JOHNSON v. SAUL

CourtDistrict Court, S.D. Indiana
DecidedMarch 25, 2021
Docket4:20-cv-00010
StatusUnknown

This text of JOHNSON v. SAUL (JOHNSON v. SAUL) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
JOHNSON v. SAUL, (S.D. Ind. 2021).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF INDIANA NEW ALBANY DIVISION

DAVID L. J., ) ) Plaintiff, ) ) v. ) Case No. 4:20-cv-00010-TWP-DML ) ANDREW M. SAUL, Commissioner of the Social ) Security Administration, ) ) Defendant. )

ENTRY ON JUDICIAL REVIEW Plaintiff David L. J.1 ("David J. ") requests judicial review of the final decision of the Commissioner of the Social Security Administration (the "Commissioner"), denying his applications for Social Security Disability Insurance Benefits ("DIB") under Title II of the Social Security Act ("the Act"), and Supplemental Security Income ("SSI") under Title XVI of the Act.2 For the following reasons, the Court REMANDS the decision of the Commissioner for further consideration. I. BACKGROUND A. Procedural History On February 16, 2016, David J. protectively filed his applications for DIB and SSI, alleging a disability onset date of December 31, 2015, due to macular degeneration, arthritis in the

1 To protect the privacy interests of claimants for Social Security benefits, consistent with the recommendation of the Court Administration and Case Management Committee of the Administrative Office of the United States Courts, the Southern District of Indiana has opted to use only the first name and last initial of non-governmental parties in its Social Security judicial review opinions.

2 In general, the legal standards applied are the same regardless of whether a claimant seeks Disability Insurance Benefits or Supplemental Security Income. However, separate, parallel statutes and regulations exist for DIB and SSI claims. Therefore, citations in this opinion should be considered to refer to the appropriate parallel provision as context dictates. The same applies to citations of statutes or regulations found in quoted decisions. spine, neck and hips, gout, Hepatitis C, cirrhosis, weakness, bipolar disorder, post-traumatic stress disorder, and psychotic tendencies. David J. 's applications were initially denied on April 28, 2016, and again on reconsideration on September 7, 2016. David J. filed a written request for a hearing on October 14, 2016. On August 28, 2018, a hearing was held before Administrative Law Judge

Thuy-Anh T. Nguyen (the "ALJ"). David J. was present via video conference and was represented by counsel, William J. Jenner. William T. Cody, a vocational expert (the "VE"), also appeared and testified at the hearing. On January 10, 2019, the ALJ denied David J. 's applications for DIB and SSI. Following this decision, on February 7, 2019, David J. requested review by the Appeals Council. On November 12, 2019, the Appeals Council denied David J. 's request for review of the ALJ's decision, thereby making the ALJ's decision the final decision of the Commissioner for purposes of judicial review. On January 13, 2020, David J. filed this action for judicial review of the ALJ's decision pursuant to 42 U.S.C. § 405(g). B. Factual Background The Court notes that this factual background is not intended to be a comprehensive

recitation of the medical history or the daily activities of David J. . At the time of his alleged disability onset date, he was forty-nine years old, and he was fifty-two years old at the time of the ALJ's decision. He is now fifty-five years old. David J. has an employment history of working as a sandblaster, forklift operator, and warehouse worker. On March 14, 2016, Larry Freudenberger, Psy.D. ("Dr. Freudenberger"), a clinical psychologist, examined David J. and evaluated his mental condition. He told Dr. Freudenberger that he had been married in the past, had four adult children, and was currently living with his mother. On mental status examination, Dr. Freudenberger found that David J. was fully oriented, his mood was somewhat anxious and depressed, and his affect was somewhat restricted. He demonstrated adequate memory, calculation ability, and fund of information. David J. had no delusional responses or thought disorder and no ongoing visual or auditory hallucinations, but he told the examining psychologist that he had a hallucination approximately a month earlier. David J. listed a variety of daily activities that included dressing, grooming, and bathing himself, driving

an automobile, meal preparation, household cleaning, and laundry. Dr. Freudenberger diagnosed him with major depressive disorder, unspecified anxiety disorder, rule out bipolar disorder, and a history of alcohol abuse (Filing No. 8-9 at 50–53). On April 28, 2016, Jerry Smartt, Jr., M.D. ("Dr. Smartt"), a non-examining state agency physician, examined David J. 's medical records and submitted an RFC finding that he had the ability to perform light work. Dr. Smartt opined that David J. could perform light work with occasional postural limits on climbing, stooping, kneeling, crouching, and crawling; frequently balancing; visual acuity limits to avoid reading fine and small print but able to read medium and large print, and avoid driving and working in dimly lit areas; and environmental limits to avoid concentrated exposure to wetness and hazards. (Filing No. 8-3 at 5–15.) On September 2, 2016,

J. Sands, M.D. ("Dr. Sands"), another non-examining state agency physician, examined David J. 's medical records and offered a similar opinion and RFC finding as that offered by Dr. Smartt. Id. at 36–46. In April and September 2016, state agency psychologists Patricia Garcia, Ph.D. ("Dr. Garcia"), and Donna Unversaw, Ph.D. ("Dr. Unversaw"), reviewed David J. 's medical records and assessed mental capacity limits of unskilled tasks within his physical limitations. Id. at 24–27, 56– 58. On April 26, 2017, David J. was examined by Robert A. Goodin, M.D. ("Dr. Goodin"), of Louisville Orthopaedic Clinic, who found that he had left hip primary osteoarthritis, lumbar degenerative disc disease, and right and left rotator cuff tendonitis. Dr. Goodin noted that David J's hip looked fairly good overall, and most of his symptoms were coming from his lower back. Dr. Goodin recommended physical therapy (Filing No. 8-13 at 41–43). David J. had an MRI on September 5, 2017, which revealed "[l]arge central disc protrusion at C5/6 level asymmetric to the

right resulting in mild spinal canal stenosis and severe right neural foraminal narrowing with probable compression of the right C6 nerve root." (Filing No. 8-9 at 92.) Thereafter, from March 7 through May 7, 2018, David J. attended physical therapy, with occasional no-shows to his appointment. His physical therapist opined, "as [David J. 's] pain is chronic in nature, it is unlikely [physical therapy] will alleviate his pain". (Filing No. 8-11 at 6–7.) II. DISABILITY AND STANDARD OF REVIEW Under the Act, a claimant may be entitled to DIB or SSI only after he establishes that he is disabled. Disability is defined as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less

than 12 months." 42 U.S.C. § 423(d)(1)(A). To be found disabled, a claimant must demonstrate that his physical or mental limitations prevent him from doing not only his previous work but any other kind of gainful employment which exists in the national economy, considering his age, education, and work experience. 42 U.S.C. § 423(d)(2)(A). The Commissioner employs a five-step sequential analysis to determine whether a claimant is disabled.

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JOHNSON v. SAUL, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-saul-insd-2021.