jury that it is the duty of the minority to listen to the argument
of the majority with some distrust of their own judgment because the rule is that the
majority will have better judgment than the mere minority). The trial court in this case
even specifically instructed the jurors at the end of the Allen charge not to do violence to
their conscience. The trial court’s Allen charge was not improperly coercive. We overrule
Arriaga’s first issue.
III. ARTICLE 38.37
In his second issue, Arriaga argues that article 38.37, § 1 of the Texas Code of
Criminal Procedure is unconstitutional because it violates the separation of powers
provision of the Texas Constitution. See TEX. CONST. art. II, § 1; TEX. CODE CRIM. PROC.
ANN. art. 38.37.
4 A. Standard of Review and Applicable Law
We review the constitutionality of a statute in light of the presumption of the
statute’s validity. Ex parte Granviel, 561 S.W.2d 503, 511 (Tex. Crim. App. 1978); Morris
v. State, 833 S.W.2d 624, 627 (Tex. App.—Houston [14th Dist.] 1992, pet. ref’d). We
must presume that the Legislature did not act unreasonably or arbitrarily in enacting the
statute. Ex parte Granviel, 561 S.W.2d at 511. Appellant has the burden to establish that
the statute is unconstitutional. Id.
The separation of powers doctrine, as articulated in article II, § 1 of the Texas
Constitution, states the following:
The powers of the Government of the State of Texas shall be divided into three distinct departments, each of which shall be confided to a separate body of magistracy, to wit: Those which are Legislative to one; those which are Executive to another, and those which are Judicial to another; and no person, or collection of persons, being of one of these departments, shall exercise any power properly attached to either of the others, except in the instances herein expressly permitted.
TEX. CONST. art. II, § 1. To establish a violation of the separation clause, appellant must
show that one department has assumed, or has been delegated, to whatever degree, a
power that is more “properly attached” to another or that one department has so unduly
interfered with the functions of another that the other department cannot effectively
exercise its constitutionally assigned powers. Wilkerson v. State, 347 S.W.3d 720, 724
(Tex. App.—Houston [14th Dist.] 2011, pet. ref’d). The Texas Constitution confers upon
the judiciary the following core powers: “(1) to hear evidence; (2) to decide issues of fact
raised by the pleadings; (3) to decide relevant questions of law; (4) to enter a final
judgment on the facts and the law; and (5) to execute the final judgment or
sentence.” State v. Williams, 938 S.W.2d 456, 458–59 (Tex. Crim. App. 1997).
5 For certain sexual crimes committed against a child under the age of seventeen,
“[n]otwithstanding Rules 404 and 405, Texas Rules of Evidence, evidence of other
crimes, wrongs, or acts committed by the defendant against the child who is the victim of
the alleged offense shall be admitted for its bearing on relevant matters.” TEX. CODE CRIM.
PROC. ANN. art. 38.37, § 1 (emphasis added).
Arriaga argues that the legislature, in enacting article 38.37, violated the separation
of powers clause of the Texas Constitution and usurped the power of the judicial branch.
More specifically, Arriaga asserts that § 1 invades the role of the judiciary because it
mandates the admission of certain kinds of evidence. See TEX. CODE CRIM. PROC. ANN.
art. 38.37, § 1. Accordingly, Arriaga brings a facial challenge to the constitutionality of the
statute. See Peraza v. State, 467 S.W.3d 508, 514 (Tex. Crim. App. 2015) (“A facial
challenge is an attack on a statute itself as opposed to a particular application.”).
We first note that while Rule 404(b) generally prohibits the use of extraneous
offenses, the Legislature has chosen to enact specific and limited exceptions to this
prohibition, and article 38.37, § 1 is one such exception that Texas courts have found to
be constitutional. See Buxton v. State, 526 S.W.3d 666, 687 (Tex. App.—Houston [1st
Dist.] 2017, pet. ref’d); Harris v. State, 475 S.W.3d 395, 401 (Tex. App.—Houston [14th
Dist.] 2015, pet. ref'd); Martin v. State, 176 S.W.3d 887, 902 (Tex. App.—Fort Worth 2005,
no pet.); Brantley v. State, 48 S.W.3d 318, 329–30 (Tex. App.—Waco 2001, pet. ref’d);
Jenkins v. State, 993 S.W.2d 133, 136 (Tex. App.—Tyler 1999, pet. ref’d). These cases
largely held that article 38.37, § 1 does not violate a defendant’s right to due process.
See Buxton, 526 S.W.3d at 687. We also conclude that article 38.37, § 1 does not violate
6 the separation of powers clause because the trial court retains a degree of discretion in
admitting evidence. It is true that article 38.37, § 1 mandates that certain evidence “shall”
be admitted; however, § 1 also states that such evidence may only be admitted “for its
bearing on relevant matters.” TEX. CODE CRIM. PROC. ANN. art. 38.37, § 1. Thus, even
though article 38.37, § 1 allows for evidence to be admitted despite Rules 404 and 405,
a trial court could still potentially exclude the evidence after conducting a Rule 403
balancing test. See id.; TEX. R. EVID. 403, 404, 405. As the trial court has discretion
under the statute to ultimately admit or exclude evidence, article 38.37, § 1 does not
infringe on the trial court’s decision-making power. See Wilkerson, 347 S.W.3d at 724.
We overrule Arriaga’s second issue.
IV. CONCLUSION
We affirm the trial court’s judgment.
NORA L. LONGORIA Justice
Do not publish. TEX. R. APP. P. 47.2(b).
Delivered and filed the 25th day of July, 2019.