Johnson v. Randall Smith, Inc.

965 N.E.2d 344, 196 Ohio App. 3d 722
CourtOhio Court of Appeals
DecidedNovember 21, 2011
DocketNo. 2010-P-0050
StatusPublished
Cited by1 cases

This text of 965 N.E.2d 344 (Johnson v. Randall Smith, Inc.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. Randall Smith, Inc., 965 N.E.2d 344, 196 Ohio App. 3d 722 (Ohio Ct. App. 2011).

Opinions

Thomas R. Wright, Judge.

{¶ 1} This appeal is from a final order of the Portage County Court of Common Pleas. The trial court entered judgment in favor of appellees, Dr. Randall H. Smith and Randall H. Smith, M.D., Inc., on both claims in the underlying civil action. In seeking reversal of this determination, appellants, Jeanette and Harvey Johnson, challenge the propriety of the trial court’s pretrial ruling on appellees’ motion in limine.

{¶ 2} In April 2001, Dr. Smith performed a laparoscopic procedure on Jeanette Johnson’s gall bladder. Certain complications arose during the course of the operation, and it became necessary for Smith to place a “t-tube” in the common duct of the gall bladder. As a result of the complications, Mrs. Johnson experienced a condition in which the opening of her common duct narrowed in size.

{¶ 3} Although Mrs. Johnson was released from the local hospital soon after the procedure, she had to be readmitted within three weeks for jaundice and an obstruction of a bile duct. Following further consultation, it was decided that Mrs. Johnson should be transferred to another hospital for an endoscopic procedure on her gall bladder. During the next 11 months, it was necessary for [724]*724her to undergo six separate procedures for the problems associated with her gall bladder.

{¶ 4} At the time Smith informed Mrs. Johnson of the need to transfer her to a new facility, she was in her hospital room with her daughter and a family friend. Upon learning that she had to have another procedure, Mrs. Johnson became very emotional. In response, Smith held Mrs. Johnson’s hand and said to her that he took full responsibility for what had happened to her.

{¶ 5} Within 17 months of the initial procedure performed by Smith, Mrs. Johnson and her husband, appellants, filed a medical-malpractice case against the doctor and the corporate entity under which he conducted his practice. This first action remained pending for approximately four years, until September 2006, at which time it was voluntarily dismissed under Civ.R. 41(A). Ten months later, appellants refiled the action, asserting claims in negligence and loss of consortium. The primary allegation supporting both claims was that Smith negligently cut the common duct of Mrs. Johnson’s gall bladder during the April 2001 procedure.

{¶ 6} After the parties engaged in considerable discovery, a jury trial on the final merits was scheduled for June 2010. Approximately ten days before trial, Smith and his corporate entity, appellees, submitted a motion in limine to prohibit the introduction of any evidence regarding the statement he made to Mrs. Johnson prior to her transfer to the second hospital. As the grounds for the motion, appellees contended that Smith’s statement constituted an expression of sympathy under R.C. 2317.43, which provides that such statements are inadmissible as evidence of an admission of liability.

{¶ 7} Appellants filed two responses to appellees’ motion in limine. In the first response, they argued that Smith’s statement should not be viewed as an apology or a mere expression of sympathy, but rather an admission of negligence. In their second response, they maintained that R.C. 2317.43 was not applicable to Smith’s statement, because the statute was enacted three years after their claims against appellees arose and after the disputed statement was made.

{¶ 8} Prior to the outset of the jury trial, the trial court held a separate hearing on the motion in limine, during which Mrs. Johnson, her daughter, and their friend testified as to the exact nature of the doctor’s statement and the general context in which it had been made. Each witness quoted Smith as expressly stating that he would take full responsibility for the matter. At the close of this testimony, the trial court concluded that no evidence regarding the statement would be allowed at trial. As the basis for its oral ruling, the court first held that R.C. 2317.43 could be applied retroactively to Smith’s statement because the statute was remedial in nature. Second, the court found that the statute mandated the exclusion of the statement because the doctor was only [725]*725trying to console Mrs. Johnson and was merely taking responsibility for the transfer.

{¶ 9} Once the trial court disposed of appellees’ motion in limine, a two-day trial ensued. The jury ultimately returned a general verdict against appellants on their two claims. After the trial court rendered its final judgment on the jury verdict, appellants filed this appeal. In now limiting the scope of their arguments to the merits of the motion in limine, appellants have assigned the following as error:

{¶ 10} “1. The trial court committed prejudicial error in granting Defendants-Appellees’ Motion in Limine prohibiting Plaintiffs-Appellants from introducing any testimony or evidence of Randall Smith, M.D.’s statement T take full responsibility’ for the harm suffered by Mrs. Johnson based upon its opinion that R.C. 2317.43 excluded the statement.

{¶ 11} “2. The trial court committed prejudicial error by retroactively applying R.C. 2317.43 and granting Defendants-Appellees’ Motion in Limine prohibiting Plaintiffs-Appellants from introducing any testimony or evidence of Randall Smith, M.D.’s statement T take full responsibility’ for the harm suffered by Mrs. Johnson.”

{¶ 12} Because the resolution of the second assignment is controlling, it will be addressed first. Under that assignment, appellants submit that the trial court should have denied appellees’ motion in limine because the governing statute, R.C. 2317.43, could not be applied retroactively to the verbal statement he made in May 2001. In support, they maintain that in enacting the statute in 2004, the Ohio General Assembly did not include language indicating that retroactive application was intended.

{¶ 13} As was noted above, appellees’ motion regarding Smith’s statement was predicated entirely upon R.C. 2317.43, which covers the use of a defendant’s prior statement of sympathy as evidence in a medical-malpractice action. Our review of the legislative history of this statute indicates that its present version originally took effect in September 2004, and that the Ohio Revised Code did not have a provision pertaining to its subject matter prior to that date. Throughout the entire six-year period in which R.C. 2317.43 has been in effect, subsection (A) of the statute has provided:

{¶ 14} “(A) In any civil action brought by an alleged victim of an unanticipated outcome of medical care or in any arbitration proceeding related to such a civil action, any and all statements, affirmations, gestures, or conduct expressing apology, sympathy, commiseration, condolence, compassion, or a general sense of benevolence that are made by a health care provider or an employee of a health care provider to the alleged victim, a relative of the alleged victim, or a [726]*726representative of the alleged victim, and that relate to the discomfort, pain, suffering, injury, or death of the alleged victim as the result of the unanticipated outcome of medical care are inadmissible as evidence of an admission of liability or as evidence of an admission against interest.”

{¶ 15} In attempting to interpret the foregoing language as it relates to the issue of retroactivity, appellees state that the use of the phrase “in any civil action” is sufficient to indicate that the legislature meant for the evidentiary exclusion to apply to any action regardless of when the underlying claims arose.

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Related

Estate of Johnson v. Randall Smith, Inc.
2013 Ohio 1507 (Ohio Supreme Court, 2013)

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Bluebook (online)
965 N.E.2d 344, 196 Ohio App. 3d 722, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-randall-smith-inc-ohioctapp-2011.