Jones v. Commonwealth

382 S.W.3d 22, 2011 WL 6543010, 2011 Ky. LEXIS 180
Kentucky Supreme Court·Decided December 22, 2011·No. No. 2010-SC-000328-MR·Published·Cited by 58 cases

Opinion

Opinion of the Court

by Justice VENTERS.

When Appellant, Thomas E. Jones Jr., pled guilty to third-degree rape and other charges, the trial court imposed a twenty-year prison sentence and ordered him to pay $288,000.00 in restitution, $175.00 in court costs, and a jail fee of $5,126,00. While he does not deny his guilt and he does not challenge the conviction or the prison sentence imposed for his crimes, he appeals to this Court as a matter of right under Ky. Const. § 110(2)(b) to challenge [25] the pecuniary aspects of the sentence imposed.

Specifically, Appellant argues that restitution was imposed against him in a manner that violated his right to due process guaranteed under the Kentucky Constitution and the United States Constitution, as explained in Fields v. Commonwealth, 123 S.W.3d 914 (Ky.App.2003). He also contends that the trial court’s judgment with respect to restitution exceeded the $100,000.00 limit established by KRS 533.030(3). Finally, he contends that the court costs and jail fee were assessed in violation of KRS 534.030(4) because he was before the court as an indigent person.

The Commonwealth concedes that the assessment of court costs was improper and so we will reverse that aspect of the judgment without further discussion. For the reasons set forth below, we also reverse the judgment insofar as it imposes restitution, and we remand this matter to the trial court for a new hearing on the question of restitution. We affirm the imposition of the jail fee.

I. BACKGROUND

On several occasions, Appellant, then 37 years old, had sex with K.E., a 15-year-old girl. As a result, she was infected with herpes. He also provided alcohol to K.E. and her underage friends at a New Year’s Eve party. Appellant was subsequently indicted on three counts of third-degree unlawful transaction with a minor and one count of third-degree rape, one count of first-degree unlawful transaction with a minor, and being a first-degree persistent felony offender.

Appellant entered into a plea agreement with the Commonwealth in which he agreed to plead guilty to third-degree rape, first-degree unlawful transaction with a minor, and one of the three counts of third-degree unlawful transaction with a minor. In exchange, the Commonwealth agreed to dismiss the remaining charges, including the persistent felony offender charge, as well as other charges contained in an unrelated indictment in a different county. The Commonwealth also agreed to recommend prison sentences of fifteen years for the first-degree unlawful transaction, five years for the third-degree rape, and twelve months on the third-degree unlawful transaction charge, with no recommendation as to whether the sentences should be served concurrently or consecutively. There was no discussion of restitution.

Appellant entered his guilty plea as agreed. Other than the express terms of the plea agreement, Appellant’s plea was without conditions.1

At the sentencing hearing, the judge duly considered the pre-sentence investigation report and heard the Commonwealth’s recommendation to impose the agreed upon sentence. Restitution was again not mentioned. The judge then permitted K.E. and her mother to address the court to describe the effects of Appellant’s crimes upon their lives, including the fact that K.E. was infected with herpes. The mother said to the court that K.E. “has a lot of problems because of [Appellant’s crimes]. She takes medicine every day for the herpes, something she’s going to live with the rest of her life. The medicine alone is over $600.00 a month. I had to fight the insurance company to pay. Later, we will have to pay.”

[26] Following those remarks, the judge imposed the agreed upon sentences, to be served consecutively for a total of twenty years. Then, he added the following:

Court costs [are] assessed in the amount of $175.00. You’ve got 233 days you’ve got to pay back to the Hickman County Jail. That’s a total of $5,126.00 that you owe to the Hickman County Jail. You are also going to pay all [the victim’s] medical expenses for herpes at $600.00 a month for forty years. I just calculated that up, that’s $288,000.00.

Then, after warning Appellant that his failure to pay the restitution following his eventual release from prison could result in additional imprisonment for contempt, the judge embellished upon the sentence by saying to Appellant:

It’s not within my power to have you shot or hung. If it was, that’s most likely exactly what I’d do. And I will make you at least suffer something out of pocket that she’s got, and her suffering goes far past whatever the medicine may cost.

The restitution award, court costs, and the jail fee were then written into the judgment form and the matter was concluded.2 Appellant did not present in the trial court any of the objections that he now raises in this appeal. We, therefore, look first at the Commonwealth’s claim that the matters are not subject to appellate review.

II. PRESERVATION OF ISSUES FOR APPELLATE REVIEW

Appellant acknowledges that he did not preserve the issues with a contemporaneous objection, but argues that because the imposition of restitution, fines and court costs is a “sentencing issue,” his failure to object does not result in a waiver.3 See Cummings v. Commonwealth, 226 S.W.3d 62, 66 (Ky.2007) (holding that because “sentencing is jurisdictional,” “sentencing issues” may be raised for the first time on appeal.). In the alternative, he requests palpable error review under RCr 10.26. The Commonwealth responds that the issues Appellant raises are not “sentencing issues,” and that because he failed to object in the trial court, his only avenue for appellate review is by way of palpable error. The Commonwealth further contends that, even if we review the order for palpable error, the trial court’s ruling is correct.

While the phrase, “sentencing is jurisdictional” has been applied in published and unpublished opinions of this Court and the Court of Appeals more than 25 times since it first appeared in Wellman v. Commonwealth, 694 S.W.2d 696 (Ky.1985), its meaning remains somewhat obscure. We begin, therefore, with an explanation of that term. We follow with a consideration of whether the matters that Appellant now raises are true “sentencing issues” which qualify for appellate review without preservation, or whether they are simply procedural errors subject to palpable error review under RCr 10.26.

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Jones v. Commonwealth, 382 S.W.3d 22, 2011 WL 6543010, 2011 Ky. LEXIS 180 (Ky. 2011).

382 S.W.3d 22 (Jones v. Commonwealth) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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