Jones v. Muniz
Opinion
JOHN G. KOELTL, District Judge:
A jury found the defendant,1 Christopher Treubig, a Lieutenant2 with the New York City Police Department, liable for using excessive force against the plaintiff, Matthew Jones, in violation of the Fourth and Fourteenth Amendments. The defendant used a taser twice, for a total of ten seconds, against the plaintiff in the course of arresting the plaintiff. While the jury found that the plaintiff suffered no compensatory damages, it awarded punitive damages against the defendant. The defendant now moves under Federal Rule of Civil Procedure 50 for judgment as a matter of law on qualified immunity grounds. For the reasons below, the defendant's motion is granted.
*380I.
A.
The plaintiff brought this action under
On April 7, 2015, Officers Vaccaro and Muniz conducted a vertical patrol3 of a building known as the AK Houses, which is located at 112 East 128th Street in New York City. Tr. 205. The officers understood the building to be a "drug prone location." Tr. 159. The officers heard the plaintiff and another individual speaking in a stairwell on the seventh floor. When the officers approached the plaintiff, Officer Muniz saw that the plaintiff was holding a sum of money and a pill bottle. Tr. 181. The officers suspected that the individuals were engaged in a drug transaction. Tr. 134, 182.
The officers moved the individuals into a narrow hallway and Officer Vaccaro frisked the plaintiff. During the frisk, Officer Vaccaro recovered a bottle of Oxycodone from the plaintiff. Tr. 161, 185. Officer Vaccaro then attempted to place the plaintiff under arrest. Tr. 162. The other individual fled into the stairwell. Tr. 140, 210.
When Officer Vaccaro told the plaintiff that the plaintiff was under arrest, Officer Vaccaro was able to handcuff only the plaintiff's right wrist. Tr. 135. The plaintiff refused to give up his left arm. At that point, the plaintiff and the officers got into a physical altercation. Tr. 135. The plaintiff testified that he is not sure how it happened, but that both the plaintiff and Officer Vaccaro "ended up on the floor," and Officer Muniz also fell to the ground. Tr. 53-55, 211. Once on the floor, the plaintiff tucked both arms under his body, which made his arms inaccessible to the officers. Tr. 228. The officers repeatedly told the plaintiff to give them his left arm. The plaintiff resisted the officer's efforts and was able to keep his left arm tucked under his body. Tr. 55-56, 211. Officer Muniz then used his asp4 in an unsuccessful attempt to lever the plaintiff's left arm out from under the plaintiff's body. Tr. 196, 214-15.
Officer Vaccaro then radioed for backup. Tr. 141. Undercover Officer 349 and her partner arrived first. The officers used their asps and pepper spray in further attempts to gain control of the plaintiff's left arm.5 The officers repeatedly told the plaintiff to "stop resisting" arrest. Tr. 147. Despite the officers' use of asps and pepper spray, the plaintiff was able to keep his left arm tucked underneath his body. Tr. 232-33.
The defendant, Lt. Treubig, and his partner arrived on the scene while the other officers continued to struggle to handcuff the plaintiff. Tr. 148, 197. The *381defendant could see that the plaintiff was resisting arrest, and that in addition to telling the plaintiff to give up his arm, the other officers were using various tactics to handcuff the plaintiff. Tr. 258. The defendant could also see that the plaintiff was a very large person,6 and that the other officers were likely exhausted from their attempts to handcuff the plaintiff. Tr. 259.
The defendant instructed the plaintiff to put his arms behind his back. The plaintiff did not comply with the defendant's instruction. Tr. 149-50. Because of his observations of the plaintiff's resistance to arrest and the struggle between the plaintiff and the other officers, the defendant believed that it would be reasonable to use a taser. Tr. 259, 276-277. The defendant warned the plaintiff that if the plaintiff did not give the officers his arm, the defendant would discharge his taser. Tr. 198, 234, 259. The plaintiff continued to resist arrest and responded by stating, "I'm not going to jail." Tr. 145, 198, 259. The defendant then deployed his taser, hitting the plaintiff in the back. Tr. 201.
The parties agree that despite being tased, the plaintiff was not incapacitated. The taser did not stabilize the plaintiff enough for the officers to be able to grab his hands. Tr. 262. The plaintiff continued to try to pull his right arm away from the officers and under his body after the first taser cycle. Tr. 154. The plaintiff maintained control of his arms and began pushing himself off the ground. The defendant reassessed the situation and believed that the plaintiff was still resisting arrest. Tr. 262. The defendant then recycled the taser.7 Tr. 154. The defendant believed that it was necessary to recycle the taser to get the plaintiff into handcuffs. Tr. 262. Each taser cycle lasted for five seconds, and the time between the first and second taser cycles unfolded so rapidly that it was not clear to everyone on the scene that the plaintiff had been tased twice.8 Tr. 262.
After the second taser cycle, the officers were able to complete handcuffing the plaintiff. Tr. 172-73, 202, 263. Because of the plaintiff's large size, the officers had to use two pairs of handcuffs to handcuff the plaintiff. Tr. 173. Lt. Treubig called an ambulance to take the plaintiff to a hospital to have the taser's metal probes removed from the plaintiff's back. Tr. 218, 277. The plaintiff walked down the stairs to the ambulance. Tr. 218.
The time that elapsed from Officer Vaccaro's request for backup until the defendant called for an ambulance was only three minutes. Tr. 278.
B.
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JOHN G. KOELTL, District Judge:
A jury found the defendant,1 Christopher Treubig, a Lieutenant2 with the New York City Police Department, liable for using excessive force against the plaintiff, Matthew Jones, in violation of the Fourth and Fourteenth Amendments. The defendant used a taser twice, for a total of ten seconds, against the plaintiff in the course of arresting the plaintiff. While the jury found that the plaintiff suffered no compensatory damages, it awarded punitive damages against the defendant. The defendant now moves under Federal Rule of Civil Procedure 50 for judgment as a matter of law on qualified immunity grounds. For the reasons below, the defendant's motion is granted.
*380I.
A.
The plaintiff brought this action under
On April 7, 2015, Officers Vaccaro and Muniz conducted a vertical patrol3 of a building known as the AK Houses, which is located at 112 East 128th Street in New York City. Tr. 205. The officers understood the building to be a "drug prone location." Tr. 159. The officers heard the plaintiff and another individual speaking in a stairwell on the seventh floor. When the officers approached the plaintiff, Officer Muniz saw that the plaintiff was holding a sum of money and a pill bottle. Tr. 181. The officers suspected that the individuals were engaged in a drug transaction. Tr. 134, 182.
The officers moved the individuals into a narrow hallway and Officer Vaccaro frisked the plaintiff. During the frisk, Officer Vaccaro recovered a bottle of Oxycodone from the plaintiff. Tr. 161, 185. Officer Vaccaro then attempted to place the plaintiff under arrest. Tr. 162. The other individual fled into the stairwell. Tr. 140, 210.
When Officer Vaccaro told the plaintiff that the plaintiff was under arrest, Officer Vaccaro was able to handcuff only the plaintiff's right wrist. Tr. 135. The plaintiff refused to give up his left arm. At that point, the plaintiff and the officers got into a physical altercation. Tr. 135. The plaintiff testified that he is not sure how it happened, but that both the plaintiff and Officer Vaccaro "ended up on the floor," and Officer Muniz also fell to the ground. Tr. 53-55, 211. Once on the floor, the plaintiff tucked both arms under his body, which made his arms inaccessible to the officers. Tr. 228. The officers repeatedly told the plaintiff to give them his left arm. The plaintiff resisted the officer's efforts and was able to keep his left arm tucked under his body. Tr. 55-56, 211. Officer Muniz then used his asp4 in an unsuccessful attempt to lever the plaintiff's left arm out from under the plaintiff's body. Tr. 196, 214-15.
Officer Vaccaro then radioed for backup. Tr. 141. Undercover Officer 349 and her partner arrived first. The officers used their asps and pepper spray in further attempts to gain control of the plaintiff's left arm.5 The officers repeatedly told the plaintiff to "stop resisting" arrest. Tr. 147. Despite the officers' use of asps and pepper spray, the plaintiff was able to keep his left arm tucked underneath his body. Tr. 232-33.
The defendant, Lt. Treubig, and his partner arrived on the scene while the other officers continued to struggle to handcuff the plaintiff. Tr. 148, 197. The *381defendant could see that the plaintiff was resisting arrest, and that in addition to telling the plaintiff to give up his arm, the other officers were using various tactics to handcuff the plaintiff. Tr. 258. The defendant could also see that the plaintiff was a very large person,6 and that the other officers were likely exhausted from their attempts to handcuff the plaintiff. Tr. 259.
The defendant instructed the plaintiff to put his arms behind his back. The plaintiff did not comply with the defendant's instruction. Tr. 149-50. Because of his observations of the plaintiff's resistance to arrest and the struggle between the plaintiff and the other officers, the defendant believed that it would be reasonable to use a taser. Tr. 259, 276-277. The defendant warned the plaintiff that if the plaintiff did not give the officers his arm, the defendant would discharge his taser. Tr. 198, 234, 259. The plaintiff continued to resist arrest and responded by stating, "I'm not going to jail." Tr. 145, 198, 259. The defendant then deployed his taser, hitting the plaintiff in the back. Tr. 201.
The parties agree that despite being tased, the plaintiff was not incapacitated. The taser did not stabilize the plaintiff enough for the officers to be able to grab his hands. Tr. 262. The plaintiff continued to try to pull his right arm away from the officers and under his body after the first taser cycle. Tr. 154. The plaintiff maintained control of his arms and began pushing himself off the ground. The defendant reassessed the situation and believed that the plaintiff was still resisting arrest. Tr. 262. The defendant then recycled the taser.7 Tr. 154. The defendant believed that it was necessary to recycle the taser to get the plaintiff into handcuffs. Tr. 262. Each taser cycle lasted for five seconds, and the time between the first and second taser cycles unfolded so rapidly that it was not clear to everyone on the scene that the plaintiff had been tased twice.8 Tr. 262.
After the second taser cycle, the officers were able to complete handcuffing the plaintiff. Tr. 172-73, 202, 263. Because of the plaintiff's large size, the officers had to use two pairs of handcuffs to handcuff the plaintiff. Tr. 173. Lt. Treubig called an ambulance to take the plaintiff to a hospital to have the taser's metal probes removed from the plaintiff's back. Tr. 218, 277. The plaintiff walked down the stairs to the ambulance. Tr. 218.
The time that elapsed from Officer Vaccaro's request for backup until the defendant called for an ambulance was only three minutes. Tr. 278.
B.
At the close of evidence at trial, the defendants moved for judgment as a matter of law on qualified immunity grounds. The Court reserved decision on the defendants' motion and submitted the case to the jury. The jury returned its verdict on May 23, 2018, finding that the plaintiff had not proved his excessive force claims against any defendant other than Lt. Treubig. The jury awarded nominal damages of *382$0.25 and punitive damages of $30,000.9 The jury did not award any compensatory damages.
Following the jury verdict, the parties sought to clarify the factual record in order for the Court to determine as a matter of law whether Lt. Treubig is entitled to qualified immunity. Tr. 419-28. The parties stipulated that Lt. Treubig did not use any force other than his use of the taser against the plaintiff and that the plaintiff was pushing off the ground at the time Lt. Treubig used the taser. Tr. 421-22. The defendants then requested that a series of questions be posed to the jury to resolve factual issues regarding Lt. Treubig's use of the taser against the plaintiff. On May 24, 2018, the jury answered a series of special interrogatories as follows:
1. Did Lieutenant Treubig say he would use the taser before he used it? A: Yes.
2. Was a second taser cycle needed to gain control of the plaintiff's arms? A: No.
3. Did Lieutenant Treubig believe that a second taser cycle was needed to gain control of the plaintiff's arms? A: Yes.
4. Was the plaintiff resisting arrest when Lieutenant Treubig used the taser the first time? A: Yes.
5. Did Lieutenant Treubig believe that the plaintiff was resisting arrest when Lieutenant Treubig used the taser the first time? A: Yes.
6. Was the plaintiff resisting arrest when Lieutenant Treubig used the taser the second time? A: No.
7. Did Lieutenant Treubig believe that the plaintiff was resisting arrest when Lieutenant Treubig used the taser the second time? A: Yes.
May 24, 2018, Tr. 18-19. In short, the jury found that the plaintiff was resisting arrest when the defendant first used the taser, that the defendant warned the plaintiff before using the taser, and that the defendant believed that a second taser cycle was needed to gain control of the plaintiff's arms. However, the jury also found that a second taser cycle was not in fact necessary to gain control of the plaintiff's arms, and that even though the defendant believed the plaintiff was resisting arrest when he used the taser a second time, the plaintiff was not actually resisting arrest at that time.
When, as here, "the [C]ourt does not grant a motion for judgment as a matter of law" made during trial and submits the case to the jury, "the movant may file a renewed motion for judgment as a matter of law ... no later than 28 days after the jury [is] discharged." Fed. R. Civ. P. 50(b). The defendant timely renewed his motion for judgment as a matter of law on qualified immunity grounds.
II.
A.
"Qualified immunity balances two important interests -- the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably." Pearson v. Callahan,
A right is clearly established when "existing precedent place[s] the conclusion that [the defendant] acted unreasonably in the[ ] circumstances beyond debate." Mullenix v. Luna, --- U.S. ----,
When a jury reasonably finds that a defendant violated a plaintiff's Fourth Amendment right to be free from excessive force, courts may still grant a defendant's motion for qualified immunity. See Saucier v. Katz,
Whether a defendant used excessive force is a question of fact that requires the jury to consider "the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." Graham,
*384B.
In his motion, the defendant does not contest the jury's finding of excessive force. Accordingly, the Court considers only whether the defendant is entitled to qualified immunity for his use of excessive force. The operative question before the Court is whether the law was clearly established at the time of the defendant's conduct such that his use of a taser two times in rapid succession while assisting in the arrest of the plaintiff constituted excessive force in violation of the Fourth and Fourteenth Amendments, so that any reasonable officer in the defendant's position would have understood that the officer was violating the plaintiff's rights.
The Supreme Court has stressed that "clearly established law must be particularized to the facts of the case." White v. Pauly, --- U.S. ----,
1.
When Lt. Treubig arrested the plaintiff, there was no clearly established law from the Supreme Court or the Court of Appeals for the Second Circuit that would have warned Lt. Treubig that his use of a taser the first time was in violation of clearly established law. The plaintiff was resisting arrest and refusing to be handcuffed. He kept his left arm beneath him. Four officers had been unable to finish handcuffing the plaintiff. Lt. Treubig warned the plaintiff that if the plaintiff refused to give the officers his arm, Lt. Treubig would tase him. The plaintiff verbally refused and plainly resisted by saying, "I'm not going to jail." Tr. 145, 198.
There was no Supreme Court case at the time (or since) that concerned the use of a taser or other stun mechanism in a similar factual context.
The most analogous decision from the Court of Appeals for the Second Circuit indicated that the use of tasers was not excessive force in violation of the Fourth and Fourteenth Amendments when they were used against protesters who were resisting arrest. Crowell v. Kirkpatrick,
Similarly, in McLeod v. Town of Brattleboro,
A third case from the Court of Appeals involved the use of pepper spray rather than a taser, and provided no "fair warning" that Lt. Treubig's use of the taser in this case was unconstitutional. In Tracy v. Freshwater,
There was in short, no "fair warning" that the first use of the taser violated the plaintiff's constitutional rights as explained by any case from the Supreme Court or the Court of Appeals for the Second Circuit at the time of the plaintiff's arrest.
2.
The plaintiff concentrates on the second use of the taser, but there is nothing in the cases from the Supreme Court or the Court of Appeals for the Second Circuit that gave "fair warning" that the second use of the taser was unconstitutional at the time of the plaintiff's arrest.
The second use of the taser occurred shortly after the first use and lasted five seconds. It is clear that the officers had still not been able to subdue the plaintiff sufficiently to finish placing handcuffs on him. The plaintiff was rising from the floor at the time. The jury found that Lt. Treubig believed -- although incorrectly -- that the plaintiff was resisting arrest and that the second use of the taser was needed to gain control of the plaintiff's arms. That Lt. Treubig's belief that the plaintiff was resisting arrest was mistaken does not preclude a determination that Lt. Treubig is entitled to qualified immunity. Cf. Kisela v. Hughes, --- U.S. ----,
There is no Supreme Court case that has sufficiently similar facts that would have provided Lt. Treubig "fair warning" that his second use of the taser was excessive force. The Supreme Court has never decided a case that established that the use of a taser -- whether a single time or multiple times -- constitutes excessive force. And the Supreme Court has repeatedly "cautioned against the '20/20 vision of hindsight' in favor of deference to the judgment of reasonable officers on the scene." Saucier,
Similarly, no case from the Court of Appeals for the Second Circuit decided prior to April 7, 2015, the date of the plaintiff's arrest, provided fair warning that the second use of the taser violated the plaintiff's clearly established constitutional rights.
The two cases discussed above that involved the use of a taser -- Crowell and McLeod-- both concerned the one-time use of a taser. But nothing in those cases suggests that the use of the taser the second time under the circumstances of this case was an excessive use of force. Similarly, to the extent pepper spray can be analogized to the use of a taser, Tracy concerned a one-time use of pepper spray, but there were issues of fact as to whether the plaintiff was even in handcuffs at the time the officer used pepper spray against the plaintiff.
In short, no case from the Second Circuit Court of Appeals provided "fair warning" to Lt. Treubig that his recycling the taser in the factual context of this case constituted an excessive use of force.10
3.
Cases that were decided after the plaintiff's arrest could not have provided Lt. Treubig with fair warning that his use of *387the taser, either the first or second time, was clearly in violation of the plaintiff's constitutional rights.
The Supreme Court has decided one case involving the use of a taser, but the facts were dramatically different from those in this case, and the specific issue before the Supreme Court was not whether the defendant officers used excessive force or were entitled to qualified immunity, but rather whether the requirement of a § 1983 excessive force claim brought by a pre-trial detainee must satisfy a subjective standard based on the defendant's state of mind or only a standard that the force was objectively unreasonable. Kingsley v. Hendrickson, --- U.S. ----,
Similarly, subsequent cases from the Court of Appeals for the Second Circuit do not provide any support to the plaintiff's argument that Lt. Treubig's use of the taser violated clearly established law in the specific context of this case. Soto v. Gaudett,
Other cases from the Second Circuit Court of Appeals decided after the plaintiff's arrest have involved the use of a taser but do not show that, even today, Lt. Treubig's use of a taser violated clearly established law.
Estate of Jaquez v. City of New York,
*388The Court of Appeals found that summary judgment was appropriately granted to the officers on the grounds of qualified immunity with respect to the use of non-lethal and lethal force up to the final shot of live ammunition.
Two other recent decisions from the Court of Appeals with respect to the use of tasers do not suggest that Lt. Treubig's use of his taser against the plaintiff violated clearly established law. See Bryant v. Egan,
4.
The plaintiff also cites out-of-circuit cases to argue that the defendant violated clearly established law. The Second Circuit Court of Appeals has often held that out-of-circuit cases are not relevant to the qualified immunity inquiry. See Moore v. Vega,
*389The plaintiff relies, for example, on Goodwin v. City of Painesville,
The Sixth Circuit Court of Appeals acknowledged that there is "no clearly established right for a suspect who 'actively resists' and refuses to be handcuffed to be free from a taser application."
The plaintiff also cites De Boise v. Taser Intern., Inc.,
In Oliver v. Fiorino,
The force used in Oliver was substantially more significant than that used here, and the Eleventh Circuit Court of Appeals held that the force "was so plainly unnecessary and disproportionate that no reasonable officer could have thought that this amount of force was legal under the circumstances."
The remaining out-of-circuit cases cited by the plaintiff similarly involve the use of tasers by police officers in situations that either involved more force than that used by Lt. Treubig or where the plaintiffs did not pose any threat and were not resisting arrest. See Meyers v. Baltimore Cty. Md.,
In short, none of the cases cited by the plaintiff clearly established the plaintiff's right to be free from Lt. Treubig's use of a taser for the two times it was used, and some of the cases indicate that there was no such clearly established right. The relevant precedent at the time of the defendant's conduct certainly did not put the legality of Lt. Treubig's two uses of the taser "beyond debate." al-Kidd,
5.
The plaintiff contends that the jury's award of punitive damages forecloses a finding of qualified immunity because the jury must have found that Lt. Treubig acted with malice when he tased the plaintiff.12 But any such finding is irrelevant to the issue of qualified immunity.
*391See Anderson v. Creighton,
While subjective motive is irrelevant to a determination of qualified immunity, a reasonable officer's perception of the facts as they existed at the time is relevant. On the special verdict form, the jury expressly found that Lt. Treubig believed the plaintiff was resisting arrest before both the first and the second taser cycles, although Lt. Treubig was mistaken in concluding that the plaintiff was resisting arrest before the second taser cycle. The jury also found that Lt. Treubig believed, although mistakenly, that the second taser cycle was needed to gain control of the plaintiff's arms.
A jury's award of punitive damages is a finding of fact that depends on the jury's determination of the subjective motivation of a defendant's actions. See Cameron v. City of N.Y.,
CONCLUSION
The Court has considered all of the arguments raised by the parties. To the extent not specifically addressed, the arguments are either moot or without merit. For the reasons explained above, Lt. Treubig's motion for judgment as a matter of law on qualified immunity grounds is granted.
SO ORDERED.
Footnotes
349 F. Supp. 3d 377 (Jones v. Muniz) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.