1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 KIRSTIN JOHNSON, et al., Case No. 20-cv-01569-SK (JD)
8 Plaintiffs, ORDER RE MOTION TO 9 v. DISQUALIFY
10 KIERSTIE BARR, et al., Re: Dkt. No. 26 Defendants. 11
12 13 Plaintiff Kirstin Johnson, on behalf of herself and as guardian ad litem for her minor 14 children, has sued the City and County of San Francisco and others for civil rights claims arising 15 out of an incident involving San Francisco Police Department officers in January 2019.1 Dkt. No. 16 1-1. Johnson’s husband is also a plaintiff. Id. ¶ 12. The case was removed from the California 17 Superior Court on the basis of federal question jurisdiction. Dkt. No. 1. It was randomly assigned 18 to Magistrate Judge Sallie Kim, and all parties consented to magistrate judge jurisdiction under 28 19 U.S.C. § 636(c). Dkt. Nos. 6, 7. 20 As the case ramped up, Judge Kim was asked to decide a protective order dispute. Dkt. 21 No. 25. Defendants produced videos of the incident that featured the minor children, and 22 proposed to designate the videos as “confidential” in accordance with their understanding of 23 California laws protecting juveniles. Id. at 1. Plaintiffs objected to the designation, and 24 apparently wanted the videos to be freely available to the public. Id. 25 26 1 The complaint refers to Johnson as guardian ad litem, as do the parties and the magistrate judge. 27 An order appointing Johnson as guardian does not seem to have been filed on the docket, see 1 In a written order, Judge Kim granted a confidentiality designation for all portions of the 2 videos that showed the children to protect them from “embarrassment or harm if these images are 3 shown in the public.” Id. She acknowledged that she had not had an opportunity to view “the 4 entirety of the video footage,” and expressly contemplated potential revisions to the designations 5 pending further discussions between the parties, and other proceedings. Id. at 2. Judge Kim also 6 said that “the failure of the minor Plaintiffs’ parents to protect them from this harm is disturbing,” 7 and that the duty of a guardian ad litem was “to protect the interests of the minors” including 8 “consideration of future harm” from public display of the videos. Id. at 1. 9 These latter comments triggered a heated response. In plaintiffs’ view, they manifested an 10 actual bias, or an appearance of bias, against them that warrants removal of Judge Kim from the 11 case under the judicial disqualification and recusal statutes, 28 U.S.C. §§ 144 and 455. See Dkt. 12 No. 26. Plaintiffs say they felt “insulted,” and that Judge Kim had in effect called Johnson “a bad 13 mother.” Id. at 9. They are particularly aggrieved that Judge Kim made the comments without 14 reviewing all of the videos, which they believe indicates a “high degree of favoritism” toward 15 defendants, and “antagonism” towards them. Id. at 9-10. 16 Judge Kim referred the motion for assignment to another judge for disposition, and 17 deferred any further rulings in this case. Dkt. No. 27. Under established procedures, a referral 18 was not necessary, and Judge Kim could have decided the disqualification motion herself. See 19 Nat’l Abortion Fed’n v. Ctr. for Med. Progress, 257 F. Supp. 3d 1084, 1088 (N.D. Cal. 2017). 20 Even so, she made the referral, undoubtedly out of an abundance of caution and to maximize the 21 parties’ and the public’s confidence in the judicial process. 22 The motion was assigned to this Court as the district judge on duty for general matters at 23 the time of the referral. The Court deems it suitable for resolution without a hearing. Civil Local 24 Rule 7-1(b). Disqualification is denied. 25 In National Abortion Federation, the Court reviewed in detail the law governing 26 disqualification under Sections 144 and 455. See 257 F. Supp. 3d at 1088-89. Those standards 27 apply fully here. Under Section 144, the party seeking disqualification must show through a 1 bias or prejudice either against him [or her] or in favor of any adverse party.” Under Section 455, 2 a judge must “disqualify [herself] in any proceeding in which [her] impartiality might reasonably 3 be questioned,” or where “[she] has a personal bias or prejudice concerning a party, or personal 4 knowledge of disputed evidentiary facts concerning the proceeding.” 5 For both statutes, the test is an objective one and asks “whether a reasonable person with 6 knowledge of all the facts would conclude that the judge’s impartiality might reasonably be 7 questioned.” Nat’l Abortion Fed’n, 257 F. Supp. 3d at 1089 (quoting United States v. Holland, 8 519 F.3d 909, 913-14 (9th Cir. 2008)). A “reasonable person for this inquiry is not someone who 9 is hypersensitive or unduly suspicious, but rather is a well-informed, thoughtful observer.” Id. 10 (internal quotations omitted). 11 Disqualification must be evaluated in light of the principle that a judge has “as strong a 12 duty to sit when there is no legitimate reason to recuse as he does to recuse when the law and facts 13 require.” Id. (quoting Clemens v. U.S. Dist. Court for Central Dist. of Cal., 428 F.3d 1175, 1179 14 (9th Cir. 2005)). Our circuit also holds that “section 455(a) claims are fact driven, and as a result, 15 the analysis of a particular section 455(a) claim must be guided, not by comparison to similar 16 situations addressed by prior jurisprudence, but rather by an independent examination of the 17 unique facts and circumstances of the particular claim at issue.” Id. (internal quotation omitted). 18 It is regrettable that plaintiffs found insult in Judge Kim’s comments. Litigation is hard 19 enough without also feeling slighted or personally criticized along the way. But no reasonable 20 person would find actual bias, or an appearance of bias, in the magistrate judge’s remarks. At 21 heart, the comments simply expressed concern about safeguarding the interests of the minor 22 plaintiffs. The magistrate judge has a “special duty” to ensure that protection. Robidoux v. 23 Rosengren, 638 F.3d 1177, 1181 (9th Cir. 2011). The guardian ad litem is also charged with the 24 obligation to “protect the minor” in court proceedings. Fed. R. Civ. P. 17(c)(2). It is clear from 25 the words and the context of the order that Judge Kim’s comments were directed to this 26 consideration, and so they do not evidence actual bias, or support a reasonable apprehension of 27 prejudice or favoritism. 1 Nothing in Liteky v. United States, 510 U.S. 540 (1994), the main case plaintiffs rely upon, 2 || points to a different conclusion. It involved factual circumstances that are wholly distinct from the 3 situation here, which significantly limits its utility. To the extent Liteky might apply, it cuts 4 || against plaintiffs. Liteky concluded that “expressions of impatience, dissatisfaction, annoyance, 5 and even anger” that the occasionally “imperfect men and women” of the federal judiciary 6 “sometimes display” do not evidence bias or partiality. Liteky, 510 U.S. at 555-56.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 KIRSTIN JOHNSON, et al., Case No. 20-cv-01569-SK (JD)
8 Plaintiffs, ORDER RE MOTION TO 9 v. DISQUALIFY
10 KIERSTIE BARR, et al., Re: Dkt. No. 26 Defendants. 11
12 13 Plaintiff Kirstin Johnson, on behalf of herself and as guardian ad litem for her minor 14 children, has sued the City and County of San Francisco and others for civil rights claims arising 15 out of an incident involving San Francisco Police Department officers in January 2019.1 Dkt. No. 16 1-1. Johnson’s husband is also a plaintiff. Id. ¶ 12. The case was removed from the California 17 Superior Court on the basis of federal question jurisdiction. Dkt. No. 1. It was randomly assigned 18 to Magistrate Judge Sallie Kim, and all parties consented to magistrate judge jurisdiction under 28 19 U.S.C. § 636(c). Dkt. Nos. 6, 7. 20 As the case ramped up, Judge Kim was asked to decide a protective order dispute. Dkt. 21 No. 25. Defendants produced videos of the incident that featured the minor children, and 22 proposed to designate the videos as “confidential” in accordance with their understanding of 23 California laws protecting juveniles. Id. at 1. Plaintiffs objected to the designation, and 24 apparently wanted the videos to be freely available to the public. Id. 25 26 1 The complaint refers to Johnson as guardian ad litem, as do the parties and the magistrate judge. 27 An order appointing Johnson as guardian does not seem to have been filed on the docket, see 1 In a written order, Judge Kim granted a confidentiality designation for all portions of the 2 videos that showed the children to protect them from “embarrassment or harm if these images are 3 shown in the public.” Id. She acknowledged that she had not had an opportunity to view “the 4 entirety of the video footage,” and expressly contemplated potential revisions to the designations 5 pending further discussions between the parties, and other proceedings. Id. at 2. Judge Kim also 6 said that “the failure of the minor Plaintiffs’ parents to protect them from this harm is disturbing,” 7 and that the duty of a guardian ad litem was “to protect the interests of the minors” including 8 “consideration of future harm” from public display of the videos. Id. at 1. 9 These latter comments triggered a heated response. In plaintiffs’ view, they manifested an 10 actual bias, or an appearance of bias, against them that warrants removal of Judge Kim from the 11 case under the judicial disqualification and recusal statutes, 28 U.S.C. §§ 144 and 455. See Dkt. 12 No. 26. Plaintiffs say they felt “insulted,” and that Judge Kim had in effect called Johnson “a bad 13 mother.” Id. at 9. They are particularly aggrieved that Judge Kim made the comments without 14 reviewing all of the videos, which they believe indicates a “high degree of favoritism” toward 15 defendants, and “antagonism” towards them. Id. at 9-10. 16 Judge Kim referred the motion for assignment to another judge for disposition, and 17 deferred any further rulings in this case. Dkt. No. 27. Under established procedures, a referral 18 was not necessary, and Judge Kim could have decided the disqualification motion herself. See 19 Nat’l Abortion Fed’n v. Ctr. for Med. Progress, 257 F. Supp. 3d 1084, 1088 (N.D. Cal. 2017). 20 Even so, she made the referral, undoubtedly out of an abundance of caution and to maximize the 21 parties’ and the public’s confidence in the judicial process. 22 The motion was assigned to this Court as the district judge on duty for general matters at 23 the time of the referral. The Court deems it suitable for resolution without a hearing. Civil Local 24 Rule 7-1(b). Disqualification is denied. 25 In National Abortion Federation, the Court reviewed in detail the law governing 26 disqualification under Sections 144 and 455. See 257 F. Supp. 3d at 1088-89. Those standards 27 apply fully here. Under Section 144, the party seeking disqualification must show through a 1 bias or prejudice either against him [or her] or in favor of any adverse party.” Under Section 455, 2 a judge must “disqualify [herself] in any proceeding in which [her] impartiality might reasonably 3 be questioned,” or where “[she] has a personal bias or prejudice concerning a party, or personal 4 knowledge of disputed evidentiary facts concerning the proceeding.” 5 For both statutes, the test is an objective one and asks “whether a reasonable person with 6 knowledge of all the facts would conclude that the judge’s impartiality might reasonably be 7 questioned.” Nat’l Abortion Fed’n, 257 F. Supp. 3d at 1089 (quoting United States v. Holland, 8 519 F.3d 909, 913-14 (9th Cir. 2008)). A “reasonable person for this inquiry is not someone who 9 is hypersensitive or unduly suspicious, but rather is a well-informed, thoughtful observer.” Id. 10 (internal quotations omitted). 11 Disqualification must be evaluated in light of the principle that a judge has “as strong a 12 duty to sit when there is no legitimate reason to recuse as he does to recuse when the law and facts 13 require.” Id. (quoting Clemens v. U.S. Dist. Court for Central Dist. of Cal., 428 F.3d 1175, 1179 14 (9th Cir. 2005)). Our circuit also holds that “section 455(a) claims are fact driven, and as a result, 15 the analysis of a particular section 455(a) claim must be guided, not by comparison to similar 16 situations addressed by prior jurisprudence, but rather by an independent examination of the 17 unique facts and circumstances of the particular claim at issue.” Id. (internal quotation omitted). 18 It is regrettable that plaintiffs found insult in Judge Kim’s comments. Litigation is hard 19 enough without also feeling slighted or personally criticized along the way. But no reasonable 20 person would find actual bias, or an appearance of bias, in the magistrate judge’s remarks. At 21 heart, the comments simply expressed concern about safeguarding the interests of the minor 22 plaintiffs. The magistrate judge has a “special duty” to ensure that protection. Robidoux v. 23 Rosengren, 638 F.3d 1177, 1181 (9th Cir. 2011). The guardian ad litem is also charged with the 24 obligation to “protect the minor” in court proceedings. Fed. R. Civ. P. 17(c)(2). It is clear from 25 the words and the context of the order that Judge Kim’s comments were directed to this 26 consideration, and so they do not evidence actual bias, or support a reasonable apprehension of 27 prejudice or favoritism. 1 Nothing in Liteky v. United States, 510 U.S. 540 (1994), the main case plaintiffs rely upon, 2 || points to a different conclusion. It involved factual circumstances that are wholly distinct from the 3 situation here, which significantly limits its utility. To the extent Liteky might apply, it cuts 4 || against plaintiffs. Liteky concluded that “expressions of impatience, dissatisfaction, annoyance, 5 and even anger” that the occasionally “imperfect men and women” of the federal judiciary 6 “sometimes display” do not evidence bias or partiality. Liteky, 510 U.S. at 555-56. Even if 7 || plaintiffs’ characterization of Judge Kim’s comments as personally derogatory or insulting were 8 taken at full value, which the Court has not determined is warranted, they fall within the 9 || parameters set by Liteky. 10 The fact that Judge Kim did not view the entirety of the videos is of no moment. Judge 11 Kim expressly left open the possibility of revising the confidentiality designations in plaintiffs’ 12 || favor pending subsequent proceedings. The order clearly contemplated a two-step process of 5 13 || containing any immediate risk of harm to the children, followed by a fine-tuning of the 14 || designations by the parties and the court. No door was closed to plaintiffs to their detriment. 3 15 Plaintiffs have not established a basis for disqualification of Judge Kim in the record 16 || before the Court. They did not argue for disqualification on any other grounds, such as 3 17 extrajudicial evidence of a deep-seated or pre-existing bias. See Liteky, 510 U.S. at 556. 18 Consequently, the motion is denied. 19 IT IS SO ORDERED. 20 Dated: December 9, 2020 21 22 73 JAMES PONATO United States District Judge 24 25 26 27 28