Jones v. Kelly

9 A.D.2d 395, 194 N.Y.S.2d 585, 1959 N.Y. App. Div. LEXIS 5406
Appellate Division of the Supreme Court of the State of New York·Decided December 23, 1959·Published·Cited by 4 cases

Opinion

Bastow, J.

In March, 1959 the respondent, Commissioner of Motor Vehicles, had before him three certificates showing that within a period of 18 months appellant had plead guilty twice to speeding in violation of section 56 of the Vehicle and Traffic Law and once to reckless driving, a misdemeanor. (§ 58.) On the first occasion appellant had been fined $15 and on the second a fine of $50 had been imposed. We are here concerned with the third certificate which shows that on December 24, 1958 petitioner plead guilty to reckless driving. The sentence imposed as shown on the certificate was “ Fine susp.” On March 20, 1959 petitioner’s operator’s license was revoked because of these three “ convictions ” within a period of 18 months.

An article 78 proceeding was commenced to annul this determination. The sole issue presented upon this appeal is Avhether [397]*397or not the failure to impose a sentence upon the plea of guilty to reckless driving constituted a conviction within the meaning of section 71 (subd. 2, par. [c'J) of the Vehicle and Traffic Law which mandates a revocation 11 where the holder is convicted * * * (c) of a third or subsequent violation, committed within a period of eighteen months, of any provision of section fifty-six of this chapter * * * or any provision constituted a misdemeanor by this chapter ’ ’. Special Term held that there was a “ conviction ” and dismissed the proceeding.

For scores of years courts have wrestled with the problem of the meaning of the word <£ conviction ”. Is proof thereof established by a plea of guilty or finding of guilt following trial or is it necessary to prove that thereafter judgment was entered thereon by imposition of sentence or other affirmative action ? The issue was posed in Schiffer v. Pruden (64 N. Y. 47) where the court said (p. 52): ££ Doubtless the word conviction ordinarily signifies the finding of the jury by a verdict that the accused is guilty. Yet the word sometimes denotes the final judgment of the court. [Citing cases.] Thus the case of a witness rendered incompetent to testify, by conviction for an infamous crime, has an analogy. The language of the law is, that he is rendered incompetent by his conviction of treason, felony or crimen falsi; but to shut him from the witness-box, his conviction must be shown by a judgment. [Citing cases.] ”

The question has most frequently arisen in decisions relating to multiple offenders. (See Ann. 5 A. L. R. 2d 1080.) It may be stated as a generality that at common-law conviction by plea or verdict was an intermediate step and pronouncement of sentence was required to constitute a judgment of conviction— “in criminal cases, in the vocabulary of the common law, the sentence given by the court is the judgment rendered by it.” (Manke v. People, 74 N. Y. 415, 424.)

This rule was followed in People v. Fabian (192 N. Y. 443) although the court recognized that under certain circumstances a conviction might result from a verdict as distinguished from a judgment. There the defendant had been indicted for voting at an election when not qualified therefor. The statute prohibited such voting by one convicted of a felony. The defendant had been tried and convicted of burglary but sentence had been suspended. It was held that the defendant had not been £ £ convicted ’ \ The court said (p. 449): “ It may readily be conceded that the words convicted and conviction are often employed with reference to the verdict in a criminal case as distinguished from the judgment, without affecting the validity of this argument as to the meaning of convicted in the constitutional provi[398]*398sion under consideration and in the legislative enactments adopted in pursuance thereof. * * * This use of the term, [judgment of conviction] with varying meanings, even in the same statute, and extending right down to the immediate present, certainly demonstrates that there is no fixed signification which the courts are bound to adopt, and leaves us the utmost freedom of inquiry as to what was intended when the legislature was empowered to disfranchise convicted citizens.”

Inasmuch as the appellant relies on some of the decisions relating to multiple felony offenders it may be helpful to digress and mention a few although it is doubtful that they are here relevant. This State for many years has provided by statute for increased punishment of second felony offenders. The early statutes provided that a second offender should receive additional punishment upon proof of a former conviction of an offense punishable by imprisonment in a State prison and a discharge of the prisoner either upon being pardoned or upon the expiration of his sentence. (2 Rev. Stat. of N. Y., part IV, ch. I, tit.VII, § 8; Wood v. People, 53 N. Y. 511.) When the Commissioners of the Code pursuant to statutory authority (L. 1857, ch. 266) in 1864 presented to the Legislature a proposed Penal Code the statutory scheme was changed (§ 748) so as to make a second offender liable for increased punishment if he had been “ convicted of any offense punishable by imprisonment in a state prison ”. The Commissioners noted that “ the provision [was] being extended to embrace cases of offenders who, upon a first conviction of a crime punishable in the discretion of the court by imprisonment in a state prison or otherwise, received sentence for the alternative punishment; instead of being confined to those who have been actually discharged from imprisonment upon the first conviction.” (Penal Code, Report of Commissioners, p. 276.)

When the new Penal Code was enacted (L. 1881, ch. 676) section 688 thereof adopted in substance this recommendation and made the .test whether one committed a felony “ after having been convicted within this state, of a felony”. All reference to discharge from prison by expiration of sentence or pardon was omitted. It may be surmised that in the light of this statutory history doubt arose as to the necessity of proving the imposition of sentence to constitute a first felony conviction. In any event the Legislature (L. 1893, ch. 651) enacted present section 470-b of the Code of Criminal Procedure. It is therein provided in substance that for the purpose of indictment and conviction of a second offense, a plea or verdict and suspension of judgment shall be regarded as a conviction.

[399]*399In People ex rel. Marcley v. Lawes (254 N. Y. 249) it was held that the provision of this section had no applicability to an alleged fourth offender within the meaning of section 1942 of the Penal Law. In other words, the finality of a judgment establishing each of the prior convictions was required. The court based its decision on its previous holding in People v. Fabian (192 N. Y. 443, supra). And in People v. Shaw (1 N Y 2d 30) the court decided that section 470-b was not applicable to a third offender and that one who had been twice “ convicted ” of a felony but had received a suspended sentence upon one of the ‘ ‘ convictions ’ ’ could not be sentenced as a third offender under section 1941.

There can be distilled from these decisions one rule that is helpful in deciding the present case. That is the pronouncement in the Fabian case (192 N. Y. 443, 449, supra) that in the search for the meaning of the word conviction ” or the phrase “ judgment of conviction ” there is no fixed significance to them and courts are free to look for the legislative intent. As was said in Matter of Richetti v.

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Jones v. Kelly, 9 A.D.2d 395, 194 N.Y.S.2d 585, 1959 N.Y. App. Div. LEXIS 5406 (N.Y. Ct. App. 1959).

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